Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jan 7, 2019

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

643 filings · trading day Jan 7, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 15, 2015 CJSForm 5 →	Jan 7, 2019, 10:07 am EST	CREATIVE REALITIES, INC.CREX	Richard C MillsChief Executive Officer, Director, 10% Owner	3,799,289	$565,000.00	$309,520,560,000	8,929	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:07 pm EST	GNC HOLDINGS, INC.GNC	Harbin Pharmaceutical Group Co., Ltd.10% Owner	50,000	$1,000.00	$50,000,000	150,000	—
Dec 31, 2018 JMForm 4 →	Jan 4, 2019, 7:03 pm EST	Phillips Edison & Company, Inc.no symbol	Jeffrey EdisonCEO, President and Chairman, Director	2,818,146	$11.05	$31,140,513	679,036	—	late
Dec 15, 2017 JMForm 4 →	Jan 4, 2019, 7:05 pm EST	Phillips Edison & Company, Inc.no symbol	Devin Ignatius MurphyCFO and Treasurer	872,574	$11.05	$9,641,943	133,726	—	late
Dec 15, 2017 JMForm 4 →	Jan 4, 2019, 7:07 pm EST	Phillips Edison & Company, Inc.no symbol	Robert F. MyersChief Operating Officer & SVP	230,207	$11.05	$2,543,787	40,672	—	late
Jan 3, 2019 MForm 4 →	Jan 7, 10:32 am EST	AUTOMATIC DATA PROCESSING INCADP	Thomas J PerrottiCorp. VP	12,351	$86.70	$1,070,782	8,095	—
Jan 2, 2019 CMForm 4 →	Jan 4, 6:48 pm EST	ROKU, INCROKU	Scott A. RosenbergGM, Sr. VP Platform Business	75,000	$8.82	$661,500	0	—	amended
Jan 2, 2019 MForm 4 →	Jan 4, 4:55 pm EST	ServisFirst Bancshares, Inc.SFBS	Rodney Eldon RushingEVP, Correspondent Banking	112,500	$5.00	$562,500	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:25 pm EST	Spok Holdings, IncSPOK	Vincent D KellyPresident & CEO, Director	75,414	$13.26	$499,995	293,894	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:25 pm EST	S&P Global Inc.SPGI	Charles E HaldemanDirector	2,578	$169.85	$437,929	19,188	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:20 pm EST	NetApp, Inc.NTAP	George T ShaheenDirector	7,132	$60.34	$430,345	19,618	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:58 pm EST	S&P Global Inc.SPGI	Edward B Rust Jr.Director	1,732	$169.85	$294,111	72,904	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:38 pm EST	S&P Global Inc.SPGI	Kurt L SchmokeDirector	1,695	$169.85	$287,945	44,870	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:49 pm EST	S&P Global Inc.SPGI	Michael RakeDirector	1,348	$169.85	$228,905	23,982	—
Dec 31, 2018 JMForm 4 →	Jan 4, 2019, 7:01 pm EST	Phillips Edison & Company, Inc.no symbol	Robert Mark AddyExecutive Vice President	19,108	$11.05	$211,143	33,627	—	late
Jan 2, 2019 AJForm 4 →	Jan 4, 5:27 pm EST	PACCAR INCPCAR	Beth FordDirector	3,068	$57.86	$177,531	8,401	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:23 pm EST	S&P Global Inc.SPGI	William D GreenDirector	1,011	$169.85	$171,735	10,996	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:52 pm EST	S&P Global Inc.SPGI	Richard E ThornburghDirector	1,007	$169.85	$171,119	10,684	—
Jan 2, 2019 AForm 4 →	Jan 4, 7:15 pm EST	S&P Global Inc.SPGI	Rebecca JacobyDirector	936	$169.85	$158,944	4,524	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:35 pm EST	S&P Global Inc.SPGI	Maria R MorrisDirector	907	$169.85	$154,105	2,077	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:56 pm EST	S&P Global Inc.SPGI	Monique F. LerouxDirector	907	$169.85	$154,105	2,077	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:32 pm EST	S&P Global Inc.SPGI	Stephanie C. HillDirector	904	$169.85	$153,568	1,805	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:21 pm EST	S&P Global Inc.SPGI	Marco AlveraDirector	902	$169.85	$153,264	1,651	—
Dec 31, 2018 MForm 4 →	Jan 4, 2019, 5:38 pm EST	Spok Holdings, IncSPOK	Hemant GoelPresident of Spok, Inc.	11,470	$13.26	$152,092	69,713	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 5:18 pm EST	PACCAR INCPCAR	Alison J CarnwathDirector	2,593	$57.86	$150,031	2,593	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:23 pm EST	PACCAR INCPCAR	Franklin FederDirector	2,593	$57.86	$150,031	4,185	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:29 pm EST	PACCAR INCPCAR	Kirk S HachigianDirector	2,593	$57.86	$150,031	29,623	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:46 pm EST	PACCAR INCPCAR	Roderick C McGearyDirector	2,593	$57.86	$150,031	17,896	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:52 pm EST	PACCAR INCPCAR	John PigottDirector	2,593	$57.86	$150,031	27,384	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:56 pm EST	PACCAR INCPCAR	Mark A SchulzDirector	2,593	$57.86	$150,031	2,593	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:58 pm EST	PACCAR INCPCAR	Gregory M SpierkelDirector	2,593	$57.86	$150,031	30,583	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:59 pm EST	NEW JERSEY RESOURCES CORPNJR	Donald L CorrellDirector	2,472	$44.50	$110,004	21,492	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:02 pm EST	NEW JERSEY RESOURCES CORPNJR	M William Howard Jr.Director	2,472	$44.50	$110,004	17,625	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:28 pm EST	NEW JERSEY RESOURCES CORPNJR	David A TriceDirector	2,472	$44.50	$110,004	24,457	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:30 pm EST	NEW JERSEY RESOURCES CORPNJR	Sharon C TaylorDirector	2,472	$44.50	$110,004	25,985	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:32 pm EST	NEW JERSEY RESOURCES CORPNJR	Maureen A BorkowskiDirector	2,472	$44.50	$110,004	5,883	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:36 pm EST	NEW JERSEY RESOURCES CORPNJR	Jane M KennyDirector	2,472	$44.50	$110,004	13,995	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:38 pm EST	NEW JERSEY RESOURCES CORPNJR	Thomas C OConnorDirector	2,472	$44.50	$110,004	8,578	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:41 pm EST	NEW JERSEY RESOURCES CORPNJR	George R ZoffingerDirector	2,472	$44.50	$110,004	94,122	—
Jan 2, 2019 IForm 4 →	Jan 4, 7:12 pm EST	ASSOCIATED BANC-CORPASB	Robert A JeffeDirector	5,109	$19.95	$101,928	15,510	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:53 pm EST	GENERAL ELECTRIC COGE	Leslie SeidmanDirector	12,414	$7.25	$90,002	25,675	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:52 pm EST	GENERAL ELECTRIC COGE	James J MulvaDirector	11,724	$7.25	$84,999	188,379	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:45 pm EST	GENERAL ELECTRIC COGE	William G BeattieDirector	11,552	$7.25	$83,752	166,430	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:44 pm EST	GENERAL ELECTRIC COGE	Sebastien M BazinDirector	10,862	$7.25	$78,750	48,962	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:57 pm EST	GENERAL ELECTRIC COGE	James S TischDirector	10,862	$7.25	$78,750	122,843	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:48 pm EST	GENERAL ELECTRIC COGE	Francisco DsouzaDirector	10,690	$7.25	$77,503	84,257	—
Jan 3, 2019 XForm 4 →	Jan 4, 5:30 pm EST	SPECIAL OPPORTUNITIES FUND, INC.SPE	Phillip GoldsteinChairman and Secretary, Director	3,000	$24.90	$74,700	19,499	—	amended
Jan 1, 2019 MForm 4 →	Jan 4, 7:00 pm EST	Phillips Edison & Company, Inc.no symbol	Jennifer L RobisonChief Accounting Officer & SVP	6,600	$11.05	$72,930	19,476	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 5:50 pm EST	GENERAL ELECTRIC COGE	Risa J Lavizzo-MoureyDirector	9,103	$7.25	$65,997	29,719	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:43 pm EST	PG&E CorpPCG	Richard C KellyDirector	2,468	$23.80	$58,750	16,402	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:49 pm EST	GENERAL ELECTRIC COGE	Thomas W HortonDirector	8,069	$7.25	$58,500	15,558	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:57 pm EST	Extra Space Storage Inc.EXR	P Scott StubbsExecutive VP and CFO	9,250	$6.22	$57,535	59,490	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:49 pm EST	CYTOKINETICS INCCYTK	John T HendersonDirector	8,247	$6.82	$56,245	8,247	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:14 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	Laurette T KoellnerDirector	2,540	$20.67	$52,502	11,935	—
Jan 2, 2019 AIForm 4 →	Jan 4, 6:08 pm EST	SEMPRA ENERGYSRE	Trevor I MihalikExecutive VP and CFO	15,996	$107.36	$51,960	2,662	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:16 pm EST	ServisFirst Bancshares, Inc.SFBS	Thomas A BroughtonPresident & CEO, Director	10,000	$5.00	$50,000	10,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:11 pm EST	Enstar Group LTDESGR	Robert J CampbellDirector	296	$168.03	$49,750	15,731	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:44 pm EST	GENERAL ELECTRIC COGE	Edward P Garden +1Director	6,828	$7.25	$49,503	21,089	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:33 pm EST	TWENTY-FIRST CENTURY FOX, INC.FOX	Delphine ArnaultDirector	2,072	$47.79	$48,746	28,633	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:35 pm EST	TWENTY-FIRST CENTURY FOX, INC.FOX	James BreyerDirector	2,072	$47.79	$48,746	28,633	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:37 pm EST	TWENTY-FIRST CENTURY FOX, INC.FOX	Chase CareyDirector	1,020	$47.79	$48,746	3,071	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:38 pm EST	TWENTY-FIRST CENTURY FOX, INC.FOX	Roderick I EddingtonDirector	2,072	$47.79	$48,746	28,633	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:41 pm EST	TWENTY-FIRST CENTURY FOX, INC.FOX	Jacques A NasserDirector	2,072	$47.79	$48,746	28,633	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:42 pm EST	TWENTY-FIRST CENTURY FOX, INC.FOX	Robert S SilbermanDirector	2,072	$47.79	$48,746	28,633	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:44 pm EST	TWENTY-FIRST CENTURY FOX, INC.FOX	Tidjane ThiamDirector	1,020	$47.79	$48,746	25,702	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:49 pm EST	CYTOKINETICS INCCYTK	Edward M. Kaye M.D.Director	6,414	$6.82	$43,743	6,414	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:40 pm EST	PG&E CorpPCG	Forrest E MillerDirector	1,786	$23.80	$42,500	24,156	—
Dec 31, 2018 MForm 4 →	Jan 4, 2019, 5:32 pm EST	Spok Holdings, IncSPOK	Bonnie Culp-FingerhutEx. VP, HR & Adminstration	3,152	$13.26	$41,796	23,618	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 4:11 pm EST	NEWS CORPNWS	Kelly AyotteDirector	3,621	$11.39	$41,243	22,436	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:12 pm EST	NEWS CORPNWS	Jose Maria AznarDirector	5,361	$11.39	$41,243	51,747	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:13 pm EST	NEWS CORPNWS	Natalie BancroftDirector	5,361	$11.39	$41,243	51,747	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:13 pm EST	NEWS CORPNWS	Peter BarnesDirector	5,361	$11.39	$41,243	51,747	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:14 pm EST	NEWS CORPNWS	Joel KleinDirector	3,621	$11.39	$41,243	37,008	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:15 pm EST	NEWS CORPNWS	James R MurdochDirector	5,361	$11.39	$41,243	51,747	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:15 pm EST	NEWS CORPNWS	Lachlan K MurdochDirector	5,361	$11.39	$41,243	51,747	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:16 pm EST	NEWS CORPNWS	Ana Paula PessoaDirector	5,361	$11.39	$41,243	51,747	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:17 pm EST	NEWS CORPNWS	Masroor SiddiquiDirector	5,361	$11.39	$41,243	51,747	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:07 pm EST	SUNTRUST BANKS INCSTI	David M RatcliffeDirector	746	$51.93	$38,750	26,462	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:27 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Theodore WahlPresident & CEO, Director	105,439	$40.18	$37,729	50,000	—
Jan 2, 2019 JForm 4 →	Jan 4, 6:00 pm EST	PACCAR INCPCAR	Charles R WilliamsonDirector	648	$57.86	$37,500	42,737	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:29 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Michael E McBryanExecutive Vice President	21,246	$40.18	$37,006	10,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:11 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	James A FirestoneDirector	1,754	$20.67	$36,255	73,842	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:12 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	Werner GeisslerDirector	1,754	$20.67	$36,255	50,232	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:13 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	Peter S HellmanDirector	1,754	$20.67	$36,255	53,621	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:16 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	W Alan McColloughDirector	1,754	$20.67	$36,255	73,842	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:17 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	John E McGladeDirector	1,754	$20.67	$36,255	33,113	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:21 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	Michael J MorellDirector	1,754	$20.67	$36,255	23,520	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:23 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	Roderick A PalmoreDirector	1,754	$20.67	$36,255	36,155	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:25 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	Stephanie A StreeterDirector	1,754	$20.67	$36,255	73,587	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:27 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	Thomas H WeidemeyerDirector	1,754	$20.67	$36,255	73,842	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:29 pm EST	GOODYEAR TIRE & RUBBER CO /OH/GT	Michael WesselDirector	1,754	$20.67	$36,255	73,842	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:31 pm EST	PG&E CorpPCG	Roger H KimmelDirector	1,418	$23.80	$33,750	13,184	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:48 pm EST	CYTOKINETICS INCCYTK	B Lynne ParshallDirector	4,582	$6.82	$31,249	4,582	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:05 pm EST	SUNTRUST BANKS INCSTI	Dallas S ClementDirector	578	$51.93	$30,000	6,449	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:28 pm EST	PG&E CorpPCG	Eric D. MullinsDirector	1,261	$23.80	$30,000	6,353	—
Dec 31, 2018 AForm 4/A →	Jan 4, 2019, 5:33 pm EST	GIBRALTAR INDUSTRIES, INC.ROCK	Timothy F. MurphySenior VP and CFO	720	$36.48	$26,250	21,361	—
Jan 2, 2019 JForm 4 →	Jan 4, 4:09 pm EST	LIQUIDITY SERVICES INCLQDT	James M RalloPresident RSCG and CAG	4,090	$6.12	$25,031	12,270	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:33 pm EST	METLIFE INCMET	Robert Glenn HubbardDirector	600	$41.67	$25,000	600	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:13 pm EST	WOLVERINE WORLD WIDE INC /DE/WWW	Joseph R GromekDirector	766	$32.30	$24,750	79,462	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:12 pm EST	Enstar Group LTDESGR	James D Carey +1Director	140	$168.03	$23,500	4,295	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:30 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	John Christopher SheaChief Financial Officer	22,198	$40.18	$22,822	10,000	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:28 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	David HurlockExecutive Vice President & COO	21,213	$40.18	$22,621	225	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:04 pm EST	SUNTRUST BANKS INCSTI	Bruce L TannerDirector	433	$51.93	$22,500	6,387	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:08 pm EST	SUNTRUST BANKS INCSTI	M Douglas IvesterDirector	433	$51.93	$22,500	64,623	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:09 pm EST	SUNTRUST BANKS INCSTI	Steven C VoorheesDirector	433	$51.93	$22,500	1,990	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:48 pm EST	CYTOKINETICS INCCYTK	Sandford D SmithDirector	3,207	$6.82	$21,872	3,207	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:28 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Andrew KushExecutive Vice President	22,318	$40.18	$21,014	125	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:55 pm EST	GENERAL ELECTRIC COGE	Paula Rosput ReynoldsDirector	2,845	$7.25	$20,626	2,845	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:12 pm EST	Enstar Group LTDESGR	Hiteshkumar R. PatelDirector	116	$168.03	$19,500	2,142	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:52 pm EST	Unum Therapeutics Inc.UMRX	Bruce BoothDirector	6,757	$2.70	$18,244	6,757	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:28 pm EST	METLIFE INCMET	Gerald L HassellDirector	360	$41.67	$15,000	360	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:13 pm EST	Enstar Group LTDESGR	Bernard F. BeckerDirector	89	$168.03	$14,875	2,744	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:50 pm EST	Unum Therapeutics Inc.UMRX	Jorn AldagDirector	4,999	$2.70	$13,497	4,999	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:06 pm EST	LUNA INNOVATIONS INCLUNA	Richard RoedelDirector	3,955	$3.35	$13,250	244,254	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:57 pm EST	Unum Therapeutics Inc.UMRX	Liam RatcliffeDirector	4,860	$2.70	$13,122	4,860	—
Jan 2, 2019 JForm 4 →	Jan 4, 4:07 pm EST	LIQUIDITY SERVICES INCLQDT	William P Angrick IIIChairman of the Board and CEO, Director, 10% Owner	2,050	$6.12	$12,546	6,150	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:55 pm EST	Unum Therapeutics Inc.UMRX	Robert J PerezDirector	4,397	$2.70	$11,872	4,397	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:54 pm EST	Unum Therapeutics Inc.UMRX	Karen Jean FerranteDirector	4,073	$2.70	$10,997	4,073	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:05 pm EST	LUNA INNOVATIONS INCLUNA	John B Williamson IIIDirector	2,835	$3.35	$9,499	178,653	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:49 pm EST	CYTOKINETICS INCCYTK	Robert CaliffDirector	1,374	$6.82	$9,371	1,374	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:05 pm EST	LUNA INNOVATIONS INCLUNA	Barry PhelpsDirector	2,313	$3.35	$7,750	33,764	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:18 pm EST	WOLVERINE WORLD WIDE INC /DE/WWW	Brenda J LauderbackDirector	197	$32.30	$6,375	53,156	—
Jan 2, 2019 AMForm 4 →	Jan 4, 6:30 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Jason J BundickGeneral Counsel & Secretary	21,546	$40.18	$5,866	10,000	—
Jan 2, 2019 SForm 4 →	Jan 4, 4:20 pm EST	SIMPLICITY ESPORTS & GAMING CoSMSH	Polar Asset Management Partners Inc.10% Owner	1,900	$2.27	$4,313	481,018	—
Jan 2, 2019 JForm 4 →	Jan 4, 4:08 pm EST	LIQUIDITY SERVICES INCLQDT	Jorge CelayaEVP & Chief Financial Officer	520	$6.12	$3,182	1,560	—
Jan 2, 2019 JForm 4 →	Jan 4, 4:07 pm EST	LIQUIDITY SERVICES INCLQDT	Roger GravleyPresident, GovDeals & CIO	510	$6.12	$3,121	1,530	—
Jan 2, 2019 JForm 4 →	Jan 4, 4:09 pm EST	LIQUIDITY SERVICES INCLQDT	Mark A ShafferVP, Gen. Counsel & Secretary	310	$6.12	$1,897	930	—
Jan 4, 2019 AForm 4 →	Jan 7, 11:42 am EST	WORTHINGTON INDUSTRIES INCWOR	Joseph B HayekVP and CFO	2	$35.40	$71	866	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:00 pm EST	LKQ CORPLKQ	A Clinton AllenDirector	60,000	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:00 pm EST	ALPINE IMMUNE SCIENCES, INC.ALPN	Paul J SekhriDirector	7,650	—	—	7,650	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:00 pm EST	Mersana Therapeutics, Inc.MRSN	Lawrence M AllevaDirector	13,619	—	—	13,619	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:00 pm EST	ALPINE IMMUNE SCIENCES, INC.ALPN	Christopher PeetzDirector	7,650	—	—	7,650	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:01 pm EST	Teligent, Inc.TLGT	Carole Ben-MaimonDirector	20,000	—	—	20,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:01 pm EST	ALPINE IMMUNE SCIENCES, INC.ALPN	Peter A. ThompsonDirector, 10% Owner	7,650	—	—	7,650	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:01 pm EST	Mersana Therapeutics, Inc.MRSN	Willard H DereDirector	13,619	—	—	13,619	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:01 pm EST	Sage Therapeutics, Inc.SAGE	Geno J GermanoDirector	878	—	—	878	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:01 pm EST	Quanterix CorpQTRX	Marijn E DekkersDirector	7,900	—	—	7,900	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:01 pm EST	BELLICUM PHARMACEUTICALS, INCBLCM	Alan K. SmithEVP, Technical Operations	3,906	—	—	3,125	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:01 pm EST	Diffusion Pharmaceuticals Inc.DFFN	William Karl HornungChief Financial Officer	16,334	—	—	16,334	—
Jan 3, 2019 MForm 4 →	Jan 4, 4:01 pm EST	UNITED THERAPEUTICS CorpUTHR	Paul A MahonEVP & General Counsel	6,000	—	—	24,500	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:01 pm EST	Teligent, Inc.TLGT	John E CelentanoDirector	20,000	—	—	20,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:01 pm EST	ALPINE IMMUNE SCIENCES, INC.ALPN	Jay VenkatesanDirector, 10% Owner	7,650	—	—	7,650	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:01 pm EST	Teligent, Inc.TLGT	Bhaskar ChaudhuriDirector	20,000	—	—	20,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	Quanterix CorpQTRX	Martin D MadausDirector	7,900	—	—	7,900	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	Quanterix CorpQTRX	Paul M MeisterDirector	7,900	—	—	7,900	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	ALPINE IMMUNE SCIENCES, INC.ALPN	Robert E ConwayDirector	7,650	—	—	7,650	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:02 pm EST	BELLICUM PHARMACEUTICALS, INCBLCM	David M. SpencerChief Technology Officer	4,062	—	—	3,125	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	Quanterix CorpQTRX	Douglas G. ColeDirector	7,900	—	—	7,900	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	Quanterix CorpQTRX	John M ConnollyDirector	7,900	—	—	7,900	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	Teligent, Inc.TLGT	James C GaleDirector	20,000	—	—	20,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	Quanterix CorpQTRX	David R WaltDirector	7,900	—	—	7,900	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	Quanterix CorpQTRX	Keith CrandellDirector, 10% Owner	7,900	—	—	7,900	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	ALPINE IMMUNE SCIENCES, INC.ALPN	James N TopperDirector, 10% Owner	7,650	—	—	7,650	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:02 pm EST	Teligent, Inc.TLGT	Steven H KoehlerDirector	20,000	—	—	20,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:02 pm EST	PRUDENTIAL BANCORP, INC.PBIP	A J FanelliDirector	10,000	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:03 pm EST	BELLICUM PHARMACEUTICALS, INCBLCM	Rosemary Y. WilliamsPrincipal Accounting Officer	2,063	—	—	1,562	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:03 pm EST	Teligent, Inc.TLGT	Thomas J Sabatino Jr.Director	20,000	—	—	20,000	—
Jan 4, 2019 MForm 4 →	Jan 4, 4:03 pm EST	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mary Ann TocioDirector	2,500	—	—	51,635	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:03 pm EST	REGENERON PHARMACEUTICALS INCREGN	Marc Tessier-LavigneDirector	3,784	—	—	3,784	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:03 pm EST	BELLICUM PHARMACEUTICALS, INCBLCM	Gregory S. NaeveChief Business Officer	2,031	—	—	6,094	—
Jan 3, 2019 AForm 4/A →	Jan 4, 4:04 pm EST	CATABASIS PHARMACEUTICALS INCCATB	Anthony Gregg LapointeDirector	2,800	—	—	2,800	—
Jan 3, 2019 MForm 4 →	Jan 4, 4:04 pm EST	Spark Therapeutics, Inc.ONCE	Robert J PerezDirector	1,000	—	—	2,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:04 pm EST	REGENERON PHARMACEUTICALS INCREGN	Bonnie L BasslerDirector	3,784	—	—	3,784	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:05 pm EST	US ECOLOGY, INC.ECOL	Simon G BellEVP & COO	6,100	—	—	6,100	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:05 pm EST	Bandwidth Inc.BAND	Jeffrey A. HoffmanChief Financial Officer	14,567	—	—	2,913	—
Jan 1, 2019 MForm 4 →	Jan 4, 4:05 pm EST	Trovagene, Inc.TROV	Mark ErlanderChief Scientific Officer	7,500	—	—	34,688	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 4:05 pm EST	REGENERON PHARMACEUTICALS INCREGN	Huda Y ZoghbiDirector	3,784	—	—	3,784	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:05 pm EST	Bandwidth Inc.BAND	David A. MorkenChairman & CEO, Director, 10% Owner	14,521	—	—	14,521	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:06 pm EST	Bandwidth Inc.BAND	Douglas A SurianoDirector	1,815	—	—	1,815	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:06 pm EST	Bandwidth Inc.BAND	Carmichael Bandwidth LLC +610% Owner	1,815	—	—	1,815	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:06 pm EST	Bandwidth Inc.BAND	Gabriela GonzalezSr. Vp Finance, Controller	6,973	—	—	6,973	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:06 pm EST	Bandwidth Inc.BAND	Lukas M. RoushDirector	1,815	—	—	1,815	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:07 pm EST	Bandwidth Inc.BAND	John C. MurdockDirector	1,815	—	—	1,815	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:07 pm EST	REGENERON PHARMACEUTICALS INCREGN	Arthur F RyanDirector	3,784	—	—	3,784	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:08 pm EST	REGENERON PHARMACEUTICALS INCREGN	N Anthony ColesDirector	3,784	—	—	3,784	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:09 pm EST	REGENERON PHARMACEUTICALS INCREGN	Joseph L GoldsteinDirector	3,784	—	—	3,784	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:10 pm EST	Bandwidth Inc.BAND	W. Christopher MattonGeneral Counsel	8,829	—	—	8,829	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:10 pm EST	KEYCORP /NEW/KEY	Ruth Ann M GillisDirector	14,442	—	—	50,245	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:10 pm EST	Trovagene, Inc.TROV	Mark ErlanderChief Scientific Officer	1,563	—	—	33,125	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:12 pm EST	ANGI Homeservices Inc.ANGI	Bowman Angela R. HicksDirector	19,531	—	—	65,104	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:12 pm EST	REGENERON PHARMACEUTICALS INCREGN	George L SingDirector	3,784	—	—	3,784	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:12 pm EST	Matinas BioPharma Holdings, Inc.MTNB	Keith A KucinskiChief Financial Officer	250,000	—	—	250,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:12 pm EST	IAC/INTERACTIVECORPIAC	Glenn SchiffmanEVP & CFO	1,000	—	—	194,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:12 pm EST	IAC/INTERACTIVECORPIAC	Glenn SchiffmanEVP & CFO	1,000	—	—	194,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:13 pm EST	REGENERON PHARMACEUTICALS INCREGN	Christine A PoonDirector	3,784	—	—	3,784	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:13 pm EST	REGENERON PHARMACEUTICALS INCREGN	Michael S BrownDirector	3,784	—	—	3,784	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:13 pm EST	Vericel CorpVCEL	Paul K WottonDirector	22,500	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:14 pm EST	Alarm.com Holdings, Inc.ALRM	Steve ValenzuelaChief Financial Officer	1,083	—	—	36,834	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	W Don CornwellDirector	154	—	—	19,244	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	John H FitzpatrickDirector	143	—	—	18,068	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Christopher S. LynchDirector	154	—	—	19,397	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Henry S MillerDirector	154	—	—	19,397	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Ronald A RittenmeyerDirector	154	—	—	19,397	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Douglas M SteenlandDirector	154	—	—	19,397	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Johnson Suzanne M NoraDirector	181	—	—	22,786	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	William G JurgensenDirector	115	—	—	14,477	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Linda A MillsDirector	77	—	—	9,675	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:15 pm EST	AMERICAN INTERNATIONAL GROUP INCAIG	Theresa M StoneDirector	1,036	—	—	31,819	—
Jan 2, 2019 CForm 4 →	Jan 4, 4:16 pm EST	JBG SMITH PropertiesJBGS	James Lee IkerChief Investment Officer	90,017	—	—	0	—
Jan 2, 2019 CForm 4 →	Jan 4, 4:16 pm EST	JBG SMITH PropertiesJBGS	David Peter PaulPres. & Chief Operating Off.	29,619	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:16 pm EST	BLUCORA, INC.BCOR	Curtis A CampbellPresident, TaxAct	27,238	—	—	27,238	—
Jan 2, 2019 CForm 4 →	Jan 4, 4:16 pm EST	JBG SMITH PropertiesJBGS	Robert Alexander StewartExecutive Vice Chairman, Director	186,290	—	—	0	—
Jan 2, 2019 CForm 4 →	Jan 4, 4:16 pm EST	JBG SMITH PropertiesJBGS	Michael J GlossermanDirector	194,097	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:16 pm EST	Magenta Therapeutics, Inc.MGTA	Jason RyanSee Remarks	329,379	—	—	329,379	—
Jan 2, 2019 CForm 4 →	Jan 4, 4:16 pm EST	JBG SMITH PropertiesJBGS	Kevin ReynoldsCo-Chief Development Officer	12,000	—	—	4,009	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:16 pm EST	MASIMO CORPMASI	Jon ColemanPres-WW Sales,Pro Svc,Med Affs	2,000	—	—	6,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:17 pm EST	Nutanix, Inc.NTNX	David SangsterEVP, Engineering & Operations	7,917	—	—	23,751	—
Jan 2, 2019 CForm 4 →	Jan 4, 4:17 pm EST	AMC ENTERTAINMENT HOLDINGS, INC.AMC	Chris A CoxSVP, CHIEF ACCOUNTING OFFICER	5,324	—	—	6,358	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:17 pm EST	bluebird bio, Inc.BLUE	David DavidsonChief Medical Officer	7,600	—	—	9,200	—
Jan 2, 2019 JMForm 4 →	Jan 4, 4:17 pm EST	BIOGEN INC.BIIB	Jeffrey D CapelloEVP & Chief Financial Officer	2,992	—	—	5,988	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:18 pm EST	BLUCORA, INC.BCOR	Transient C TaylorChief HR Officer	17,203	—	—	17,203	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:19 pm EST	CareDx, Inc.CDNA	Sasha KingChief Commercial Officer	4,556	—	—	4,444	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:19 pm EST	EQUITY RESIDENTIALEQR	David J NeithercutDirector	2,097	—	—	2,097	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:19 pm EST	Crestwood Equity Partners LPCEQP	Alvin BledsoeDirector	3,582	—	—	10,588	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:20 pm EST	MASIMO CORPMASI	Thomas Samuel McClenahanEVP & GENERAL COUNSEL	2,000	—	—	6,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:20 pm EST	BOEING COBA	Mike S ZafirovskiDirector	247	—	—	48,364	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:21 pm EST	BLUCORA, INC.BCOR	John S ClendeningPresident and CEO, Director	138,341	—	—	138,341	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:21 pm EST	BOEING COBA	Ronald A WilliamsDirector	259	—	—	16,906	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:22 pm EST	STIFEL FINANCIAL CORPSF	Allen BrautigamOther	688	—	—	8,173	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:22 pm EST	BOEING COBA	Susan C SchwabDirector	247	—	—	14,401	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:23 pm EST	STIFEL FINANCIAL CORPSF	Michael W BrownDirector	3,750	—	—	13,151	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:24 pm EST	MASIMO CORPMASI	Yongsam LeeEVP & CIO	2,000	—	—	6,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:24 pm EST	STIFEL FINANCIAL CORPSF	John P DubinskyDirector	3,750	—	—	13,157	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:25 pm EST	STIFEL FINANCIAL CORPSF	Mark P FisherSENIOR VP & GENERAL COUNSEL	502	—	—	17,337	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:25 pm EST	BLUCORA, INC.BCOR	Ann J. BruderChief Legal Officer & Sec'y	17,919	—	—	17,919	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:25 pm EST	STIFEL FINANCIAL CORPSF	Robert Edward GradyDirector	4,179	—	—	14,167	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:25 pm EST	BOEING COBA	Edward M LiddyDirector	141	—	—	21,586	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:26 pm EST	STIFEL FINANCIAL CORPSF	Richard J HimelfarbSenior Vice President	2,625	—	—	3,944	—
Nov 27, 2018 AForm 4 →	Jan 4, 2019, 4:26 pm EST	MSC INDUSTRIAL DIRECT CO INCMSM	Steven N BaruchEVP, STRATEGY & MARKETING	50	—	—	212	—	late
Jan 2, 2019 MForm 4 →	Jan 4, 4:26 pm EST	STIFEL FINANCIAL CORPSF	Ronald J KruszewskiChief Executive Officer, Director	40,248	—	—	98,149	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:26 pm EST	Bellerophon Therapeutics, Inc.BLPH	Assaf KornerCFO	12,500	—	—	250,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:26 pm EST	BOEING COBA	Caroline B KennedyDirector	141	—	—	978	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:27 pm EST	BOEING COBA	Lawrence W KellnerDirector	141	—	—	10,283	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:27 pm EST	BOEING COBA	Lynn J GoodDirector	247	—	—	4,068	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:27 pm EST	PREFERRED APARTMENT COMMUNITIES INCAPTS	John A IsaksonChief Financial Officer	3,768	—	—	18,280	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:27 pm EST	BOEING COBA	Edmund P Giambastiani Jr.Director	141	—	—	15,407	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:27 pm EST	STIFEL FINANCIAL CORPSF	James M MarischenChief Financial Officer	1,352	—	—	18,256	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:27 pm EST	Bellerophon Therapeutics, Inc.BLPH	Martin DekkerVP of Engineering & Manuf	12,500	—	—	262,983	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:27 pm EST	MASIMO CORPMASI	Anand SampathChief Operating Officer	2,000	—	—	6,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:28 pm EST	US ECOLOGY, INC.ECOL	Jeffrey R FeelerPresident & CEO, Director	14,100	—	—	14,100	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:28 pm EST	BLUCORA, INC.BCOR	Michael P HoganPres. Tax-Smart Innovation	25,059	—	—	25,059	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:28 pm EST	STIFEL FINANCIAL CORPSF	Thomas B. MichaudSenior Vice President	8,312	—	—	30,979	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:28 pm EST	AVROBIO, Inc.AVRO	Erik OstrowskiChief Financial Officer	186,000	—	—	186,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:28 pm EST	Bellerophon Therapeutics, Inc.BLPH	Amy EdmondsVP Clinical Operations & Admin	12,500	—	—	270,386	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:28 pm EST	BOEING COBA	Kenneth M DubersteinDirector	141	—	—	59,235	—
Jan 3, 2019 MForm 4 →	Jan 4, 4:29 pm EST	MACROGENICS INCMGNX	Scott KoenigPresident and CEO, Director	39,897	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:29 pm EST	Bellerophon Therapeutics, Inc.BLPH	Fabian TenenbaumChief Executive Officer	12,500	—	—	3,688,697	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:29 pm EST	STIFEL FINANCIAL CORPSF	Victor NesiCo-President	2,764	—	—	25,201	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:29 pm EST	BOEING COBA	Arthur D Collins Jr.Director	263	—	—	41,201	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:29 pm EST	AVROBIO, Inc.AVRO	Steven AvruchVP & General Counsel	88,636	—	—	88,636	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:29 pm EST	BOEING COBA	David L CalhounDirector	286	—	—	24,564	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:29 pm EST	STIFEL FINANCIAL CORPSF	James M OatesDirector	4,179	—	—	22,672	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:30 pm EST	Bellerophon Therapeutics, Inc.BLPH	Peter FernandesChief Regulatory & Safety Offr	12,500	—	—	294,790	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:30 pm EST	SOLIGENIX, INC.SNGX	Christopher J SchaberChairman, CEO and President	60,000	—	—	60,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:30 pm EST	BLUCORA, INC.BCOR	Davinder S AthwalChief Financial Officer	31,539	—	—	31,539	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:30 pm EST	Crestwood Equity Partners LPCEQP	John W Somerhalder IIDirector	3,582	—	—	10,588	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:30 pm EST	STIFEL FINANCIAL CORPSF	Ben A PlotkinVice Chairman and SVP	6,766	—	—	3,803	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:30 pm EST	Bellerophon Therapeutics, Inc.BLPH	Parag Suresh ShahVP Proj Mgmt & Distribution	12,500	—	—	260,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:31 pm EST	MASIMO CORPMASI	Joe E KianiCEO and Chairman of the Board, Director	20,000	—	—	60,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:31 pm EST	STIFEL FINANCIAL CORPSF	David D SlineyChief Operating Officer	698	—	—	10,641	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:31 pm EST	BOEING COBA	Robert A BradwayDirector	247	—	—	3,169	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:31 pm EST	JONES SODA COJSDA	Jeffrey D. AndersonDirector	100,301	—	—	59,760	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:31 pm EST	STIFEL FINANCIAL CORPSF	Thomas W WeiselDirector	3,701	—	—	2,427	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:31 pm EST	COMPASS MINERALS INTERNATIONAL INCCMP	James D. StandenChief Financial Officer	10,000	—	—	10,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:31 pm EST	STIFEL FINANCIAL CORPSF	James M ZemlyakCo-President	2,653	—	—	30,178	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:32 pm EST	ACURA PHARMACEUTICALS, INCACUR	George K RossDirector	149,999	—	—	83,333	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:32 pm EST	JONES SODA COJDSA	Christopher E BeachDirector	59,760	—	—	59,760	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:32 pm EST	ACURA PHARMACEUTICALS, INCACUR	William G SkellyDirector	149,999	—	—	83,333	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:32 pm EST	STIFEL FINANCIAL CORPSF	Michael J ZimmermanDirector	3,750	—	—	13,150	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:33 pm EST	INOVIO PHARMACEUTICALS, INC.INO	Lota S. ZothDirector	32,270	—	—	12,270	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:34 pm EST	Mersana Therapeutics, Inc.MRSN	David M MottDirector, 10% Owner	25,292	—	—	25,292	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:34 pm EST	JONES SODA COJSDA	Richard V CauteroDirector	100,301	—	—	59,760	—
Jan 2, 2019 CForm 4 →	Jan 4, 4:34 pm EST	AMC ENTERTAINMENT HOLDINGS, INC.AMC	Kevin M ConnorSVP, GC & SECRETARY	10,862	—	—	10,596	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:35 pm EST	COMPASS MINERALS INTERNATIONAL INCCMP	Anthony J. SepichSenior Vice President, Salt	10,000	—	—	10,000	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:36 pm EST	JONES SODA COJSDA	Mick FlemingDirector	100,301	—	—	59,760	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:36 pm EST	AMERICAN TOWER CORP /MA/AMT	Samme L ThompsonDirector	2,000	—	—	1,652	—
Jan 2, 2019 JForm 4 →	Jan 4, 4:36 pm EST	Employers Holdings, Inc.EIG	Lenard T OrmsbyEVP, Chief Legal Officer	2,748	—	—	5,319	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:37 pm EST	PENTAIR plcPNR	Kelly A BakerEVP & Chief HR Officer	16,777	—	—	16,777	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:37 pm EST	JONES SODA COJSDA	Raymond SilcockDirector	59,760	—	—	59,760	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:38 pm EST	COMPASS MINERALS INTERNATIONAL INCCMP	S Bradley GriffithSVP, Plant Nutrition	10,000	—	—	10,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:38 pm EST	PENTAIR plcPNR	Mark C BorinEVP & Chief Financial Officer	40,120	—	—	40,120	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:39 pm EST	JONES SODA COJSDA	Vanessa WalkerDirector	59,760	—	—	59,760	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:42 pm EST	Clearway Energy, Inc.CWEN	Christopher S SotosPresident and CEO, Director	54,671	—	—	54,671	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:43 pm EST	COMPASS MINERALS INTERNATIONAL INCCMP	Angela Y JonesSVP, People and Culture	7,500	—	—	7,500	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:44 pm EST	Clearway Energy, Inc.CWEN	Chad PlotkinSVP and CFO	17,001	—	—	17,001	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:44 pm EST	NORDSON CORPNDSN	Gregory A ThaxtonExecutive Vice President, CFO	11,250	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:44 pm EST	Clearway Energy, Inc.CWEN	Kevin P. MalcarneySVP, Gen Counsel and Corp Secr	10,738	—	—	10,738	—
Jan 3, 2019 MForm 4 →	Jan 4, 4:44 pm EST	BARRETT BUSINESS SERVICES INCBBSI	James B HicksDirector	2,000	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:45 pm EST	Johnson Controls International plcJCI	George OliverChairman & CEO	16,638	—	—	133,107	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:45 pm EST	SEMPRA ENERGYSRE	Jeffrey W MartinChairman and CEO, Director	136,364	—	—	136,364	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:46 pm EST	SEMPRA ENERGYSRE	Joseph A HouseholderPresident and COO	76,006	—	—	76,006	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:47 pm EST	COMPASS MINERALS INTERNATIONAL INCCMP	Diana TomanSVP, General Counsel	7,500	—	—	7,500	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:47 pm EST	NIKE INCNKE	John F SlusherEVP: GBL SPORTS MKTG	200,000	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:48 pm EST	NIKE INCNKE	Mark G ParkerCHAIRMAN, PRESIDENT & CEO, Director	150,000	—	—	450,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:48 pm EST	PENTAIR plcPNR	Karl R. FrykmanEVP & Chief Operating Officer	47,415	—	—	47,415	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:48 pm EST	Audentes Therapeutics, Inc.BOLD	Eric MosbrookerSVP, Chief Commercial Officer	87,750	—	—	87,750	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:48 pm EST	SEMPRA ENERGYSRE	Bethany MayerExecutive VP	19,331	—	—	17,898	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:49 pm EST	SEMPRA ENERGYSRE	Dennis V ArriolaExecutive VP	15,295	—	—	15,295	—
Jan 2, 2019 CMForm 4 →	Jan 4, 4:50 pm EST	MongoDB, Inc.MDB	Dev IttycheriaPresident & CEO, Director	58,800	—	—	15,964	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:51 pm EST	NRG ENERGY, INC.NRG	Robert J GaudetteSenior VP, Business Solutions	9,132	—	—	9,132	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:52 pm EST	NRG ENERGY, INC.NRG	Brian CurciSr. VP & General Counsel	8,235	—	—	8,235	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:52 pm EST	ENZO BIOCHEM INCENZ	Bruce A. HannaDirector	94,607	—	—	43,632	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:53 pm EST	NRG ENERGY, INC.NRG	David CallenSVP,Chief Accounting Offficer	7,244	—	—	7,244	—
Jan 2, 2019 CForm 4 →	Jan 4, 4:53 pm EST	MongoDB, Inc.MDB	Eliot HorowitzChief Technology Officer, Director	7,100	—	—	1,452,363	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:54 pm EST	NRG ENERGY, INC.NRG	Christopher MoserExec Vice Pres, Operations	16,031	—	—	16,031	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:54 pm EST	2U, Inc.TWOU	Alexis MaybankDirector	1,683	—	—	1,683	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:54 pm EST	ENZO BIOCHEM INCENZ	Dov PerlyskyDirector	94,607	—	—	239,632	—
Jan 2, 2019 CForm 4 →	Jan 4, 4:54 pm EST	AMC ENTERTAINMENT HOLDINGS, INC.AMC	Stephen A ColaneroEVP, CHIEF MARKETING OFFICER	18,747	—	—	17,483	—
Jan 2, 2019 MForm 4 →	Jan 4, 4:54 pm EST	CarGurus, Inc.CARG	Oliver Ian ChrzanChief Technology Officer	150,022	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:55 pm EST	NRG ENERGY, INC.NRG	Elizabeth R KillingerEVP & President, NRG Retail	16,031	—	—	16,031	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:55 pm EST	ENERGIZER HOLDINGS, INC.ENR	Kevin J HuntDirector	4,758	—	—	2,460	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:55 pm EST	ENERGIZER HOLDINGS, INC.ENR	Bill G ArmstrongDirector	4,758	—	—	2,460	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:56 pm EST	NRG ENERGY, INC.NRG	Kirkland B AndrewsEVP & CFO	20,222	—	—	20,222	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:56 pm EST	ENERGIZER HOLDINGS, INC.ENR	Cynthia J BrinkleyDirector	4,758	—	—	2,460	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:56 pm EST	ENZO BIOCHEM INCENZ	Gregory M. BortzDirector	94,607	—	—	239,632	—
Jan 2, 2019 AMForm 4 →	Jan 4, 4:56 pm EST	EXACT SCIENCES CORPEXAS	D Scott CowardChief Administrative Officer	173,796	—	—	169,109	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:56 pm EST	NRG ENERGY, INC.NRG	Mauricio GutierrezPresident & Chief Exec Officer, Director	80,878	—	—	80,878	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:57 pm EST	EXACT SCIENCES CORPEXAS	Jeffrey Thomas ElliottChief Financial Officer	90,909	—	—	90,909	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:58 pm EST	Altimmune, Inc.ALT	M Scot RobertsChief Scientific Officer	30,000	—	—	30,000	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:58 pm EST	ENZO BIOCHEM INCENZ	Elazar RabbaniChm of the Bd, CEO and Sec, Director	128,000	—	—	222,249	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:58 pm EST	REPUBLIC SERVICES, INC.RSG	Tomago CollinsDirector	3,216	—	—	3,216	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:58 pm EST	PENTAIR plcPNR	John H JackoEVP & Chief Growth Officer	18,966	—	—	18,966	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:59 pm EST	Altimmune, Inc.ALT	Sybil TaskerChief Medical Officer	30,000	—	—	30,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:59 pm EST	ENERGIZER HOLDINGS, INC.ENR	Patrick J MooreDirector	2,460	—	—	2,460	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:59 pm EST	ENERGIZER HOLDINGS, INC.ENR	John Eddy KleinDirector	2,460	—	—	2,460	—
Jan 2, 2019 AForm 4 →	Jan 4, 4:59 pm EST	EXACT SCIENCES CORPEXAS	Kevin T ConroyPresident and CEO, Director	304,397	—	—	304,397	—
Jan 3, 2019 AForm 4 →	Jan 4, 4:59 pm EST	ENZO BIOCHEM INCENZ	Barry W WeinerPres, CFO Prin Acct Ofcr Treas, Director	115,000	—	—	184,794	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:00 pm EST	Kala Pharmaceuticals, Inc.KALA	Mary ReumuthChief Financial Officer	150,000	—	—	150,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:00 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	5,000	—	—	156,254	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:00 pm EST	ENERGIZER HOLDINGS, INC.ENR	James C JohnsonDirector	2,460	—	—	2,460	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:00 pm EST	XPO Logistics, Inc.XPO	Gena L AsheDirector	3,249	—	—	3,249	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:01 pm EST	Kala Pharmaceuticals, Inc.KALA	Eric TrachtenbergSee Remarks	165,000	—	—	165,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:01 pm EST	Athene Holding LtdATH	Frank Lauren GillisSee Remarks	3,489	—	—	2,082	—
Jan 2, 2019 AMForm 4 →	Jan 4, 5:02 pm EST	XPO Logistics, Inc.XPO	AnnaMaria DeSalvaDirector	5,320	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:02 pm EST	Evergy, Inc.EVRG	Mollie H CarterDirector	2,731	—	—	89,887	—
Jan 3, 2019 AForm 4 →	Jan 4, 5:02 pm EST	ENZO BIOCHEM INCENZ	James Michael O'BrienEVP of Finance	52,000	—	—	33,666	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:02 pm EST	Kala Pharmaceuticals, Inc.KALA	Hongming ChenChief Scientific Officer	150,000	—	—	150,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:03 pm EST	DEXCOM INCDXCM	Jay S SkylerDirector	25,806	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:03 pm EST	Altimmune, Inc.ALT	Wayne PisanoDirector	20,000	—	—	20,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:03 pm EST	XPO Logistics, Inc.XPO	Michael G JesselsonDirector	3,249	—	—	3,249	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:03 pm EST	Kala Pharmaceuticals, Inc.KALA	Todd BazemoreChief Operating Officer	175,000	—	—	175,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:03 pm EST	ILLUMINA INCILMN	Karin EasthamDirector	4,000	—	—	1,600	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:03 pm EST	PENTAIR plcPNR	Karla C RobertsonEVP, Gen. Counsel & Secretary	21,154	—	—	21,154	—
Jan 2, 2019 AMForm 4 →	Jan 4, 5:04 pm EST	ENERGIZER HOLDINGS, INC.ENR	W Patrick McGinnisDirector	4,758	—	—	2,460	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:04 pm EST	Kala Pharmaceuticals, Inc.KALA	Romulus K BrazzellChief Medical Officer	150,000	—	—	150,000	—
Jan 2, 2019 AMForm 4 →	Jan 4, 5:04 pm EST	ENERGIZER HOLDINGS, INC.ENR	Nneka Louise RimmerDirector	3,206	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:04 pm EST	FIRST INDUSTRIAL REALTY TRUST INCFR	Bruce W DuncanDirector	21,981	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:04 pm EST	XPO Logistics, Inc.XPO	Adrian KingshottDirector	3,249	—	—	3,249	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:05 pm EST	Evergy, Inc.EVRG	Charles Q Chandler IVDirector	2,290	—	—	96,446	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:05 pm EST	REPUBLIC SERVICES, INC.RSG	Thomas W HandleyDirector	3,216	—	—	3,216	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:05 pm EST	Kala Pharmaceuticals, Inc.KALA	Mark T IwickiChief Executive Officer, Director	460,000	—	—	460,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:05 pm EST	ILLUMINA INCILMN	Robert S EpsteinDirector	1,000	—	—	8,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:05 pm EST	Athene Holding LtdATH	Grant KvalheimSee Remarks	4,943	—	—	2,949	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:06 pm EST	Q2 Holdings, Inc.QTWO	Matthew P FlakeCEO, Director	30,000	—	—	478,664	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:06 pm EST	XPO Logistics, Inc.XPO	Jason D PapastavrouDirector	3,249	—	—	3,249	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:06 pm EST	Evergy, Inc.EVRG	Gary D ForseeDirector	2,290	—	—	23,363	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:07 pm EST	Altimmune, Inc.ALT	David DrutzDirector	20,000	—	—	20,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:07 pm EST	PENTAIR plcPNR	Philip M. RolchigoEVP & Chief Technology Officer	12,401	—	—	12,401	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:07 pm EST	XPO Logistics, Inc.XPO	Oren ShafferDirector	3,249	—	—	3,249	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:07 pm EST	FIRST INDUSTRIAL REALTY TRUST INCFR	David HarkerEVP - Central Region	21,981	—	—	0	—
Jan 2, 2019 CForm 4 →	Jan 4, 5:07 pm EST	APPFOLIO INCAPPF	Jason Robert RandallChief Executive Officer, Director	7,500	—	—	40,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:09 pm EST	Athene Holding LtdATH	William J WheelerPresident	8,722	—	—	5,204	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:09 pm EST	GARTNER INCIT	Peter BissonDirector	134	—	—	1,366	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:09 pm EST	PENTAIR plcPNR	Ademir SarcevicSVP & Chief Accounting Officer	7,732	—	—	7,732	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:10 pm EST	REPUBLIC SERVICES, INC.RSG	Manuel KadreDirector	3,216	—	—	3,216	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:10 pm EST	Evergy, Inc.EVRG	Scott D. GrimesDirector	2,290	—	—	10,378	—
Jan 2, 2019 CForm 4 →	Jan 4, 5:10 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	103,035	—	—	52,952,711	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:10 pm EST	GARTNER INCIT	Richard J BresslerDirector	179	—	—	18,217	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:10 pm EST	FIRST INDUSTRIAL REALTY TRUST INCFR	Scott A MusilChief Financial Officer	21,981	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:11 pm EST	Athene Holding LtdATH	John Andrew SondejSee Remarks	341	—	—	682	—
Jan 3, 2019 MForm 4 →	Jan 4, 5:11 pm EST	HOME BANCORP, INC.HBCP	Paul J. Blanchet IIIDirector	3,560	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:11 pm EST	Athene Holding LtdATH	Martin P KleinExecutive VP and CFO	5,201	—	—	3,469	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:11 pm EST	Altimmune, Inc.ALT	John GillDirector	20,000	—	—	20,000	—
Jan 4, 2019 MForm 4 →	Jan 4, 5:12 pm EST	DYCOM INDUSTRIES INCDY	Stephen C ColeyDirector	10,000	—	—	0	—
Jan 2, 2019 AJForm 4 →	Jan 4, 5:13 pm EST	GARTNER INCIT	Raul E CesanDirector	278	—	—	1,063	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:13 pm EST	FIRST INDUSTRIAL REALTY TRUST INCFR	Peter SchultzEVP - East Region	21,981	—	—	0	—
Dec 31, 2018 MForm 4 →	Jan 4, 2019, 5:14 pm EST	Spok Holdings, IncSPOK	Calvin RiceController	700	—	—	4,605	—	late amended
Jan 2, 2019 MForm 4 →	Jan 4, 5:14 pm EST	Athene Holding LtdATH	John M RhodesSee Remarks	2,016	—	—	2,082	—
Jan 2, 2019 AMForm 4 →	Jan 4, 5:14 pm EST	OPIANT PHARMACEUTICALS, INC.OPNT	Phil SkolnickChief Scientific Officer	23,200	—	—	13,200	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:15 pm EST	Altimmune, Inc.ALT	Philip HodgesDirector	20,000	—	—	20,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:15 pm EST	GARTNER INCIT	Karen E DykstraDirector	74	—	—	9,259	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:15 pm EST	PENTAIR plcPNR	John L StauchExecutive Vice President, CFO	122,549	—	—	122,549	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:16 pm EST	FIRST INDUSTRIAL REALTY TRUST INCFR	Johannson L YapChief Investment Officer	21,981	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:16 pm EST	Spok Holdings, IncSPOK	Calvin RiceController	4,619	—	—	9,676	—	amended
Jan 2, 2019 MForm 4 →	Jan 4, 5:16 pm EST	Athene Holding LtdATH	James Richard BelardiChairman, CEO and CIO, Director	15,765	—	—	8,672	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:16 pm EST	GROUP 1 AUTOMOTIVE INCGPI	Carin Marcy BarthDirector	3,563	—	—	6,203	—
Jan 2, 2019 AJForm 4 →	Jan 4, 5:17 pm EST	GARTNER INCIT	Anne Sutherland FuchsDirector	184	—	—	29,577	—
Dec 18, 2018 AForm 4 →	Jan 4, 2019, 5:17 pm EST	Inspire Medical Systems, Inc.INSP	Randy BanSenior VP, Sales and Marketing	25,000	—	—	25,000	—	late
Dec 18, 2018 AForm 4 →	Jan 4, 2019, 5:17 pm EST	Inspire Medical Systems, Inc.INSP	Richard BuchholzChief Financial Officer	25,000	—	—	25,000	—	late
Jan 3, 2019 AForm 4 →	Jan 4, 5:18 pm EST	OPIANT PHARMACEUTICALS, INC.OPNT	David D O'TooleChief Financial Officer	33,000	—	—	33,000	—
Dec 18, 2018 AForm 4 →	Jan 4, 2019, 5:18 pm EST	Inspire Medical Systems, Inc.INSP	Timothy P. HerbertCEO and President, Director	85,000	—	—	85,000	—	late
Jan 2, 2019 AJForm 4 →	Jan 4, 5:18 pm EST	GARTNER INCIT	William O GrabeDirector	308	—	—	47,197	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:18 pm EST	Evergy, Inc.EVRG	Thomas D HydeDirector	2,819	—	—	14,848	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:18 pm EST	Altimmune, Inc.ALT	Klaus SchaferDirector	20,000	—	—	20,000	—
Dec 18, 2018 AForm 4 →	Jan 4, 2019, 5:18 pm EST	Inspire Medical Systems, Inc.INSP	Steven JandrichChief Comp Off & VP, Human Res	25,000	—	—	25,000	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 5:19 pm EST	GROUP 1 AUTOMOTIVE INCGPI	Mary Ann WrightDirector	3,563	—	—	11,866	—
Jan 2, 2019 AJForm 4 →	Jan 4, 5:19 pm EST	GARTNER INCIT	Stephen G PagliucaDirector	238	—	—	1,668	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:19 pm EST	REPUBLIC SERVICES, INC.RSG	Jennifer M KirkDirector	3,216	—	—	3,216	—
Apr 30, 2018 AForm 4/A →	Jan 4, 2019, 5:21 pm EST	Applied Minerals, Inc.AMNL	SAMLYN CAPITAL, LLC +4Director, 10% Owner	173,611	—	—	44,097	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:21 pm EST	EDISON INTERNATIONALEIX	Aaron D MossVice President and Controller	605	—	—	0	—
Dec 31, 2018 MForm 4 →	Jan 4, 2019, 5:22 pm EST	Spok Holdings, IncSPOK	Vincent D KellyPresident & CEO, Director	29,890	—	—	218,480	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 5:22 pm EST	Altimmune, Inc.ALT	Mitchel SayareDirector	30,000	—	—	30,000	—
Jan 3, 2019 MForm 4 →	Jan 4, 5:22 pm EST	ASSURED GUARANTY LTDAGO	Michael T O'KaneDirector	3,873	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:22 pm EST	GROUP 1 AUTOMOTIVE INCGPI	Anne TaylorDirector	3,563	—	—	3,563	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:24 pm EST	REPUBLIC SERVICES, INC.RSG	Michael LarsonDirector	3,216	—	—	3,216	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:25 pm EST	EDISON INTERNATIONALEIX	Gaddi H. VasquezSenior Vice President	802	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:25 pm EST	GARTNER INCIT	Eileen SerraDirector	139	—	—	580	—
Jan 4, 2019 MForm 4 →	Jan 4, 5:25 pm EST	TELEPHONE & DATA SYSTEMS INC /DE/TDS	Leroy T Carlson Jr.President and CEO, Director	16,639	—	—	47,397	—
Jan 2, 2019 AJForm 4 →	Jan 4, 5:26 pm EST	GARTNER INCIT	James C SmithDirector	696	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:27 pm EST	AKCEA THERAPEUTICS, INC.AKCA	Michael F MacLeanChief Financial Officer	83,000	—	—	83,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:27 pm EST	AUTONATION, INC.AN	Robert R GruskyDirector	2,500	—	—	0	—
Jan 4, 2019 DForm 4 →	Jan 4, 5:28 pm EST	ConvergeOne Holdings, Inc.CVON	John A McKenna Jr.President, CEO and Chairman, Director	1,010,000	—	—	0	—
Jan 1, 2019 MForm 4/A →	Jan 4, 5:28 pm EST	Core-Mark Holding Company, Inc.CORE	Eric RolheiserPresident - Canada Operations	5,160	—	—	2,492	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:28 pm EST	AKCEA THERAPEUTICS, INC.AKCA	Louis O'DeaChief Medical Officer	83,000	—	—	83,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:28 pm EST	Evergy, Inc.EVRG	Ann D. MurtlowDirector	2,290	—	—	10,378	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:29 pm EST	REPUBLIC SERVICES, INC.RSG	Kim S PegulaDirector	3,216	—	—	3,216	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:29 pm EST	AKCEA THERAPEUTICS, INC.AKCA	Sarah BoycePresident, Director	173,000	—	—	173,000	—
Jan 2, 2019 CForm 4 →	Jan 4, 5:31 pm EST	AMC ENTERTAINMENT HOLDINGS, INC.AMC	Craig R RamseyEVP, CHIEF FINANCIAL OFFICER	25,545	—	—	26,489	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:31 pm EST	Evergy, Inc.EVRG	Sandra J PriceDirector	2,290	—	—	7,966	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:31 pm EST	Altimmune, Inc.ALT	William Michael BrownActing Chief Financial Officer	30,000	—	—	30,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:32 pm EST	AKCEA THERAPEUTICS, INC.AKCA	Paula SoteropoulosChief Executive Officer, Director	296,000	—	—	296,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:33 pm EST	AKCEA THERAPEUTICS, INC.AKCA	Jeff Marc GoldbergChief Operating Officer	150,000	—	—	150,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:33 pm EST	Evergy, Inc.EVRG	Mark A RuelleDirector	3,259	—	—	3,259	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:34 pm EST	REPUBLIC SERVICES, INC.RSG	Ramon A RodriguezDirector	3,216	—	—	3,216	—
Jan 4, 2019 CForm 4 →	Jan 4, 5:39 pm EST	Goosehead Insurance, Inc.GSHD	Mark & Robyn Jones Descendants Trust 201410% Owner	8,364	—	—	13,194,827	—
Jan 4, 2019 DForm 4 →	Jan 4, 5:39 pm EST	ConvergeOne Holdings, Inc.CVON	Paul Karl MaierPresident, Services Org.	270,000	—	—	0	—
Jan 4, 2019 CForm 4 →	Jan 4, 5:40 pm EST	Goosehead Insurance, Inc.GSHD	Mark Evan JonesCEO, Director, 10% Owner	8,364	—	—	14,981,231	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:40 pm EST	REPUBLIC SERVICES, INC.RSG	James P SneeDirector	3,216	—	—	3,216	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:40 pm EST	Spok Holdings, IncSPOK	Hemant GoelPresident of Spok, Inc.	37,707	—	—	107,420	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:41 pm EST	Discovery, Inc.DISCA	David ZaslavChief Executive Officer & Pres, Director	989,299	—	—	989,299	—
Jan 4, 2019 DForm 4 →	Jan 4, 5:42 pm EST	ConvergeOne Holdings, Inc.CVON	John LyonsPresident, Field Organization	435,000	—	—	0	—
Jan 4, 2019 CForm 4 →	Jan 4, 5:42 pm EST	Goosehead Insurance, Inc.GSHD	Robyn Mary Elizabeth JonesDirector, 10% Owner	8,364	—	—	14,981,231	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:43 pm EST	BEACON ROOFING SUPPLY INCBECN	C Eric SwankChief Operating Officer	7,768	—	—	5,847	—
Jan 2, 2019 CForm 4 →	Jan 4, 5:43 pm EST	AMC ENTERTAINMENT HOLDINGS, INC.AMC	John D McDonaldEVP, US OPERATIONS	8,741	—	—	17,483	—
Dec 31, 2018 MForm 4 →	Jan 4, 2019, 5:44 pm EST	Spok Holdings, IncSPOK	Michael W WallaceChief Financial Officer & CAO	6,179	—	—	42,501	—	late
Jan 4, 2019 DForm 4 →	Jan 4, 5:45 pm EST	ConvergeOne Holdings, Inc.CVON	Jeffrey E NachborChief Financial Officer	435,000	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:45 pm EST	REPUBLIC SERVICES, INC.RSG	John M TraniDirector	3,216	—	—	3,216	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:46 pm EST	Spok Holdings, IncSPOK	Michael W WallaceChief Financial Officer & CAO	22,624	—	—	65,125	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:46 pm EST	PORTOLA PHARMACEUTICALS INCPTLA	Charles J HomcyDirector	45,923	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:47 pm EST	nVent Electric plcNVT	Michael B FaulconerPresident - Thermal Management	28,264	—	—	28,264	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:49 pm EST	REPUBLIC SERVICES, INC.RSG	Sandra M VolpeDirector	3,216	—	—	3,216	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:49 pm EST	nVent Electric plcNVT	Lynnette R HeathEVP & Chief HR Officer	26,918	—	—	26,918	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:50 pm EST	ROYAL GOLD INCRGLD	Daniel BreezeVP Corp Dev of RGLD Gold AG	3,500	—	—	3,500	—
Dec 31, 2018 MForm 4 →	Jan 4, 2019, 5:50 pm EST	Spok Holdings, IncSPOK	Sharon Woods-KeislingCorporate Secretary, Treasurer	2,341	—	—	17,719	—	late amended
Mar 13, 2017 AMForm 4 →	Jan 4, 2019, 5:50 pm EST	Eldorado Resorts, Inc.ERI	Anthony L. CaranoPresident and COO	21,568	—	—	0	—	late
Jan 3, 2019 AForm 4 →	Jan 4, 5:51 pm EST	Eiger BioPharmaceuticals, Inc.EIGR	Sriram RyaliChief Financial Officer	90,000	—	—	90,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:51 pm EST	Spok Holdings, IncSPOK	Sharon Woods-KeislingCorporate Secretary, Treasurer	9,898	—	—	27,617	—
Jan 2, 2019 CForm 4 →	Jan 4, 5:52 pm EST	AMC ENTERTAINMENT HOLDINGS, INC.AMC	Mark A McDonaldEVP, DEVELOPMENT	8,741	—	—	17,483	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:53 pm EST	Spok Holdings, IncSPOK	Bonnie Culp-FingerhutEx. VP, HR & Adminstration	12,726	—	—	36,344	—
Jan 2, 2019 MForm 4 →	Jan 4, 5:54 pm EST	NLIGHT, INC.LASR	Robert MartinsenChief Technology Officer	500	—	—	39,500	—
Jan 2, 2019 AForm 4 →	Jan 4, 5:55 pm EST	REPUBLIC SERVICES, INC.RSG	Katharine WeymouthDirector	3,216	—	—	3,216	—
Mar 13, 2017 AMForm 4 →	Jan 4, 2019, 5:56 pm EST	Eldorado Resorts, Inc.ERI	Gary L. CaranoExec. Chairman of the Board, Director	80,880	—	—	0	—	late
Mar 13, 2017 AMForm 4 →	Jan 4, 2019, 5:59 pm EST	Eldorado Resorts, Inc.ERI	Stephanie LeporiChief Accounting Officer	13,480	—	—	0	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 6:00 pm EST	Inspired Entertainment, Inc.INSE	Marcus Alexander HoyeDirector	10,288	—	—	10,288	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:01 pm EST	Inspired Entertainment, Inc.INSE	Ira H RaphaelsonDirector	12,345	—	—	12,345	—
Jan 4, 2019 MForm 4 →	Jan 4, 6:01 pm EST	Alkermes plc.ALKS	Paul J MitchellDirector	1,000	—	—	10,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:01 pm EST	Inspired Entertainment, Inc.INSE	Desiree G RogersDirector	10,288	—	—	10,288	—
Mar 13, 2017 AMForm 4 →	Jan 4, 2019, 6:02 pm EST	Eldorado Resorts, Inc.ERI	Thomas ReegChief Executive Officer, Director	58,414	—	—	0	—	late
Jan 2, 2019 MForm 4 →	Jan 4, 6:02 pm EST	BIODELIVERY SCIENCES INTERNATIONAL INCBDSI	Mark A SirgoDirector	9,175	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:02 pm EST	Inspired Entertainment, Inc.INSE	Steven M SaferinDirector	11,316	—	—	11,316	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:02 pm EST	Inspired Entertainment, Inc.INSE	John M VandemoreDirector	11,316	—	—	11,316	—
Jan 2, 2019 CForm 4 →	Jan 4, 6:03 pm EST	AMC ENTERTAINMENT HOLDINGS, INC.AMC	Elizabeth F FrankEVP, WWP AND CCO	8,741	—	—	17,483	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:04 pm EST	nVent Electric plcNVT	Jon D. LammersEVP, Gen. Counsel & Secretary	53,837	—	—	53,837	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:04 pm EST	Energy Transfer LPET	Steven R. AndersonDirector	7,547	—	—	10,047	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:05 pm EST	APARTMENT INVESTMENT & MANAGEMENT COAIV	Paul BeldinExecutive Vice President - CFO	3,644	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:05 pm EST	nVent Electric plcNVT	Stacy Powell McMahanEVP & Chief Financial Officer	59,220	—	—	59,220	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:06 pm EST	Energy Transfer LPET	Richard D BrannonDirector	7,547	—	—	20,900	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:06 pm EST	Energy Transfer LPET	Ray C DavisDirector	7,547	—	—	10,047	—
Dec 19, 2018 AForm 4 →	Jan 4, 2019, 6:07 pm EST	Stitch Fix, Inc.SFIX	Kirsten A. LynchDirector	9,452	—	—	9,452	—	late
Dec 19, 2018 AForm 4 →	Jan 4, 2019, 6:07 pm EST	Stitch Fix, Inc.SFIX	Mikkel SvaneDirector	9,452	—	—	9,452	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 6:08 pm EST	Energy Transfer LPET	Michael K GrimmDirector	7,547	—	—	10,047	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:10 pm EST	GrubHub Inc.GRUB	Linda Johnson RiceDirector	180	—	—	8,793	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:12 pm EST	nVent Electric plcNVT	Thomas F PettitSee Remarks below	13,459	—	—	13,459	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:13 pm EST	nVent Electric plcNVT	Joseph A. RuzynskiPresident of Enclosures	32,302	—	—	32,302	—
Jan 2, 2019 CForm 4 →	Jan 4, 6:14 pm EST	AMC ENTERTAINMENT HOLDINGS, INC.AMC	Adam M AronCEO AND PRESIDENT	58,275	—	—	116,551	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:16 pm EST	nVent Electric plcNVT	Robert J. van der KolkSee Remarks below	25,572	—	—	25,572	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:18 pm EST	nVent Electric plcNVT	Randolph A. WackerSVP & Chief Accounting Officer	13,459	—	—	13,459	—
Sep 14, 2018 AForm 4 →	Jan 4, 2019, 6:19 pm EST	NATURES SUNSHINE PRODUCTS INCNATR	Terrence MooreheadDirector	149,172	—	—	149,172	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 6:20 pm EST	nVent Electric plcNVT	Beth WozniakChief Executive Officer, Director	201,888	—	—	201,888	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:21 pm EST	Rimini Street, Inc.RMNI	Steven M CapelliDirector	27,829	—	—	27,829	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:21 pm EST	Rimini Street, Inc.RMNI	Antonio BonchristianoDirector	27,829	—	—	27,829	—
Jan 4, 2019 AForm 4 →	Jan 4, 6:22 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Dino D OttavianoDirector	5,001	—	—	5,001	—
Jan 4, 2019 AForm 4 →	Jan 4, 6:23 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Robert L FromeDirector	5,001	—	—	5,001	—
Jan 4, 2019 AForm 4 →	Jan 4, 6:23 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Robert J MossDirector	5,001	—	—	5,001	—
Jan 4, 2019 AForm 4 →	Jan 4, 6:24 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	John J McFadden Jr.Director	5,001	—	—	5,001	—
Jan 3, 2018 MForm 4 →	Jan 4, 2019, 6:24 pm EST	FACTSET RESEARCH SYSTEMS INCFDS	Joseph ZimmelDirector	2,622	—	—	0	—	late amended
Jan 4, 2019 AForm 4 →	Jan 4, 6:24 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Diane S CaseyDirector	5,001	—	—	5,001	—
Jan 4, 2019 AForm 4 →	Jan 4, 6:25 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Daniela CastagninoDirector	5,001	—	—	5,001	—
Jan 4, 2019 AForm 4 →	Jan 4, 6:26 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	John BriggsDirector	5,001	—	—	5,001	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:26 pm EST	Rimini Street, Inc.RMNI	Tom AshburnDirector	27,829	—	—	27,829	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:26 pm EST	Ophthotech Corp.OPHT	David R GuyerExecutive Chairman, Director	5,750	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:26 pm EST	OCULAR THERAPEUTIX, INCOCUL	Michael H. GoldsteinChief Medical Officer	150,000	—	—	150,000	—
Jan 4, 2019 AForm 4 →	Jan 4, 6:26 pm EST	HEALTHCARE SERVICES GROUP INCHCSG	Jude ViscontoDirector	5,001	—	—	5,001	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:26 pm EST	OCULAR THERAPEUTIX, INCOCUL	Antony C. MattessichPresident and CEO, Director	400,000	—	—	400,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:27 pm EST	OCULAR THERAPEUTIX, INCOCUL	Donald NotmanChief Financial Officer	150,000	—	—	150,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:28 pm EST	OCULAR THERAPEUTIX, INCOCUL	Amarpreet SawhneyDirector	200,000	—	—	200,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:28 pm EST	TWILIO INCTWLO	George HuChief Operating Officer	7,800	—	—	704,200	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:28 pm EST	Rimini Street, Inc.RMNI	Andrew FleissDirector	27,829	—	—	27,829	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:28 pm EST	OCULAR THERAPEUTIX, INCOCUL	Kevin F. HanleySr. VP Technical Operations	50,000	—	—	50,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:28 pm EST	Ophthotech Corp.OPHT	Keith WestbySVP & COO	781	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:29 pm EST	OCULAR THERAPEUTIX, INCOCUL	Daniel M BollagSr. VP Reg. Affairs & Quality	180,000	—	—	180,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:29 pm EST	OBALON THERAPEUTICS INCOBLN	Robert H Mondore Jr.VP of Operations	35,000	—	—	35,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:30 pm EST	OBALON THERAPEUTICS INCOBLN	Neil DrakeVP Research and Development	35,000	—	—	35,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:30 pm EST	OBALON THERAPEUTICS INCOBLN	Kelly HuangPres & Chief Executive Officer, Director	300,000	—	—	300,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:30 pm EST	OBALON THERAPEUTICS INCOBLN	William J. PlovanicChief Financial Officer	100,000	—	—	100,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:30 pm EST	Rimini Street, Inc.RMNI	Jack L AcostaDirector	27,829	—	—	27,829	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:31 pm EST	OBALON THERAPEUTICS INCOBLN	Amy VandenBergChief Clinical & Reg Officer	100,000	—	—	100,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:31 pm EST	OBALON THERAPEUTICS INCOBLN	Nooshin HussainyVP of Finance	50,000	—	—	50,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:31 pm EST	OBALON THERAPEUTICS INCOBLN	Donald R YoungVP of Quality Assurance	35,000	—	—	35,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:32 pm EST	OBALON THERAPEUTICS INCOBLN	Mark BristerChief Technology Officer	100,000	—	—	100,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:32 pm EST	FACTSET RESEARCH SYSTEMS INCFDS	Frederick Philip SnowChief Executive Officer, Director	1,182	—	—	3,547	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:32 pm EST	Rimini Street, Inc.RMNI	Margaret TaylorDirector	27,829	—	—	27,829	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:33 pm EST	StarTek, Inc.SRT	Sanjay ChakrabartyDirector	5,066	—	—	5,066	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:34 pm EST	StarTek, Inc.SRT	Bharat RaoDirector	5,066	—	—	5,066	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:36 pm EST	StarTek, Inc.SRT	Aparup SenguptaDirector	5,066	—	—	5,066	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:36 pm EST	Rimini Street, Inc.RMNI	Robin P. MurrayDirector, 10% Owner	27,829	—	—	27,829	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:37 pm EST	StarTek, Inc.SRT	Mukesh ShardaDirector	5,066	—	—	5,066	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:39 pm EST	StarTek, Inc.SRT	Robert SheftDirector	5,066	—	—	5,066	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:40 pm EST	TWENTY-FIRST CENTURY FOX, INC.FOX	Lachlan K MurdochExecutive Chairman, Director	1,052	—	—	5,985	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:40 pm EST	StarTek, Inc.SRT	Ed ZschauDirector	5,066	—	—	5,066	—
Jan 3, 2019 MForm 4 →	Jan 4, 6:40 pm EST	REPUBLIC SERVICES, INC.RSG	Brian A GoebelCAO	3,000	—	—	5,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:41 pm EST	FACTSET RESEARCH SYSTEMS INCFDS	James J McGonigleDirector	2,622	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:43 pm EST	Rimini Street, Inc.RMNI	ADAMS STREET PARTNERS LLC10% Owner	27,829	—	—	27,829	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:44 pm EST	R F INDUSTRIES LTDRFIL	Marvin FinkDirector	7,860	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:45 pm EST	INTREXON CORPXON	Nir NimrodiChief Business Officer	9,766	—	—	29,297	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:46 pm EST	INTREXON CORPXON	Joel D LiffmanSVP, Finance	9,766	—	—	29,297	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:46 pm EST	INTREXON CORPXON	Robert F. Walsh IIISVP, Energy & Fine Chem.	9,766	—	—	29,297	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:46 pm EST	INTREXON CORPXON	Rick L. SterlingChief Financial Officer	9,766	—	—	29,297	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:46 pm EST	INTREXON CORPXON	Helen SabzevariPresident, Precigen, Inc.	9,766	—	—	29,297	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:47 pm EST	AMERICOLD REALTY TRUSTNYSE: COLD	Jeffrey M GaultDirector	166,958	—	—	667,831	—
Jan 2, 2019 CForm 4 →	Jan 4, 6:47 pm EST	ROKU, INCROKU	Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner	70,000	—	—	20,404,838	—	amended
Jan 2, 2019 MForm 4 →	Jan 4, 6:47 pm EST	INTREXON CORPXON	Thomas D. ReedChief Science Officer	9,766	—	—	29,297	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:48 pm EST	INTREXON CORPXON	Jeffrey Thomas PerezSVP, IP Affairs	9,766	—	—	29,297	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:48 pm EST	INTREXON CORPXON	Donald P. LehrChief Legal Officer	9,766	—	—	29,297	—
Jan 2, 2019 MForm 4 →	Jan 4, 6:48 pm EST	INTREXON CORPXON	Thomas BostickChief Operating Officer	9,766	—	—	29,297	—
Jan 4, 2019 JForm 4 →	Jan 4, 6:51 pm EST	Federal Street Acquisition Corp.FSAC	FS Sponsor LLC +2Director, 10% Owner	22,800,000	—	—	11,400,000	—
Jan 3, 2019 MForm 4 →	Jan 4, 6:54 pm EST	Denali Therapeutics Inc.DNLI	Carole HoChief Medical Officer	11,725	—	—	102,385	—
Jan 4, 2019 CMForm 4 →	Jan 4, 6:56 pm EST	Stitch Fix, Inc.SFIX	Scott DarlingChief Legal Officer & Sec	108,000	—	—	4,700	—
Jan 4, 2019 CForm 4 →	Jan 4, 6:57 pm EST	Federal Street Acquisition Corp.FSAC	THL AGILITI LLC +9Director, 10% Owner	11,400,000	—	—	0	—
Jan 4, 2019 CForm 4 →	Jan 4, 6:58 pm EST	Federal Street Acquisition Corp.FSAC	THL AGILITI LLC +4Director, 10% Owner	11,400,000	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 6:59 pm EST	RESOURCES CONNECTION INCRECN	Neil F DimickDirector	7,179	—	—	7,179	—
Jan 3, 2019 MForm 4 →	Jan 4, 7:00 pm EST	CALAVO GROWERS INCCVGW	Michael Anthony DiGregorioDirector	2,000	—	—	8,000	—
May 16, 2018 ADMForm 4 →	Jan 4, 2019, 7:01 pm EST	Thermon Group Holdings, Inc.THR	Jay PetersonChief Financial Officer	32,498	—	—	4,315	—	late
May 16, 2018 DMForm 4 →	Jan 4, 2019, 7:02 pm EST	Thermon Group Holdings, Inc.THR	Eric ReitlerSVP - Global Sales	14,031	—	—	0	—	late
Jan 2, 2019 AForm 4 →	Jan 4, 7:02 pm EST	RESOURCES CONNECTION INCRECN	Robert F KistingerDirector	7,179	—	—	7,179	—
Jan 2, 2019 MForm 4 →	Jan 4, 7:03 pm EST	PEGASYSTEMS INCPEGA	Ronald W HovsepianDirector	1,910	—	—	654	—
Jan 2, 2019 AForm 4 →	Jan 4, 7:03 pm EST	RESOURCES CONNECTION INCRECN	Jolene SykesDirector	7,179	—	—	7,179	—
Jan 2, 2019 AForm 4 →	Jan 4, 7:04 pm EST	RESOURCES CONNECTION INCRECN	Michael H WargotzDirector	7,179	—	—	7,179	—
Jan 2, 2019 AForm 4 →	Jan 4, 7:05 pm EST	RESOURCES CONNECTION INCRECN	Marco von MaltzanDirector	7,179	—	—	7,179	—
May 16, 2018 ADMForm 4 →	Jan 4, 2019, 7:06 pm EST	Thermon Group Holdings, Inc.THR	Bruce ThamesPresident & CEO, Director	75,464	—	—	0	—	late
Jan 2, 2019 MForm 4 →	Jan 4, 7:07 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	Sam HeidariChairman and CEO, Director	6,794	—	—	67,697	—
Jan 3, 2019 MForm 4 →	Jan 4, 7:21 pm EST	WEBSTER FINANCIAL CORPWBS	Mark PettieDirector	10,573	—	—	0	—
Jan 4, 2019 CForm 4 →	Jan 4, 7:34 pm EST	Federal Street Acquisition Corp.FSAC	Gary L. GottliebDirector	25,000	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 7:34 pm EST	ELECTRONICS FOR IMAGING INCEFII	Gill CoganDirector	2,224	—	—	1,209	—
Jan 4, 2019 CForm 4 →	Jan 4, 7:38 pm EST	Federal Street Acquisition Corp.FSAC	Paul M MontroneDirector	25,000	—	—	0	—
Jan 4, 2019 CForm 4 →	Jan 4, 7:40 pm EST	Federal Street Acquisition Corp.FSAC	Henry A McKinnellDirector	25,000	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 7:42 pm EST	RESOURCES CONNECTION INCRECN	Susan J CrawfordDirector	7,179	—	—	7,179	—
Jan 4, 2019 CForm 4 →	Jan 4, 7:42 pm EST	Federal Street Acquisition Corp.FSAC	Michael Adam BellDirector	25,000	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 4, 7:45 pm EST	Midstates Petroleum Company, Inc.MPO	Todd R SnyderDirector	17,352	—	—	17,352	—
Jan 2, 2019 AForm 4 →	Jan 4, 7:48 pm EST	Midstates Petroleum Company, Inc.MPO	Alan Jeffrey CarrDirector	26,028	—	—	26,028	—
Jan 2, 2019 AForm 4 →	Jan 4, 7:49 pm EST	Midstates Petroleum Company, Inc.MPO	Neal P GoldmanDirector	17,352	—	—	17,352	—
Jan 2, 2019 AForm 4 →	Jan 4, 7:50 pm EST	Midstates Petroleum Company, Inc.MPO	Patrice D DouglasDirector	17,352	—	—	17,352	—
Jan 2, 2019 MForm 4 →	Jan 4, 7:58 pm EST	Arista Networks, Inc.ANET	Marc TaxaySVP and General Counsel	1,083	—	—	5,833	—
Jan 2, 2019 MForm 4 →	Jan 4, 8:00 pm EST	UNIVERSAL INSURANCE HOLDINGS, INC.UVE	Sean P DownesCEO, Director	21,571	—	—	0	—
Jan 2, 2019 MForm 4 →	Jan 4, 8:01 pm EST	UNIVERSAL INSURANCE HOLDINGS, INC.UVE	Jon SpringerPresident and CRO, Director	7,190	—	—	0	—
Jan 3, 2019 MForm 4 →	Jan 4, 8:15 pm EST	EXELIXIS, INC.EXEL	Patrick J. HaleySr. Vice President, Commercial	8,000	—	—	31,375	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:20 pm EST	WEC ENERGY GROUP, INC.WEC	Charles R MatthewsPresident & CEO - PGL/NSG	10,666	—	—	10,666	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:22 pm EST	WEC ENERGY GROUP, INC.WEC	William J GucVice President & Controller	5,624	—	—	5,624	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:23 pm EST	WEC ENERGY GROUP, INC.WEC	John F BergstromDirector	2,115	—	—	69,815	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:24 pm EST	WEC ENERGY GROUP, INC.WEC	Joseph Kevin FletcherPresident-WEC Energy Group	44,825	—	—	44,825	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:24 pm EST	WEC ENERGY GROUP, INC.WEC	Albert J Budney Jr.Director	2,115	—	—	4,405	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:25 pm EST	WEC ENERGY GROUP, INC.WEC	Margaret C KelseyExecutive VP & General Counsel	20,147	—	—	20,147	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:26 pm EST	WEC ENERGY GROUP, INC.WEC	Ulice Payne Jr.Director	2,115	—	—	2,115	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:26 pm EST	WEC ENERGY GROUP, INC.WEC	Daniel KruegerEVP WEC Infrastructure	6,532	—	—	6,532	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:28 pm EST	WEC ENERGY GROUP, INC.WEC	Scott J LauberExecutive VP and CFO	30,560	—	—	30,560	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:28 pm EST	WEC ENERGY GROUP, INC.WEC	Gale E KlappaChairman and CEO, Director	33,180	—	—	33,180	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:30 pm EST	WEC ENERGY GROUP, INC.WEC	Curt S CulverDirector	2,115	—	—	97,273	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:30 pm EST	WEC ENERGY GROUP, INC.WEC	Mary Beth StrakaSr. VP-Corp Comm & Inv Rel	5,770	—	—	5,770	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:31 pm EST	WEC ENERGY GROUP, INC.WEC	Tom MetcalfePres. WI Utilities	12,736	—	—	12,736	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:33 pm EST	WEC ENERGY GROUP, INC.WEC	Frederick D KuesterSr. Executive Vice Pres.	51,550	—	—	51,550	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:34 pm EST	WEC ENERGY GROUP, INC.WEC	Robert M GarvinExec Vice President - Ext Affs	14,931	—	—	14,931	—
Jan 2, 2019 AForm 4 →	Jan 4, 8:34 pm EST	WEC ENERGY GROUP, INC.WEC	Mary Ellen StanekDirector	2,115	—	—	21,491	—
Jan 2, 2019 MForm 4 →	Jan 4, 8:50 pm EST	EXELIXIS, INC.EXEL	Michael MorrisseyPresident and CEO, Director	40,000	—	—	362,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	Dicerna Pharmaceuticals IncDRNA	Ralf RosskampChief Medical Officer	180,000	—	—	180,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	Dicerna Pharmaceuticals IncDRNA	Douglas FambroughChief Executive Officer, Director	505,000	—	—	505,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	ONCOSEC MEDICAL IncONCS	Gregory T. MayesDirector	50,000	—	—	50,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	ONCOSEC MEDICAL IncONCS	Avtar S DhillonDirector	50,000	—	—	50,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	ONCOSEC MEDICAL IncONCS	Joon KimDirector	50,000	—	—	50,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	Dicerna Pharmaceuticals IncDRNA	Bob D BrownChief Scientific Officer	180,000	—	—	180,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	Dicerna Pharmaceuticals IncDRNA	James B WeissmanChief Business Officer	180,000	—	—	180,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	ONCOSEC MEDICAL IncONCS	Punit DhillonDirector	50,000	—	—	50,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	ONCOSEC MEDICAL IncONCS	James M DemesaDirector	225,000	—	—	225,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:01 pm EST	ONCOSEC MEDICAL IncONCS	Robert WardDirector	50,000	—	—	50,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 9:02 pm EST	Tesla, Inc.TSLA	Jerome M GuillenPresident, Automotive	1,000	—	—	34,250	—
Jan 4, 2019 MForm 4 →	Jan 4, 9:04 pm EST	Edwards Lifesciences CorpEW	Huimin WangCVP, Japan & Intercontinental	4,000	—	—	4,000	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:05 pm EST	AMEDISYS INCAMED	Paul B. K. KusserowCEO and President, Director	154,240	—	—	73,638	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:08 pm EST	SCHWAB CHARLES CORPSCHW	Charles A. RuffelDirector	1,185	—	—	1,185	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:08 pm EST	SCHWAB CHARLES CORPSCHW	Stephen T McLinDirector	2,726	—	—	2,726	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:09 pm EST	SCHWAB CHARLES CORPSCHW	Frank C HerringerDirector	812	—	—	120,219	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:09 pm EST	SCHWAB CHARLES CORPSCHW	Stephen A EllisDirector	1,482	—	—	1,482	—
Jan 2, 2019 AForm 4 →	Jan 4, 9:09 pm EST	Dicerna Pharmaceuticals IncDRNA	John B GreenChief Financial Officer	180,000	—	—	180,000	—
Jan 2, 2019 MForm 4 →	Jan 4, 9:20 pm EST	Resonant IncRESN	George B HolmesChief Executive Officer, Director	14,135	—	—	9,984	—
Jan 3, 2019 AForm 4 →	Jan 4, 9:22 pm EST	PRGX GLOBAL, INC.PRGX	Kurt AbkemeierChief Financial Officer	112,000	—	—	100,000	—
Jan 4, 2019 AForm 4 →	Jan 4, 9:22 pm EST	Allena Pharmaceuticals, Inc.ALNA	Louis Brenner M.D.President and COO	305,000	—	—	305,000	—
Jan 3, 2019 MForm 4 →	Jan 7, 6:04 am EST	MEDICINOVA INCMNOV	Yuichi IwakiPresident and CEO, Director	18,572	—	—	0	—
Jan 4, 2019 AMForm 4 →	Jan 7, 8:24 am EST	TEMPUR SEALY INTERNATIONAL, INC.TPX	Scott VolletEVP, Global Operations	39,462	—	—	33,760	—
Jan 4, 2019 AMForm 4 →	Jan 7, 8:25 am EST	TEMPUR SEALY INTERNATIONAL, INC.TPX	H Clifford Buster IIIEVP, Direct to Consumer	37,663	—	—	33,760	—
Jan 4, 2019 AMForm 4 →	Jan 7, 8:25 am EST	TEMPUR SEALY INTERNATIONAL, INC.TPX	David MontgomeryEVP & President, International	45,082	—	—	36,721	—
Jan 4, 2019 AMForm 4 →	Jan 7, 8:26 am EST	TEMPUR SEALY INTERNATIONAL, INC.TPX	Richard W AndersonEVP & President, North America	41,170	—	—	33,760	—
Jan 4, 2019 AMForm 4 →	Jan 7, 8:26 am EST	TEMPUR SEALY INTERNATIONAL, INC.TPX	Scott L ThompsonCEO & PRESIDENT, Director	290,114	—	—	236,911	—
Jan 4, 2019 AMForm 4 →	Jan 7, 8:27 am EST	TEMPUR SEALY INTERNATIONAL, INC.TPX	Bhaskar RaoEVP & Chief Financial Officer	38,383	—	—	33,760	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:26 am EST	Cyclacel Pharmaceuticals, Inc.CYCC	Spiro George RombotisPresident and CEO, Director	538,198	—	—	14,375	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:27 am EST	Cyclacel Pharmaceuticals, Inc.CYCC	Judy ChiaoV.P., Clin. Dev. & Reg. Aff	305,843	—	—	10,183	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:28 am EST	Cyclacel Pharmaceuticals, Inc.CYCC	Paul McBarronE. VP, Fin, CFO and COO, Director	295,080	—	—	11,980	—
Jan 4, 2019 MForm 4 →	Jan 7, 10:59 am EST	Midland States Bancorp, Inc.MSBI	Leon J HolschbachDirector	10,926	—	—	30,364	—
Dec 31, 2018 MForm 4/A →	Jan 7, 2019, 11:08 am EST	CALLON PETROLEUM COCPE	Joseph C. Gatto Jr.President and CEO, Director	65,100	—	—	0	—
Jan 2, 2019 AForm 4 →	Jan 7, 11:28 am EST	Aquestive Therapeutics, Inc.AQST	Gary H SlatkoSVP, Chief Medical Officer	75,000	—	—	75,000	—	late
Jan 4, 2019 MForm 4 →	Jan 7, 12:27 pm EST	Meridian Bancorp, Inc.EBSB	Richard J GavegnanoChairman, President and CEO, Director	3,673	—	—	14,690	—
Jan 4, 2019 MForm 4 →	Jan 7, 12:36 pm EST	Trinity Place Holdings Inc.TPHS	Steven KahnChief Financial Officer	33,500	—	—	3,500	—
Jan 4, 2019 MForm 4 →	Jan 7, 12:38 pm EST	Trinity Place Holdings Inc.TPHS	Richard Guy PyontekChief Accounting Officer	5,000	—	—	0	—
Dec 27, 2018 AForm 4 →	Jan 7, 2019, 1:14 pm EST	ADDVANTAGE TECHNOLOGIES GROUP INCAEY	Donald Kinison Jr.Vice President of Sales	50,000	—	—	100,000	—	late
Dec 27, 2018 AForm 4 →	Jan 7, 2019, 1:25 pm EST	ADDVANTAGE TECHNOLOGIES GROUP INCAEY	Scott A FrancisVice President and CFO	30,000	—	—	130,000	—	late
Jan 3, 2019 MForm 4 →	Jan 7, 1:28 pm EST	NOVAGOLD RESOURCES INCNG	Thomas Scott KaplanDirector	159,050	—	—	0	—
Jan 3, 2019 MForm 4 →	Jan 7, 1:53 pm EST	R F INDUSTRIES LTDRFIL	William ReynoldsDirector	7,860	—	—	0	—
Jul 26, 2018 AForm 4 →	Jan 7, 2019, 1:56 pm EST	BARFRESH FOOD GROUP INC.BRFH	Joseph S. TesorieroChief Financial Officer	250,000	—	—	250,000	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 2:08 pm EST	Aravive, Inc.ARAV	Srinivas AkkarajuDirector	4,688	—	—	4,688	—	amended
Jan 3, 2019 AForm 4 →	Jan 7, 2:09 pm EST	Aravive, Inc.ARAV	Amato GiacciaDirector, 10% Owner	12,188	—	—	4,688	—
Jan 3, 2019 AForm 4 →	Jan 7, 2:09 pm EST	Aravive, Inc.ARAV	Robert HoffmanDirector	12,188	—	—	4,688	—
Jan 3, 2019 AForm 4 →	Jan 7, 2:10 pm EST	Aravive, Inc.ARAV	Raymond TabibiazarDirector, 10% Owner	12,188	—	—	4,688	—
Jan 3, 2019 AForm 4 →	Jan 7, 2:11 pm EST	Aravive, Inc.ARAV	Eric ZhangDirector	12,188	—	—	4,688	—
Jan 3, 2019 MForm 4 →	Jan 7, 2:11 pm EST	CINTAS CORPCTAS	Thomas E FroomanVP, Secretary & Gen. Counsel	75,852	—	—	19,367	—
Jan 3, 2019 MForm 4 →	Jan 7, 2:27 pm EST	MUTUALFIRST FINANCIAL INCMFSF	Michael J MarienDirector	5,000	—	—	0	—
Jan 5, 2019 MForm 4 →	Jan 7, 3:07 pm EST	WESTLAKE CHEMICAL CORPWLK	David Tsung-Hung ChaoDirector, 10% Owner	1,090	—	—	0	—
Jan 5, 2019 MForm 4 →	Jan 7, 3:07 pm EST	WESTLAKE CHEMICAL CORPWLK	Marius HaasDirector	1,090	—	—	0	—
Jan 5, 2019 MForm 4 →	Jan 7, 3:08 pm EST	WESTLAKE CHEMICAL CORPWLK	Jeffrey Wayne SheetsDirector	1,090	—	—	0	—
Jan 3, 2019 MForm 4 →	Jan 7, 3:26 pm EST	FORRESTER RESEARCH, INC.FORR	Ryan DarrahChief Legal Officer	1,440	—	—	2,880	—
Jan 3, 2019 MForm 4 →	Jan 7, 3:39 pm EST	Sound Financial Bancorp, Inc.SFBC	James E SweeneyDirector	1,082	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 7, 3:44 pm EST	DTE ENERGY CODTE	David A ThomasDirector	1,697	—	—	3,837	—
Jan 4, 2019 MForm 4 →	Jan 7, 3:45 pm EST	DTE ENERGY CODTE	Ruth G ShawDirector	1,697	—	—	3,837	—
Jan 4, 2019 MForm 4 →	Jan 7, 3:45 pm EST	DTE ENERGY CODTE	Mark A MurrayDirector	1,697	—	—	3,837	—
Jan 4, 2019 MForm 4 →	Jan 7, 3:46 pm EST	DTE ENERGY CODTE	David BrandonDirector	1,697	—	—	3,837	—
Jan 4, 2019 MForm 4 →	Jan 7, 3:46 pm EST	DTE ENERGY CODTE	Charles G McClureDirector	1,697	—	—	3,837	—
Jan 4, 2019 MForm 4 →	Jan 7, 3:46 pm EST	DTE ENERGY CODTE	James H VandenbergheDirector	1,697	—	—	3,837	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.