SEC Form 4 · accession 0001445260-19-000001
ADDVANTAGE TECHNOLOGIES GROUP INC · AEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Kinison Jr.
Officer — Vice President of Sales
Period of report
Dec 27, 2018
Accepted (ET)
Jan 7, 2019 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874292
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF1 | $1.28 | Dec 27, 2018 | A | 50,000 | A | Dec 27, 2019 | Dec 27, 2028 | Common Stock | 50,000 | 100,000 | D |
Explanation of responses
- F11. Stock options vest in 3 annual installments of 16,667 starting 12/27/2019.