SEC Form 4 · accession 0001209191-19-002220
Caesars Entertainment, Inc. · CZR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie Lepori
Officer — Chief Accounting Officer
Period of report
Mar 13, 2017
Accepted (ET)
Jan 4, 2019 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001590895
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2019 | M | 6,740 | $37.95 | A | 19,127 | D | |
| Common Stock | Jan 2, 2019 | F | 1,811 | $37.95 | D | 17,316 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 13, 2017 | A | 6,740 | A | — | — | Common Stock | 6,740 | 6,740 | D |
| Restricted Stock UnitF1,F2 | — | Jan 2, 2019 | M | 6,740 | D | — | — | Common Stock | 6,740 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The restricted stock units were granted on January 22, 2016, subject to achievement of specified performance objectives which were satisfied on March 13, 2017. The restricted stock units vested and became non-forfeitable on January 1, 2019 and were settled on January 2, 2019.