Company · CIK 0000897802 · NYSE
SPECIAL OPPORTUNITIES FUND, INC. · SPE
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2026 SForm 4 → | Jun 4, 4:11 pm EDT | Andrew DakosPresident and CEO, Director | 6,394 | $14.09 | $90,117 | 0 | −100% | |
| Jan 28, 2019 PForm 4 → | Jan 29, 5:58 pm EST | Phillip GoldsteinChairman and Secretary, Director | 3,100 | $12.68 | $39,303 | 103,291 | +3.09% | plan? |
| Jan 15, 2019 PForm 4 → | Jan 16, 5:30 pm EST | Phillip GoldsteinChairman and Secretary, Director | 3,100 | $12.49 | $38,718 | 100,191 | +3.19% | plan? |
| Dec 27, 2018 PForm 4 → | Dec 31, 5:31 pm EST | Phillip GoldsteinChairman and Secretary, Director | 6,000 | $11.32 | $67,890 | 92,088 | +6.97% | plan? |
| Dec 19, 2018 PForm 4 → | Jan 4, 2019, 5:30 pm EST | Phillip GoldsteinChairman and Secretary, Director | 5,003 | $11.61 | $58,085 | 97,091 | +5.43% | plan? late amended |
| Oct 11, 2018 PForm 4 → | Oct 11, 6:00 pm EDT | Gerald HellermanCCO, Director | 1,000 | $14.47 | $14,470 | 22,793 | +4.59% | plan? |
| Jul 2, 2018 PForm 4 → | Jul 3, 1:22 pm EDT | Phillip GoldsteinChairman and Secretary, Director | 2,407 | $14.95 | $35,985 | 86,088 | +2.88% | plan? |
| Jun 28, 2018 PForm 4 → | Jul 2, 7:46 am EDT | Phillip GoldsteinChairman and Secretary, Director | 93 | $14.95 | $1,390 | 83,681 | +0.11% | plan? |
| May 24, 2018 PForm 4 → | May 25, 11:45 am EDT | Phillip GoldsteinChairman and Secretary, Director | 3,000 | $15.00 | $45,000 | 83,588 | +3.72% | plan? |
| May 11, 2018 PForm 4 → | May 15, 10:03 am EDT | Phillip GoldsteinChairman and Secretary, Director | 186 | $15.03 | $2,796 | 80,588 | +0.23% | plan? |
| Apr 13, 2018 PForm 4 → | Apr 17, 10:51 am EDT | Phillip GoldsteinChairman and Secretary, Director | 3,000 | $14.89 | $44,670 | 80,402 | +3.88% | plan? |
| Mar 27, 2018 PForm 4 → | Mar 29, 11:23 am EDT | Phillip GoldsteinChairman and Secretary, Director | 2,500 | $14.70 | $36,750 | 77,402 | +3.34% | plan? |
| Mar 22, 2018 PForm 4 → | Mar 26, 11:49 am EDT | Phillip GoldsteinChairman and Secretary, Director | 3,630 | $14.58 | $52,936 | 74,902 | +5.09% | plan? |
| Mar 22, 2018 PForm 4 → | Mar 22, 5:16 pm EDT | Gerald HellermanCCO, Director | 1,000 | $14.82 | $14,820 | 21,793 | +4.81% | plan? |
| Feb 27, 2018 PForm 4 → | Mar 1, 2:50 pm EST | Phillip GoldsteinChairman and Secretary, Director | 1,000 | $14.92 | $14,920 | 71,272 | +1.42% | plan? |
| Feb 5, 2018 PForm 4 → | Feb 7, 12:31 pm EST | Gerald HellermanCCO, Director | 5,200 | $14.98 | $77,896 | 20,793 | +33.3% | plan? |
| Feb 2, 2018 PForm 4 → | Feb 6, 12:08 pm EST | Phillip GoldsteinChairman and Secretary, Director | 1,000 | $15.14 | $15,140 | 70,272 | +1.44% | plan? |
| Jan 4, 2018 PForm 4 → | Jan 8, 9:56 am EST | Gerald HellermanCCO, Director | 2,000 | $15.10 | $30,200 | 13,899 | +16.8% | plan? |
| Aug 3, 2017 PForm 4/A → | Aug 7, 2:36 pm EDT | Phillip GoldsteinChairman and Secretary, Director | 1,596 | $15.42 | $24,610 | 69,272 | +2.36% | plan? |
| Aug 3, 2017 PForm 4 → | Aug 4, 3:22 pm EDT | Phillip GoldsteinChairman and Secretary, Director | 1,596 | $15.52 | $24,770 | 69,272 | +2.36% | plan? amended |
| Aug 1, 2017 DForm 4 → | Aug 3, 3:19 pm EDT | Phillip GoldsteinChairman and Secretary, Director | 6 | $15.41 | $92 | 67,676 | — | plan? |
| Nov 1, 2016 PForm 4 → | Nov 2, 2:22 pm EDT | Gerald HellermanCCO and CFO, Director | 3,000 | $14.16 | $42,480 | 11,899 | +33.7% | plan? |
| Oct 26, 2016 DForm 5 → | Feb 14, 2017, 10:30 am EST | Phillip GoldsteinChairman and Secretary, Director | 757 | $15.61 | $11,817 | 3,456 | — | plan? |
| Oct 26, 2016 DForm 4 → | Oct 31, 3:19 pm EDT | Charles C WaldenDirector | 4,494 | $15.61 | $70,151 | 20,506 | — | plan? late |
| Oct 26, 2016 DForm 4 → | Oct 31, 3:18 pm EDT | Gerald HellermanCCO and CFO, Director | 2,321 | $15.61 | $36,231 | 8,899 | — | plan? late |
| Oct 26, 2016 DForm 4 → | Oct 31, 3:17 pm EDT | Phillip GoldsteinChairman and Secretary, Director | 14,830 | $15.61 | $231,496 | 67,670 | — | plan? late |
| Oct 26, 2016 DForm 4 → | Oct 31, 3:17 pm EDT | Andrew DakosPresident, Director | 2,169 | $15.61 | $33,858 | 633 | — | plan? late |
| Jun 1, 2016 PForm 4 → | Jun 3, 5:00 pm EDT | Phillip GoldsteinChairman and Secretary, Director | 1,661 | $13.50 | $22,424 | 82,500 | +2.05% | plan? |
| Apr 1, 2016 PForm 4 → | Apr 5, 12:54 pm EDT | Phillip GoldsteinChairman and Secretary, Director | 4,000 | $13.06 | $52,240 | 4,213 | +1,878% | plan? |
| Mar 2, 2016 PForm 4 → | Mar 4, 12:21 pm EST | Phillip GoldsteinChairman and Secretary, Director | 200 | $12.50 | $2,499 | 80,839 | +0.25% | plan? |
| Mar 1, 2016 PForm 4 → | Mar 4, 1:48 pm EST | Gerald HellermanCCO and CFO, Director | 971 | $12.45 | $12,089 | 9,388 | +11.5% | plan? late |
| Feb 3, 2016 PForm 4 → | Feb 4, 2:29 pm EST | Andrew DakosPresident, Director | 2,000 | $12.46 | $24,920 | 6,000 | +50.0% | plan? |
| Jan 5, 2016 PForm 4/A → | Mar 4, 10:38 am EST | Phillip GoldsteinChairman and Secretary, Director | 2,745 | $12.96 | $35,567 | 80,639 | +3.52% | plan? |
| Jan 4, 2016 PForm 4 → | Jan 4, 2:57 pm EST | Gerald HellermanCCO and CFO, Director | 1,500 | $13.05 | $19,575 | 11,220 | +15.4% | plan? |
| Dec 8, 2015 JForm 4 → | Dec 10, 11:46 am EST | Phillip GoldsteinChairman and Secretary, Director | 38,273 | — | — | 0 | — | plan? |
| Dec 2, 2015 PForm 4 → | Dec 3, 1:59 pm EST | Phillip GoldsteinChairman and Secretary, Director | 8,000 | $14.44 | $115,549 | 77,894 | +11.4% | plan? |
| Nov 2, 2015 PForm 4 → | Nov 4, 11:49 am EST | Phillip GoldsteinChairman and Secretary, Director | 5,000 | $14.55 | $72,750 | 69,894 | +7.70% | plan? |
| Oct 1, 2015 PForm 4/A → | Nov 19, 12:55 pm EST | Phillip GoldsteinChairman and Secretary, Director | 8,900 | $14.30 | $127,265 | 13,000 | +217% | plan? |
| Aug 25, 2015 PForm 4 → | Aug 25, 5:12 pm EDT | Gerald HellermanCCO and CFO, Director | 1,500 | $14.28 | $21,422 | 10,720 | +16.3% | plan? |
| Aug 19, 2015 PForm 4 → | Aug 19, 1:04 pm EDT | Gerald HellermanCCO and CFO, Director | 1,000 | $14.85 | $14,850 | 9,220 | +12.2% | plan? |
| Aug 7, 2015 PForm 4 → | Aug 10, 10:00 am EDT | Gerald HellermanCCO and CFO, Director | 1,000 | $15.02 | $15,020 | 8,220 | +13.9% | plan? |
| Jun 8, 2015 SForm 4 → | Jun 11, 5:47 pm EDT | Ben H HarrisDirector | 6,201 | $15.54 | $96,364 | 0 | −100% | plan? late |
| Jun 2, 2015 PForm 4 → | Jun 11, 5:47 pm EDT | Ben H HarrisDirector | 9,401 | $15.54 | $146,050 | 6,201 | — | plan? late |
| Feb 2, 2015 PForm 4 → | Feb 3, 2:13 pm EST | Andrew DakosPresident | 4,000 | $14.95 | $59,798 | 4,000 | — | plan? |
| Jan 30, 2015 SForm 4 → | Feb 2, 5:34 pm EST | Steven SamuelsOther | 3,375 | $14.85 | $50,109 | 0 | −100% | plan? |
| Jan 29, 2015 PForm 4 → | Feb 2, 4:19 pm EST | Phillip GoldsteinChairman and Secretary, Director | 8,500 | $14.94 | $127,000 | 6,000 | — | plan? |
| Jan 20, 2015 PForm 4 → | Jan 21, 10:41 am EST | Charles C WaldenDirector | 2,000 | $15.19 | $30,380 | 20,551 | +10.8% | plan? |
| Jan 16, 2015 JForm 4 → | Apr 14, 11:56 am EDT | Rajeev P DasVice President and Treasurer | 271 | $15.39 | $4,171 | 3,096 | — | plan? late |
| Jan 14, 2015 PForm 4 → | Jan 15, 12:31 pm EST | Marc LunderDirector | 3,100 | $15.24 | $47,243 | 3,300 | +1,550% | plan? |
| Jan 7, 2015 PForm 4 → | Jan 8, 1:18 pm EST | Marc LunderDirector | 3,700 | $15.28 | $56,518 | 3,500 | — | plan? |
| Jan 5, 2015 PForm 4 → | Jan 7, 2016, 11:02 am EST | Phillip GoldsteinChairman and Secretary, Director | 2,745 | $12.96 | $35,567 | 80,884 | +3.51% | plan? late amended |
| Dec 12, 2014 SForm 5 → | Jan 27, 2015, 4:16 pm EST | Steven SamuelsOther | 2,463 | $16.66 | $41,023 | 3,079 | −44.4% | plan? |
| Feb 20, 2014 CForm 4/A → | Jan 7, 2015, 11:10 am EST | Andrew DakosPresident, Director | 4,287 | — | — | 5,287 | — | plan? |
| Feb 19, 2014 CForm 5 → | Jan 27, 2015, 4:16 pm EST | Steven SamuelsOther | 1,515 | — | — | 3,079 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2026 SForm 4 → | Jun 4, 4:11 pm EDT | Andrew DakosPresident and CEO, Director | 200 | $25.00 | $5,000 | 0 | — | |
| Feb 8, 2019 PForm 4 → | Feb 12, 5:30 pm EST | Phillip GoldsteinChairman and Secretary, Director | 165 | $24.88 | $4,105 | 25,164 | — | |
| Jan 8, 2019 PForm 4 → | Jan 10, 5:30 pm EST | Phillip GoldsteinChairman and Secretary, Director | 3,000 | $24.90 | $74,700 | 24,999 | — | |
| Jan 4, 2019 PForm 4 → | Jan 8, 5:34 pm EST | Phillip GoldsteinChairman and Secretary, Director | 2,500 | $24.90 | $62,250 | 21,999 | — | |
| Jan 3, 2019 PForm 4/A → | Jan 8, 5:33 pm EST | Phillip GoldsteinChairman and Secretary, Director | 3,000 | $24.90 | $74,700 | 19,499 | — | |
| Jan 3, 2019 XForm 4 → | Jan 4, 5:30 pm EST | Phillip GoldsteinChairman and Secretary, Director | 3,000 | $24.90 | $74,700 | 19,499 | — | amended |
| Aug 26, 2016 XForm 4 → | Sep 13, 5:12 pm EDT | Andrew DakosPresident, Director | 4,644 | $25.00 | $58,050 | 156 | — | late |
| Aug 26, 2016 XForm 4 → | Sep 12, 3:45 pm EDT | Ben H HarrisDirector | 1,160 | $25.00 | $14,500 | 580 | — | late |
| Aug 26, 2016 XForm 4 → | Sep 6, 3:22 pm EDT | Charles C WaldenDirector | 10,000 | $25.00 | $125,000 | 5,000 | — | late |
| Aug 26, 2016 XForm 4 → | Aug 31, 3:34 pm EDT | Marc LunderDirector | 2,720 | $25.00 | $34,000 | 1,360 | — | late |
| Aug 26, 2016 XForm 4/A → | Aug 31, 3:30 pm EDT | Gerald HellermanCCO, Director | 3,000 | $25.00 | $37,500 | 750 | — | |
| Aug 26, 2016 XForm 4 → | Aug 30, 3:51 pm EDT | Phillip GoldsteinChairman and Secretary, Director | 34,682 | $25.00 | $433,525 | 842 | — | |
| Aug 26, 2016 XForm 4 → | Aug 30, 3:51 pm EDT | Gerald HellermanCCO, Director | 1,500 | $25.00 | $18,750 | 750 | — | amended |
| Feb 20, 2014 CForm 4/A → | Jan 7, 2015, 11:10 am EST | Andrew DakosPresident, Director | 1,154 | — | — | 0 | — | |
| Feb 19, 2014 CForm 5 → | Jan 27, 2015, 4:16 pm EST | Steven SamuelsOther | 408 | — | — | 0 | — |