Company · CIK 0001269021 · SIC 2834 — Pharmaceutical Preparations
PORTOLA PHARMACEUTICALS INC · PTLA
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2019 FForm 4 → | Mar 5, 6:30 pm EST | John B MoriartyEVP, General Counsel | 4,297 | $33.42 | $143,606 | 39,952 | — | plan? |
| Mar 4, 2019 FForm 4 → | Mar 5, 6:26 pm EST | Mardi DierEVP, CFO & CBO | 9,667 | $33.41 | $322,974 | 107,219 | — | plan? |
| Mar 4, 2019 FForm 4 → | Mar 5, 6:16 pm EST | John T CurnutteEVP R&D | 6,446 | $33.41 | $215,361 | 98,539 | — | plan? |
| Jan 31, 2019 AForm 4 → | Feb 4, 6:12 pm EST | Glenn P BrameEVP, CTOO | 15,000 | — | — | 40,000 | — | plan? |
| Jan 31, 2019 AForm 4 → | Feb 4, 6:09 pm EST | Ernie MeyerEVP and CHRO | 18,750 | — | — | 48,750 | — | plan? |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:56 pm EST | John B MoriartyEVP, General Counsel | 18,750 | — | — | 43,750 | — | plan? |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:50 pm EST | John T CurnutteEVP R&D | 4,500 | — | — | 104,985 | — | plan? |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:47 pm EST | Mardi DierEVP, CFO & CBO | 18,750 | — | — | 116,682 | — | plan? |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:40 pm EST | J. Scott GarlandPresident and CEO, Director | 30,100 | — | — | 155,100 | — | plan? |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:35 pm EST | Sheldon L. KoenigEVP, Chief Commercial Officer | 25,000 | — | — | 25,000 | — | plan? |
| Jan 12, 2019 AFForm 4 → | Jan 15, 8:14 pm EST | Mardi DierEVP, CFO & CBO | 2,993 | $24.25 | $21,049 | 97,932 | — | plan? |
| Jan 12, 2019 AFForm 4 → | Jan 15, 8:11 pm EST | John T CurnutteEVP R&D | 2,465 | $24.25 | $17,339 | 100,485 | — | plan? |
| Jan 2, 2019 MForm 4 → | Jan 4, 5:46 pm EST | Charles J HomcyDirector | 45,923 | $5.10 | $234,207 | 165,403 | — | plan? |
| Dec 17, 2018 SForm 4 → | Dec 19, 7:07 pm EST | Charles J HomcyDirector | 64,218 | $18.61 | $1,195,002 | 112,471 | −36.3% | plan? |
| Dec 17, 2018 MForm 4 → | Dec 19, 7:07 pm EST | Charles J HomcyDirector | 90,000 | $4.10 | $369,000 | 119,480 | — | plan? |
| Nov 14, 2018 MForm 4 → | Nov 16, 5:24 pm EST | Charles J HomcyDirector | 93,698 | $4.10 | $384,162 | 93,698 | — | plan? |
| Oct 31, 2018 AForm 4 → | Oct 31, 6:29 pm EDT | J. Scott GarlandPresident and CEO, Director | 125,000 | — | — | 125,000 | — | plan? |
| Aug 31, 2018 FMForm 4 → | Sep 5, 7:27 pm EDT | Mardi DierInterim Co-President & CFO | 26,384 | $29.18 | $259,203 | 98,800 | — | plan? |
| Aug 31, 2018 FMForm 4 → | Sep 5, 7:18 pm EDT | Tao FuEVP, CBO | 30,153 | $29.18 | $296,228 | 77,043 | — | plan? |
| Aug 31, 2018 FMForm 4 → | Sep 5, 6:43 pm EDT | John T CurnutteInterim Co-President & EVP R&D | 26,384 | $29.18 | $259,203 | 101,200 | — | plan? |
| Aug 31, 2018 AForm 4 → | Sep 5, 6:35 pm EDT | Ernie MeyerEVP and CHRO | 30,000 | — | — | 30,000 | — | plan? |
| Aug 21, 2018 PForm 4 → | Aug 23, 7:32 pm EDT | Jeffrey W BirdDirector | 390,000 | $25.84 | $10,077,387 | 449,053 | +660% | plan? |
| Jul 28, 2018 FMForm 4 → | Aug 28, 6:13 pm EDT | William LisChief Executive Officer, Director | 52,587 | $26.05 | $458,141 | 204,448 | — | plan? late |
| Jul 28, 2018 FMForm 4 → | Aug 28, 6:06 pm EDT | Tao FuEVP, CBO | 7,057 | $26.05 | $53,585 | 87,196 | — | plan? late |
| Jul 28, 2018 FMForm 4 → | Aug 28, 6:03 pm EDT | Mardi DierInterim Co-President & CFO | 26,294 | $26.05 | $229,084 | 107,477 | — | plan? late |
| Jul 28, 2018 FMForm 4 → | Aug 28, 6:00 pm EDT | John T CurnutteInterim Co-President & EVP R&D | 25,671 | $26.05 | $212,855 | 110,084 | — | plan? late |
| Jun 29, 2018 AForm 4 → | Jul 6, 3:26 pm EDT | Glenn P BrameSVP, Technical Operations | 25,000 | — | — | 25,000 | — | plan? late |
| Jun 8, 2018 AForm 4 → | Jun 11, 5:01 pm EDT | Jeffrey W BirdDirector | 3,000 | — | — | 9,000 | — | plan? |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:42 pm EDT | Hollings RentonDirector | 3,000 | — | — | 9,000 | — | plan? |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:37 pm EDT | Charles J HomcyDirector | 3,000 | — | — | 115,471 | — | plan? |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:27 pm EDT | Henry Ward WolffDirector | 3,000 | — | — | 10,766 | — | plan? |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:23 pm EDT | David C StumpDirector | 3,000 | — | — | 9,000 | — | plan? |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:14 pm EDT | John JohnsonDirector | 3,000 | — | — | 9,000 | — | plan? |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:00 pm EDT | Dennis M FentonDirector | 3,000 | — | — | 9,000 | — | plan? |
| Jun 8, 2018 AForm 4 → | Jun 8, 5:56 pm EDT | Laura BregeDirector | 3,000 | — | — | 9,000 | — | plan? |
| Jun 6, 2018 SForm 4 → | Jun 8, 6:18 pm EDT | William LisChief Executive Officer, Director | 5,113 | $45.21 | $231,159 | 222,035 | −2.25% | plan? |
| May 22, 2018 AFForm 4 → | May 24, 8:22 pm EDT | William LisChief Executive Officer, Director | 19,381 | $40.82 | $264,963 | 227,148 | — | plan? |
| May 22, 2018 AFForm 4 → | May 24, 8:06 pm EDT | Tao FuEVP, CBO | 7,918 | $40.82 | $84,048 | 89,253 | — | plan? |
| May 22, 2018 AFForm 4 → | May 24, 8:04 pm EDT | Mardi DierExecutive VP and CFO | 8,373 | $40.82 | $102,621 | 116,271 | — | plan? |
| May 22, 2018 AFForm 4 → | May 24, 8:02 pm EDT | John T CurnutteExecutive Vice President | 6,334 | $40.82 | $67,231 | 118,255 | — | plan? |
| Mar 29, 2018 AForm 4 → | Mar 30, 5:24 pm EDT | John B MoriartyEVP, General Counsel | 25,000 | — | — | 25,000 | — | plan? |
| Mar 12, 2018 SForm 4 → | Mar 14, 8:19 pm EDT | Tao FuEVP, CBO | 1,135 | $38.47 | $43,663 | 18,346 | −5.83% | plan? |
| Mar 12, 2018 MForm 4 → | Mar 14, 8:17 pm EDT | John T CurnutteExecutive Vice President | 5,049 | $8.50 | $42,917 | 5,049 | — | plan? |
| Mar 8, 2018 DForm 4 → | Mar 12, 7:58 pm EDT | Mardi DierExecutive VP and CFO | 12,474 | $38.76 | $483,531 | 61,442 | — | plan? |
| Mar 2, 2018 FForm 4 → | Mar 6, 5:55 pm EST | William LisChief Executive Officer, Director | 19,184 | $32.53 | $624,056 | 70,624 | — | plan? |
| Mar 2, 2018 FForm 4 → | Mar 6, 5:52 pm EST | Tao FuEVP, CBO | 5,041 | $32.53 | $163,984 | 27,498 | — | plan? |
| Mar 2, 2018 FForm 4 → | Mar 6, 5:48 pm EST | Mardi DierExecutive VP and CFO | 6,735 | $32.53 | $219,090 | 31,040 | — | plan? |
| Mar 2, 2018 FForm 4 → | Mar 6, 5:41 pm EST | John T CurnutteExecutive Vice President | 4,530 | $32.53 | $147,361 | 22,499 | — | plan? |
| Jan 31, 2018 AForm 4 → | Feb 2, 8:15 pm EST | William LisChief Executive Officer, Director | 25,000 | — | — | 25,000 | — | plan? |
| Jan 31, 2018 AForm 4 → | Feb 2, 8:09 pm EST | John H Lawrence IIISVP, Chief Medical Officer | 6,875 | — | — | 6,875 | — | plan? |
| Jan 31, 2018 AForm 4 → | Feb 2, 8:05 pm EST | Tao FuEVP, CBO | 8,750 | — | — | 8,750 | — | plan? |
| Jan 31, 2018 AForm 4 → | Feb 2, 7:57 pm EST | Mardi DierExecutive VP and CFO | 10,625 | — | — | 10,625 | — | plan? |
| Jan 31, 2018 AForm 4 → | Feb 2, 7:44 pm EST | John T CurnutteExecutive Vice President | 8,750 | — | — | 8,750 | — | plan? |
| Jan 1, 2018 GForm 5 → | Feb 11, 2019, 7:17 pm EST | Jeffrey W BirdDirector | — | — | — | 45,402 | — | plan? |
| Dec 15, 2017 SForm 4 → | Dec 18, 8:02 pm EST | Henry Ward WolffDirector | 12,000 | $47.00 | $563,950 | 0 | −100% | plan? |
| Nov 30, 2017 AForm 4 → | Dec 1, 5:35 pm EST | John H Lawrence IIISVP, Chief Medical Officer | 5,000 | — | — | 5,000 | — | plan? |
| Oct 5, 2017 MForm 4 → | Dec 18, 8:02 pm EST | Henry Ward WolffDirector | 12,000 | $5.30 | $63,600 | 12,000 | — | plan? late |
| Oct 5, 2017 MForm 4 → | Oct 6, 8:30 pm EDT | Henry Ward WolffDirector | 12,000 | $5.30 | $63,600 | 12,000 | — | plan? |
| Sep 28, 2017 MForm 4 → | Sep 29, 6:24 pm EDT | John T CurnutteExecutive Vice President | 21,000 | $7.48 | $157,073 | 14,285 | — | plan? |
| Aug 16, 2017 FForm 4 → | Aug 18, 4:50 pm EDT | John T CurnutteExecutive Vice President | 2,644 | $54.86 | $145,050 | 0 | — | plan? |
| Aug 16, 2017 FForm 4 → | Aug 18, 4:48 pm EDT | Mardi DierExecutive VP and CFO | 3,635 | $54.86 | $199,416 | 0 | — | plan? |
| Aug 16, 2017 FForm 4 → | Aug 18, 4:46 pm EDT | Tao FuEVP, CBO | 1,991 | $54.86 | $109,226 | 0 | — | plan? |
| Aug 16, 2017 FForm 4 → | Aug 18, 4:44 pm EDT | William LisChief Executive Officer, Director | 7,435 | $54.86 | $407,884 | 0 | — | plan? |
| Jul 18, 2017 SForm 4 → | Jul 20, 7:00 pm EDT | Tao FuEVP, CBO | 5,812 | $65.00 | $377,780 | 0 | −100% | plan? |
| Jul 18, 2017 MForm 4 → | Jul 20, 7:00 pm EDT | Tao FuEVP, CBO | 5,812 | $33.49 | $194,644 | 5,812 | — | plan? |
| Jul 18, 2017 SForm 4 → | Jul 20, 6:53 pm EDT | John T CurnutteExecutive Vice President | 10,000 | $65.00 | $650,000 | 0 | −100% | plan? |
| Jul 18, 2017 MForm 4 → | Jul 20, 6:53 pm EDT | John T CurnutteExecutive Vice President | 10,000 | $8.50 | $85,000 | 10,000 | — | plan? |
| Jul 11, 2017 SForm 4 → | Jul 13, 5:54 pm EDT | Mardi DierExecutive VP and CFO | 23,350 | $60.00 | $1,401,000 | 0 | −100% | plan? |
| Jul 11, 2017 MForm 4 → | Jul 13, 5:54 pm EDT | Mardi DierExecutive VP and CFO | 23,350 | $25.08 | $585,618 | 23,350 | — | plan? |
| Jun 27, 2017 SForm 4 → | Jun 29, 8:15 pm EDT | William LisChief Executive Officer, Director | 269,299 | $55.43 | $14,928,123 | 0 | −100% | plan? |
| Jun 27, 2017 MForm 4 → | Jun 29, 8:15 pm EDT | William LisChief Executive Officer, Director | 269,299 | $8.33 | $2,243,593 | 14,150 | — | plan? |
| Jun 27, 2017 SForm 4 → | Jun 28, 6:05 pm EDT | Mardi DierExecutive VP and CFO | 93,392 | $55.46 | $5,179,825 | 0 | −100% | plan? |
| Jun 27, 2017 MForm 4 → | Jun 28, 6:05 pm EDT | Mardi DierExecutive VP and CFO | 93,392 | $18.59 | $1,736,009 | 6,885 | — | plan? |
| Jun 26, 2017 SForm 4 → | Jun 28, 5:58 pm EDT | John T CurnutteExecutive Vice President | 60,000 | $57.88 | $3,472,955 | 0 | −100% | plan? |
| Jun 26, 2017 MForm 4 → | Jun 28, 5:58 pm EDT | John T CurnutteExecutive Vice President | 60,000 | $8.50 | $510,000 | 60,000 | — | plan? |
| Jun 23, 2017 SForm 4 → | Jun 27, 4:56 pm EDT | Tao FuEVP, CBO | 7,000 | $57.14 | $400,000 | 0 | −100% | plan? |
| Jun 23, 2017 MForm 4 → | Jun 27, 4:56 pm EDT | Tao FuEVP, CBO | 7,000 | $30.53 | $213,728 | 3,000 | — | plan? |
| Jun 23, 2017 SForm 4 → | Jun 27, 4:51 pm EDT | Charles J HomcyDirector | 120,803 | $53.06 | $6,409,807 | 0 | −100% | plan? |
| Jun 23, 2017 MForm 4 → | Jun 27, 4:51 pm EDT | Charles J HomcyDirector | 120,803 | $5.00 | $604,015 | 120,803 | — | plan? |
| Jun 16, 2017 AForm 4 → | Jul 14, 7:27 pm EDT | Jeffrey W BirdDirector | 3,000 | — | — | 6,000 | — | plan? late |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:26 pm EDT | Henry Ward WolffDirector | 3,000 | — | — | 3,000 | — | plan? |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:20 pm EDT | David C StumpDirector | 3,000 | — | — | 3,000 | — | plan? |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:14 pm EDT | Hollings RentonDirector | 3,000 | — | — | 3,000 | — | plan? |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:07 pm EDT | John JohnsonDirector | 3,000 | — | — | 3,000 | — | plan? |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:02 pm EDT | Charles J HomcyDirector | 3,000 | — | — | 3,000 | — | plan? |
| Jun 16, 2017 AForm 4 → | Jun 19, 5:56 pm EDT | Dennis M FentonDirector | 3,000 | — | — | 3,000 | — | plan? |
| Jun 16, 2017 AForm 4 → | Jun 19, 5:52 pm EDT | Laura BregeDirector | 3,000 | — | — | 3,000 | — | plan? |
| Jun 1, 2017 SForm 4 → | Jun 5, 8:01 am EDT | Maxwell (Mauritius) Pte Ltd +310% Owner | 1,700,000 | $34.40 | $58,480,000 | 4,133,568 | −29.1% | plan? |
| Jun 1, 2017 PForm 4 → | Jun 2, 6:17 pm EDT | Jeffrey W BirdDirector | 119,442 | $31.85 | $3,804,025 | 921,610 | +14.9% | plan? |
| May 31, 2017 JForm 4 → | Jun 2, 6:17 pm EDT | Jeffrey W BirdDirector | 147,523 | — | — | 810,968 | — | plan? |
| Apr 11, 2017 SForm 4/A → | Apr 14, 6:44 pm EDT | William LisChief Executive Officer, Director | 6,750 | $36.06 | $243,405 | 4,730 | −58.8% | plan? |
| Apr 11, 2017 SForm 4 → | Apr 11, 4:34 pm EDT | William LisChief Executive Officer, Director | 6,750 | $36.06 | $243,405 | 4,730 | −58.8% | plan? amended |
| Apr 10, 2017 SForm 4 → | Apr 11, 4:31 pm EDT | Tao FuEVP, CBO | 1,097 | $36.97 | $40,556 | 0 | −100% | plan? |
| Mar 15, 2017 SForm 4 → | Mar 16, 6:45 pm EDT | Mardi DierExecutive VP and CFO | 10,235 | $40.02 | $409,605 | 0 | −100% | plan? |
| Mar 15, 2017 MForm 4 → | Mar 16, 6:45 pm EDT | Mardi DierExecutive VP and CFO | 10,235 | $7.63 | $78,095 | 4,300 | — | plan? |
| Mar 15, 2017 SForm 4 → | Mar 16, 6:18 pm EDT | Charles J HomcyDirector | 50,000 | $40.06 | $2,003,000 | 0 | −100% | plan? |
| Mar 15, 2017 MForm 4 → | Mar 16, 6:18 pm EDT | Charles J HomcyDirector | 50,000 | $5.00 | $250,000 | 50,000 | — | plan? |
| Mar 2, 2017 FForm 4 → | Mar 3, 5:37 pm EST | William LisChief Executive Officer, Director | 13,669 | $38.61 | $527,760 | 112,839 | — | plan? |
| Mar 2, 2017 FForm 4 → | Mar 3, 5:34 pm EST | Tao FuEVP, CBO | 3,494 | $38.61 | $134,903 | 39,319 | — | plan? |
| Mar 2, 2017 FForm 4 → | Mar 3, 5:30 pm EST | John T CurnutteExecutive Vice President | 3,327 | $38.61 | $128,455 | 34,152 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 31, 2019 AForm 4 → | Feb 4, 6:12 pm EST | Glenn P BrameEVP, CTOO | 60,000 | — | — | 60,000 | — | |
| Jan 31, 2019 AForm 4 → | Feb 4, 6:09 pm EST | Ernie MeyerEVP and CHRO | 75,000 | — | — | 75,000 | — | |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:56 pm EST | John B MoriartyEVP, General Counsel | 75,000 | — | — | 75,000 | — | |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:50 pm EST | John T CurnutteEVP R&D | 18,000 | — | — | 18,000 | — | |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:47 pm EST | Mardi DierEVP, CFO & CBO | 75,000 | — | — | 75,000 | — | |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:40 pm EST | J. Scott GarlandPresident and CEO, Director | 120,400 | — | — | 120,400 | — | |
| Jan 31, 2019 AForm 4 → | Feb 4, 5:35 pm EST | Sheldon L. KoenigEVP, Chief Commercial Officer | 125,000 | — | — | 125,000 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 5:46 pm EST | Charles J HomcyDirector | 45,923 | — | — | 0 | — | |
| Dec 17, 2018 MForm 4 → | Dec 19, 7:07 pm EST | Charles J HomcyDirector | 90,000 | — | — | 0 | — | |
| Nov 14, 2018 MForm 4 → | Nov 16, 5:24 pm EST | Charles J HomcyDirector | 93,698 | — | — | 65,610 | — | |
| Oct 31, 2018 AForm 4 → | Oct 31, 6:29 pm EDT | J. Scott GarlandPresident and CEO, Director | 250,000 | — | — | 250,000 | — | |
| Aug 31, 2018 AForm 4 → | Sep 5, 6:35 pm EDT | Ernie MeyerEVP and CHRO | 87,500 | — | — | 87,500 | — | |
| Jun 29, 2018 AForm 4 → | Jul 6, 3:26 pm EDT | Glenn P BrameSVP, Technical Operations | 87,500 | — | — | 87,500 | — | late |
| Jun 8, 2018 AForm 4 → | Jun 11, 5:01 pm EDT | Jeffrey W BirdDirector | 6,000 | — | — | 6,000 | — | |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:42 pm EDT | Hollings RentonDirector | 6,000 | — | — | 6,000 | — | |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:37 pm EDT | Charles J HomcyDirector | 6,000 | — | — | 6,000 | — | |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:27 pm EDT | Henry Ward WolffDirector | 6,000 | — | — | 6,000 | — | |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:23 pm EDT | David C StumpDirector | 6,000 | — | — | 6,000 | — | |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:14 pm EDT | John JohnsonDirector | 6,000 | — | — | 6,000 | — | |
| Jun 8, 2018 AForm 4 → | Jun 8, 6:00 pm EDT | Dennis M FentonDirector | 6,000 | — | — | 6,000 | — | |
| Jun 8, 2018 AForm 4 → | Jun 8, 5:56 pm EDT | Laura BregeDirector | 6,000 | — | — | 6,000 | — | |
| Mar 29, 2018 AForm 4 → | Mar 30, 5:24 pm EDT | John B MoriartyEVP, General Counsel | 125,000 | — | — | 125,000 | — | |
| Mar 12, 2018 MForm 4 → | Mar 14, 8:17 pm EDT | John T CurnutteExecutive Vice President | 5,049 | — | — | 0 | — | |
| Jan 31, 2018 AForm 4 → | Feb 2, 8:15 pm EST | William LisChief Executive Officer, Director | 100,000 | — | — | 100,000 | — | |
| Jan 31, 2018 AForm 4 → | Feb 2, 8:09 pm EST | John H Lawrence IIISVP, Chief Medical Officer | 27,500 | — | — | 27,500 | — | |
| Jan 31, 2018 AForm 4 → | Feb 2, 8:05 pm EST | Tao FuEVP, CBO | 35,000 | — | — | 35,000 | — | |
| Jan 31, 2018 AForm 4 → | Feb 2, 7:57 pm EST | Mardi DierExecutive VP and CFO | 42,500 | — | — | 42,500 | — | |
| Jan 31, 2018 AForm 4 → | Feb 2, 7:44 pm EST | John T CurnutteExecutive Vice President | 35,000 | — | — | 35,000 | — | |
| Nov 30, 2017 AForm 4 → | Dec 1, 5:35 pm EST | John H Lawrence IIISVP, Chief Medical Officer | 125,000 | — | — | 125,000 | — | |
| Oct 5, 2017 MForm 4 → | Dec 18, 8:02 pm EST | Henry Ward WolffDirector | 12,000 | — | — | 0 | — | late |
| Oct 5, 2017 MForm 4 → | Oct 6, 8:30 pm EDT | Henry Ward WolffDirector | 12,000 | — | — | 0 | — | |
| Sep 28, 2017 MForm 4 → | Sep 29, 6:24 pm EDT | John T CurnutteExecutive Vice President | 21,000 | — | — | 0 | — | |
| Jul 18, 2017 MForm 4 → | Jul 20, 7:00 pm EDT | Tao FuEVP, CBO | 5,812 | — | — | 2,917 | — | |
| Jul 18, 2017 MForm 4 → | Jul 20, 6:53 pm EDT | John T CurnutteExecutive Vice President | 10,000 | — | — | 1,918 | — | |
| Jul 11, 2017 MForm 4 → | Jul 13, 5:54 pm EDT | Mardi DierExecutive VP and CFO | 23,350 | — | — | 35,390 | — | |
| Jun 27, 2017 MForm 4 → | Jun 29, 8:15 pm EDT | William LisChief Executive Officer, Director | 269,299 | — | — | 101,820 | — | |
| Jun 27, 2017 MForm 4 → | Jun 28, 6:05 pm EDT | Mardi DierExecutive VP and CFO | 93,392 | — | — | 57,177 | — | |
| Jun 26, 2017 MForm 4 → | Jun 28, 5:58 pm EDT | John T CurnutteExecutive Vice President | 60,000 | — | — | 11,918 | — | |
| Jun 23, 2017 MForm 4 → | Jun 27, 4:56 pm EDT | Tao FuEVP, CBO | 7,000 | — | — | 7,999 | — | |
| Jun 23, 2017 MForm 4 → | Jun 27, 4:51 pm EDT | Charles J HomcyDirector | 120,803 | — | — | 0 | — | |
| Jun 16, 2017 AForm 4 → | Jul 14, 7:27 pm EDT | Jeffrey W BirdDirector | 6,000 | — | — | 6,000 | — | late |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:26 pm EDT | Henry Ward WolffDirector | 6,000 | — | — | 6,000 | — | |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:20 pm EDT | David C StumpDirector | 6,000 | — | — | 6,000 | — | |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:14 pm EDT | Hollings RentonDirector | 6,000 | — | — | 6,000 | — | |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:07 pm EDT | John JohnsonDirector | 6,000 | — | — | 6,000 | — | |
| Jun 16, 2017 AForm 4 → | Jun 19, 6:02 pm EDT | Charles J HomcyDirector | 6,000 | — | — | 6,000 | — | |
| Jun 16, 2017 AForm 4 → | Jun 19, 5:56 pm EDT | Dennis M FentonDirector | 6,000 | — | — | 6,000 | — | |
| Jun 16, 2017 AForm 4 → | Jun 19, 5:52 pm EDT | Laura BregeDirector | 6,000 | — | — | 6,000 | — | |
| Mar 15, 2017 MForm 4 → | Mar 16, 6:45 pm EDT | Mardi DierExecutive VP and CFO | 10,235 | — | — | 0 | — | |
| Mar 15, 2017 MForm 4 → | Mar 16, 6:18 pm EDT | Charles J HomcyDirector | 50,000 | — | — | 120,803 | — | |
| Mar 1, 2017 MForm 4 → | Mar 3, 5:02 pm EST | Charles J HomcyDirector | 25,000 | — | — | 170,803 | — | |
| Jan 30, 2017 AForm 4 → | Feb 1, 7:58 pm EST | William LisChief Executive Officer, Director | 171,875 | — | — | 34,375 | — | |
| Jan 30, 2017 AForm 4 → | Feb 1, 7:57 pm EST | Mardi DierEVP and CFO | 78,125 | — | — | 15,625 | — | |
| Jan 30, 2017 AForm 4 → | Feb 1, 7:56 pm EST | John T CurnutteExecutive Vice President | 62,500 | — | — | 12,500 | — | |
| Jan 30, 2017 AForm 4 → | Feb 1, 7:55 pm EST | Tao FuEVP, CBO | 78,125 | — | — | 15,625 | — | |
| Aug 1, 2016 MForm 4 → | Aug 1, 8:39 pm EDT | Mardi DierExecutive VP and CFO | 15,152 | — | — | 0 | — | |
| Jun 17, 2016 AForm 4 → | Jun 21, 5:16 pm EDT | Jeffrey W BirdDirector | 6,000 | — | — | 6,000 | — | |
| Jun 17, 2016 AForm 4 → | Jun 20, 3:45 pm EDT | David C StumpDirector | 6,000 | — | — | 6,000 | — | |
| Jun 17, 2016 AForm 4 → | Jun 20, 3:43 pm EDT | Dennis M FentonDirector | 6,000 | — | — | 6,000 | — | |
| Jun 17, 2016 AForm 4 → | Jun 20, 3:41 pm EDT | Laura BregeDirector | 6,000 | — | — | 6,000 | — | |
| Jun 17, 2016 AForm 4 → | Jun 20, 3:39 pm EDT | John JohnsonDirector | 6,000 | — | — | 6,000 | — | |
| Jun 17, 2016 AForm 4 → | Jun 20, 3:37 pm EDT | Henry Ward WolffDirector | 6,000 | — | — | 6,000 | — | |
| Jun 17, 2016 AForm 4 → | Jun 20, 3:35 pm EDT | Hollings RentonDirector | 6,000 | — | — | 6,000 | — | |
| Jun 17, 2016 AForm 4 → | Jun 20, 3:32 pm EDT | Charles J HomcyDirector | 6,000 | — | — | 6,000 | — | |
| May 1, 2016 AForm 4 → | May 3, 7:42 pm EDT | John T CurnutteExecutive Vice President | 12,500 | — | — | 12,500 | — | |
| May 1, 2016 AForm 4 → | May 3, 7:41 pm EDT | Tao FuEVP, CBO | 32,500 | — | — | 32,500 | — | |
| May 1, 2016 AForm 4 → | May 3, 7:39 pm EDT | Mardi DierExecutive VP and CFO | 32,500 | — | — | 32,500 | — | |
| May 1, 2016 AForm 4 → | May 3, 7:37 pm EDT | William LisChief Executive Officer, Director | 80,000 | — | — | 80,000 | — | |
| Jan 27, 2016 AForm 4 → | Jan 29, 5:14 pm EST | William LisChief Executive Officer, Director | 140,625 | — | — | 28,125 | — | |
| Jan 27, 2016 AForm 4 → | Jan 29, 5:13 pm EST | Mardi DierExecutive VP and CFO | 68,750 | — | — | 13,750 | — | |
| Jan 27, 2016 AForm 4 → | Jan 29, 5:11 pm EST | John T CurnutteExecutive Vice President | 50,000 | — | — | 10,000 | — | |
| Jan 27, 2016 AForm 4 → | Jan 29, 5:09 pm EST | Tao FuEVP, CBO | 43,750 | — | — | 8,750 | — | |
| Sep 24, 2015 AForm 4 → | Sep 25, 1:03 pm EDT | David C StumpDirector | 20,000 | — | — | 20,000 | — | |
| Sep 18, 2015 MForm 4 → | Sep 21, 1:23 pm EDT | Mardi DierExecutive VP and CFO | 8,912 | — | — | 0 | — | |
| Sep 18, 2015 MForm 4 → | Sep 18, 5:15 pm EDT | Charles J HomcyDirector | 40,067 | — | — | 0 | — | |
| Jul 15, 2015 MForm 4 → | Jul 15, 8:29 pm EDT | William LisChief Executive Officer, Director | 50,000 | — | — | 57,070 | — | |
| Jul 15, 2015 MForm 4 → | Jul 15, 8:26 pm EDT | John T CurnutteExecutive Vice President | 10,000 | — | — | 71,918 | — | |
| Jul 13, 2015 MForm 4 → | Jul 14, 6:59 pm EDT | Charles J HomcyDirector | 50,000 | — | — | 20,067 | — | |
| Jul 2, 2015 MForm 4 → | Jul 2, 5:20 pm EDT | William LisChief Executive Officer, Director | 15,000 | — | — | 34,386 | — | |
| Jun 30, 2015 MForm 4 → | Jul 1, 6:09 pm EDT | William LisChief Executive Officer, Director | 30,000 | — | — | 49,386 | — | |
| Jun 29, 2015 MForm 4 → | Jun 29, 5:53 pm EDT | Charles J HomcyDirector | 100,000 | — | — | 70,067 | — | |
| Jun 22, 2015 MForm 4 → | Jun 22, 7:12 pm EDT | John T CurnutteExecutive Vice President | 10,000 | — | — | 81,918 | — | |
| Jun 16, 2015 AForm 5 → | Jan 26, 2016, 1:29 pm EST | Jeffrey W BirdDirector | 10,000 | — | — | 10,000 | — | amended |
| Jun 16, 2015 MForm 4 → | Jun 17, 7:27 pm EDT | John T CurnutteExecutive Vice President | 10,000 | — | — | 91,918 | — | |
| Jun 16, 2015 AForm 4 → | Jun 17, 7:25 pm EDT | Charles J HomcyDirector | 10,000 | — | — | 10,000 | — | |
| Jun 16, 2015 AForm 4 → | Jun 17, 7:23 pm EDT | John JohnsonDirector | 10,000 | — | — | 10,000 | — | |
| Jun 16, 2015 AForm 4 → | Jun 17, 7:21 pm EDT | Henry Ward WolffDirector | 10,000 | — | — | 10,000 | — | |
| Jun 16, 2015 AForm 4 → | Jun 17, 7:02 pm EDT | Hollings RentonDirector | 10,000 | — | — | 10,000 | — | |
| Jun 15, 2015 AForm 4 → | Jun 17, 7:00 pm EDT | Tao FuEVP, CBO | 165,000 | — | — | 25,000 | — | |
| Jun 8, 2015 MForm 4 → | Jun 9, 6:13 pm EDT | Mardi DierExecutive VP and CFO | 16,119 | — | — | 0 | — | |
| May 29, 2015 MForm 4 → | May 29, 5:57 pm EDT | John T CurnutteExecutive Vice President | 10,000 | — | — | 113,682 | — | |
| May 28, 2015 MForm 4 → | May 28, 7:28 pm EDT | John T CurnutteExecutive Vice President | 10,000 | — | — | 123,682 | — | |
| May 27, 2015 MForm 4 → | May 27, 7:32 pm EDT | Mardi DierExecutive VP and CFO | 6,076 | — | — | 3,924 | — | |
| May 12, 2015 MForm 4 → | May 12, 6:23 pm EDT | Mardi DierExecutive VP and CFO | 13,290 | — | — | 0 | — | |
| May 11, 2015 MForm 4 → | May 12, 12:48 pm EDT | Hollings RentonDirector | 10,520 | — | — | 0 | — | |
| May 11, 2015 MForm 4 → | May 12, 12:47 pm EDT | Mardi DierExecutive VP and CFO | 13,674 | — | — | 13,290 | — | |
| Apr 30, 2015 MForm 4 → | May 1, 1:10 pm EDT | William LisChief Executive Officer, Director | 45,000 | — | — | 67,510 | — | |
| Feb 23, 2015 MForm 4 → | Feb 23, 7:08 pm EST | John T CurnutteExecutive Vice President | 10,000 | — | — | 133,682 | — | |
| Feb 23, 2015 MForm 4 → | Feb 23, 6:16 pm EST | Mardi DierExecutive VP and CFO | 5,692 | — | — | 0 | — | |
| Feb 23, 2015 MForm 4 → | Feb 23, 4:59 pm EST | Charles J HomcyDirector | 20,000 | — | — | 190,067 | — |