SEC Form 4 · accession 0001562180-19-000213
ROYAL GOLD INC · RGLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Breeze
Officer — VP Corp Dev of RGLD Gold AG
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000085535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | A | 1,200 | $0.00 | A | 1,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights (SARs)F2 | $84.64 | Jan 2, 2019 | A | 3,500 | A | — | Jan 2, 2029 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1Grant of Restricted Stock Units with a two year hold and then vesting as to one-third in years three, four and five.
- F2One-third vests annually over three years beginning on January 2, 2020.