SEC Form 4 · accession 0001562762-19-000024
JONES SODA CO. · JSDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mick Fleming
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001083522
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | M | 40,541 | — | A | 40,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 2, 2019 | M | 40,541 | D | — | Jan 2, 2028 | Common Stock | 40,541 | 40,541 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 2, 2019 | A | 59,760 | A | — | Jan 2, 2029 | Common Stock | 59,760 | 59,760 | D |
Explanation of responses
- F1Restricted stock units convert to shares of common stock on a one-for-one-basis.
- F2The restricted stock units vest in full on 01/02/2019 subject to the reporting person continuing to be a member of the Board of Directors as of such date.
- F3The restricted stock units vest in full on 01/02/2020 subject to the reporting person continuing to be a member of the Board of Directors as of such date.