SEC Form 4 · accession 0001493152-19-000227
BARFRESH FOOD GROUP INC. · BRFH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S. Tesoriero
Officer — Chief Financial Officer
Period of report
Apr 21, 2018
Accepted (ET)
Jan 7, 2019 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001487197
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Dec 3, 2018 | A | 18,044 | — | A | 489,345 | D | |
| Common stockF2 | May 21, 2018 | A | 175,000 | — | A | 471,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock optionF3 | $0.52 | Jul 26, 2018 | A | 250,000 | A | — | Jul 26, 2026 | Common stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Represents vesting of 18,044 shares subject to a restricted stock award granted on December 12, 2016.
- F2Represents vesting of restricted stock award granted on May 8, 2015 pursuant to the reporting persons' executive employment contract.
- F3Stock option grant vesting in equal increments on 7/26/19, 7/26/20, and 7/26/21.