SEC Form 4 · accession 0001595385-19-000002
AMC ENTERTAINMENT HOLDINGS, INC. · AMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris A Cox
Officer — SVP, CHIEF ACCOUNTING OFFICER
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1,F2,F3 | Jan 2, 2019 | M | 5,324 | $0.00 | A | 17,242 | D | |
| CLASS A COMMON STOCKF4 | Jan 2, 2019 | F | 1,846 | $0.00 | D | 15,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | Jan 2, 2019 | C | 796 | D | — | — | CLASS A COMMON STOCK | 796 | 0 | D |
| RESTRICTED STOCK UNITSF2 | $0.00 | Jan 2, 2019 | C | 1,350 | D | — | — | CLASS A COMMON STOCK | 1,350 | 1,351 | D |
| RESTRICTED STOCK UNITSF3 | $0.00 | Jan 2, 2019 | C | 3,178 | D | — | — | CLASS A COMMON STOCK | 3,178 | 6,358 | D |
Explanation of responses
- F1Shares of Issuer's Class A Common Stock ("Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted to the Reporting Person pursuant to the terms of a Restricted Stock Award Agreement ("Award") dated March 1, 2016, under the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan ("EIP"). One third of the original grant vested at the beginning of the year based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share within 30 days following vesting.
- F2Shares were issued upon the vesting of certain RSUs granted to the Reporting Person pursuant to the terms of an Award dated March 31, 2017, under the EIP. One third of the original grant vested at the beginning of the year based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share within 30 days following vesting.
- F3Shares of Stock were issued upon the vesting of certain RSUs granted to the Reporting Person pursuant to the terms of an Award dated March 12, 2018, under the EIP. One third of the original grant vested at the beginning of the year based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share within 30 days following vesting.
- F4Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from RSU conversion and Stock delivery events described in notes 1-3 above.