SEC Form 4 · accession 0001209191-15-072156
PORTOLA PHARMACEUTICALS INC · PTLA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Stump
Director
Period of report
Sep 24, 2015
Accepted (ET)
Sep 25, 2015 · 1:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001269021
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $47.95 | Sep 24, 2015 | A | 20,000 | A | — | Sep 24, 2025 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The option shares shall vest as follows: 1/36th of the shares subject to such option shall vest each month after September 24, 2015, subject to Reporting Person's Continuous Service (as defined in the Issuer's 2013 Equity Incentive Plan) as of each such date.
- F2Not applicable