SEC Form 4 · accession 0001229384-19-000002
APARTMENT INVESTMENT & MANAGEMENT CO · AIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Beldin
Officer — Executive Vice President - CFO
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 2, 2019 | M | 3,644 | $8.92 | A | 50,052 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $8.92 | Jan 2, 2019 | M | 3,644 | D | — | Feb 3, 2019 | Class A Common Stock | 3,644 | 0 | D |
Explanation of responses
- F1All of the options were fully vested and exercisable as of February 3, 2013.
- F2Option Award approved by Compensation and Human Resources Committee; price column not applicable.