SEC Form 4 · accession 0001250853-19-000022
R F INDUSTRIES LTD · RFIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Reynolds
Director
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 1:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740664
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2019 | M | 2,590 | $6.91 | A | 52,790 | D | |
| Common Stock | Jan 3, 2019 | S | 2,590 | $7,259.00 | D | 50,200 | D | |
| Common Stock | Jan 4, 2019 | M | 5,270 | $6.91 | A | 55,470 | D | |
| Common Stock | Jan 4, 2019 | S | 5,270 | $7.282 | D | 50,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.91 | Jan 3, 2019 | M | 2,590 | D | — | Jan 7, 2019 | Common Stock | 2,590 | 5,270 | D |
| Stock Option (right to buy)F1 | $6.91 | Jan 4, 2019 | M | 5,270 | D | — | Jan 7, 2019 | Common Stock | 5,270 | 0 | D |
Explanation of responses
- F1The Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on January 31, 2014, April 30, 2014, July 31, 2014 and October 31, 2014.