SEC Form 4 · accession 0001562180-19-000210
BEACON ROOFING SUPPLY INC · BECN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Eric Swank
Officer — Chief Operating Officer
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001124941
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | Jan 2, 2019 | A | 1,921 | A | — | — | Common Stock, $0.01 par value | 1,921 | 1,921 | D |
| Stock Option (right to buy)F3 | $32.53 | Jan 2, 2019 | A | 5,847 | A | — | Jan 2, 2029 | Common Stock, $0.01 par value | 5,847 | 5,847 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
- F2The restricted stock units are scheduled to vest on the third anniversary of the grant date.
- F3The stock option is scheduled to vest in three (3) equal annual installments beginning on the first anniversary of the grant date.