SEC Form 4 · accession 0001206264-19-000010
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Anderson
Officer — EVP & President, North America
Period of report
Jan 4, 2019
Accepted (ET)
Jan 7, 2019 · 8:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2019 | M | 3,507 | — | A | 67,664 | D | |
| Common Stock | Jan 5, 2019 | F | 1,610 | $42.21 | D | 66,054 | D | |
| Common StockF1 | Jan 5, 2019 | M | 3,903 | — | A | 69,957 | D | |
| Common Stock | Jan 5, 2019 | F | 1,960 | $42.21 | D | 67,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 5, 2019 | M | 3,507 | D | — | — | Common Stock | 3,507 | 7,014 | D |
| Restricted Stock UnitsF1,F3 | $0.00 | Jan 5, 2019 | M | 3,903 | D | — | — | Common Stock | 3,903 | 11,709 | D |
| Restricted Stock UnitsF1,F4 | $0.00 | Jan 4, 2019 | A | 33,760 | A | — | — | Common Stock | 33,760 | 33,760 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2On January 5, 2017, the reporting person was granted 14,029 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.
- F3On January 5, 2018, the reporting person was granted 15,612 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.
- F4On January 4, 2019, the reporting person was granted 33,760 restricted stock units, vesting in four annual installments beginning on the first anniversary of the grant date.