SEC Form 4 · accession 0001166003-19-000008
XPO, Inc. · XPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
AnnaMaria DeSalva
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166003
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Jan 2, 2019 | M | 2,071 | $0.00 | A | 2,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 2, 2019 | A | 3,249 | A | — | — | Common Stock, par value $0.001 per share | 3,249 | 3,249 | D |
| Restricted Stock UnitF1,F3 | — | Jan 2, 2019 | M | 2,071 | D | — | — | Common Stock, par value $0.001 per share | 2,071 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive, upon settlement, either (i) one share of Common Stock or (ii) a cash payment equal to the fair market value of one share of Common Stock.
- F2The RSUs shall vest on January 2, 2020, subject to the Reporting Person's continued service as a director of the Issuer.
- F3The RSUs vested in full on January 2, 2019.