SEC Form 4 · accession 0001127602-19-001359

ILLUMINA, INC. · ILMN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Karin Eastham

Director

Period of report

Nov 6, 2018

Accepted (ET)

Jan 4, 2019 · 5:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001110803

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 6, 2018	G	184	$0.00	D	12,655	D
Common Stock	Nov 27, 2018	G	315	$0.00	D	12,340	D
Common Stock	Nov 28, 2018	G	458	$0.00	D	11,882	D
Common Stock	Dec 3, 2018	G	44	$0.00	D	11,838	D
Common Stock^F1	Jan 2, 2019	M	4,000	$71.09	A	15,838	D
Common Stock^F1,F2	Jan 2, 2019	S	333	$291.0292	D	15,505	D
Common Stock^F1,F3	Jan 2, 2019	S	566	$292.4054	D	14,939	D
Common Stock^F1,F4	Jan 2, 2019	S	1,202	$293.6279	D	13,737	D
Common Stock^F1,F5	Jan 2, 2019	S	1,068	$294.7482	D	12,669	D
Common Stock^F1,F6	Jan 2, 2019	S	365	$295.7205	D	12,304	D
Common Stock^F1,F7	Jan 2, 2019	S	466	$296.5694	D	11,838	D
Common Stock^F1,F8	Jan 2, 2019	S	67	$291.0191	D	11,771	D
Common Stock^F1,F9	Jan 2, 2019	S	134	$292.2653	D	11,637	D
Common Stock^F1,F10	Jan 2, 2019	S	350	$293.585	D	11,287	D
Common Stock^F1,F11	Jan 2, 2019	S	232	$294.7325	D	11,055	D
Common Stock^F1,F12	Jan 2, 2019	S	117	$295.9309	D	10,938	D
Common Stock^F1,F13	Jan 2, 2019	S	100	$296.7756	D	10,838	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-qualified Stock Option (Right to Buy)^F1	$71.09	Jan 2, 2019	M	4,000	D	May 29, 2014	May 29, 2023	Common Stock	4,000	1,600	D

Explanation of responses

F1The sale was made pursuant to a 10b5-1 plan.
F10Weighted average sale price representing 350 shares sold ranging from $293.02 to $294.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F11Weighted average sale price representing 232 shares sold ranging from $294.20 to $295.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F12Weighted average sale price representing 117 shares sold ranging from $295.56 to $296.18 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F13Weighted average sale price representing 100 shares sold ranging from $296.64 to $297.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F2Weighted average sale price representing 333 shares sold ranging from $290.63 to $291.42 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F3Weighted average sale price representing 566 shares sold ranging from $292.02 to $293.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F4Weighted average sale price representing 1,202 shares sold ranging from $293.02 to $294.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F5Weighted average sale price representing 1,068 shares sold ranging from $294.17 to $295.08 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F6Weighted average sale price representing 365 shares sold ranging from $295.17 to $296.10 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F7Weighted average sale price representing 466 shares sold ranging from $296.18 to $297.00 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
F8Weighted average sale price representing 67 shares sold ranging from $290.63 to $291.42 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.\
F9Weighted average sale price representing 134 shares sold ranging from $292.02 to $292.77 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.