SEC Form 4 · accession 0000937556-19-000008
MASIMO CORP · MASI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anand Sampath
Officer — Chief Operating Officer
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000937556
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2019 | M | 2,000 | $0.00 | A | 13,272 | D | |
| Common Stock | Jan 2, 2019 | F | 754 | $105.52 | D | 12,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 2, 2019 | M | 2,000 | D | — | — | Common Stock | 2,000 | 6,000 | D |
Explanation of responses
- F1Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU.
- F2On February 27, 2018, the Reporting Person was granted 10,000 restricted stock units, 20% of which vested upon grant and 20% of which will vest on the first business day of each fiscal year thereafter.