SEC Form 4 · accession 0001209191-19-002266
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Goebel
Officer — CAO
Period of report
Jan 3, 2019
Accepted (ET)
Jan 4, 2019 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 3, 2019 | M | 3,000 | $30.15 | A | 9,186 | D | |
| Common StockF1 | Jan 3, 2019 | S | 3,000 | $71.27 | D | 6,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $30.15 | Jan 3, 2019 | M | 3,000 | D | — | Feb 10, 2019 | Common Stock | 3,000 | 5,000 | D |
Explanation of responses
- F1On 01/03/2019, Mr. Goebel exercised 3,000 options and sold 3,000 shares in accordance with his established Rule 10b5-1 Sales Plan executed on 10/31/2018, and having a Plan start date of 01/03/2019 and Plan end date of 01/18/2019. Under this non-qualified stock option grant as awarded on 02/10/2012, 8,000 options were exercisable and fully vested as of 01/03/2019. Grant is due to expire on 02/10/2019.