SEC Form 4 · accession 0001213900-19-000215
SOLIGENIX, INC. · SNGX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Schaber
Officer — Chairman, CEO and President
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000812796
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $0.96 | Jan 2, 2019 | A | 60,000 | A | Jan 2, 2019 | Jan 1, 2029 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The stock option vested immediately as to 15,000 shares and vests as to the remainder at a rate of 3,750 of the shares on each three (3) month anniversary of January 2, 2019. The stock option was granted to address equity inadequacies revealed by independent external review among other reasons determined to be relevant by the Issuer's board of directors.