SEC Form 4 · accession 0001493152-19-000225
NOVAGOLD RESOURCES INC · NG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Scott Kaplan
Director
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173420
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 3, 2019 | M | 159,050 | $1.85 | A | 175,176 | D | |
| Common SharesF2,F3 | Jan 3, 2019 | F | 85,734 | $3.96 | D | 89,442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.85 | Jan 3, 2019 | M | 159,050 | A | Jan 7, 2014 | Jan 6, 2019 | Common Shares | 159,050 | 0 | D |
Explanation of responses
- F1The exercise price reported above was converted from the Canadian exercise price of $2.50 CAD.
- F2The exercise price reported above was converted from the Canadian exercise price of $5.38 CAD.
- F3The reported price reflects the last sale price per Common Share on January 3, 2019.