SEC Form 4 · accession 0001430723-19-000002
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Eldon Rushing
Officer — EVP, Correspondent Banking
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jan 2, 2019 | M | 112,500 | $5.00 | A | 451,500 | D | |
| COMMON STOCK | Jan 2, 2019 | F | 45,187 | $32.16 | D | 406,313 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | $5.00 | Jan 2, 2019 | M | 112,500 | D | Mar 21, 2016 | Mar 21, 2021 | COMMON STOCK | 112,500 | 0 | D |
| STOCK OPTION (RIGHT TO BUY) | $6.92 | holding | — | — | — | Feb 10, 2021 | Feb 10, 2024 | COMMON STOCK | 15,000 | 15,000 | D |