SEC Form 4 · accession 0001250853-19-000013
R F INDUSTRIES LTD · RFIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marvin Fink
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 6:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740664
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2019 | M | 2,000 | $6.91 | A | 79,339 | D | |
| Common Stock | Jan 2, 2019 | S | 2,000 | $7.30 | D | 77,339 | D | |
| Common Stock | Jan 4, 2019 | M | 5,860 | $6.91 | A | 83,199 | D | |
| Common StockF1 | Jan 4, 2019 | S | 5,860 | $7.457 | D | 77,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.91 | Jan 2, 2019 | M | 2,000 | A | — | Jan 7, 2019 | Common Stock | 2,000 | 5,860 | D |
| Stock Option (right to buy)F2 | $6.91 | Jan 4, 2019 | M | 5,860 | A | — | Jan 7, 2019 | Common Stock | 5,860 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.41 to $7.50, inclusive. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2Stock Option vests and becomes exercisable in four equal increments over a one-year period on January 31, 2014, April 30, 2014, July 31, 2014 and October 31, 2014.