SEC Form 4 · accession 0001437749-19-000366
FACTSET RESEARCH SYSTEMS INC · FDS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J McGonigle
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | M | 2,622 | $87.26 | A | 22,690 | D | |
| Common StockF2 | Jan 2, 2019 | S | 896 | $198.16 | D | 21,794 | D | |
| Common StockF2 | Jan 2, 2019 | S | 261 | $198.87 | D | 21,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $87.26 | Jan 2, 2019 | M | 2,622 | D | — | Jan 13, 2019 | Common Stock | 2,622 | 0 | D |
Explanation of responses
- F1It was recently discovered that in a Form 4 filed on December 21, 2012, Mr. McGonigle's total ownership was inadvertently overstated by 1,500 shares due to a miscalculation in applying a stock split change. This overstatement was carried forward in the subsequent Form 4s filed starting on January 10, 2014 and ending on January 9, 2018. All transactions were otherwise properly reported. The total ownership column in this Form 4 has been corrected for this error.
- F2Price reported in Column 4 is a weighted average price based on various sales prices within a range. For the shares aggregating 896, the per share sales prices ranged from $197.64 to $198.53 and for the shares aggregating 261, the per share sales prices ranged from $198.81 to $199.03. The reporting person undertakes to provide FactSet, any security holder of FactSet and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold in each separate price within the ranges set forth in this footnote to this Form 4.
- F3Options were granted on January 13, 2012 and vest 20% annually on the anniversary date of the grant and are fully vested after five years.