SEC Form 4 · accession 0000107815-19-000043
WEC ENERGY GROUP, INC. · WEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gale E Klappa
Officer — Chairman and CEO · Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783325
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | A | 15,434 | $0.00 | A | 225,947 | D | |
| Common StockF1 | Jan 2, 2019 | F | 24,646 | $68.175 | D | 201,301 | D | |
| Common StockF2 | holding | — | — | — | 3,572 | I | ERSP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $68.175 | Jan 2, 2019 | A | 33,180 | A | Jan 2, 2022 | Jan 2, 2029 | Common Stock | 33,180 | 33,180 | D |
Explanation of responses
- F1Includes shares acquired pursuant to dividend reinvestment in transactions exempt from Section 16 pursuant to Rule 16a-11.
- F2Includes shares acquired under WEC Energy Group, Inc.'s Employee Retirement Savings Plan (ERSP) in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of December 31, 2018.
- F3Options vest 100% on the date indicated.