Form4insider filings, from the source

Insider · CIK 0001341021

Andrew Dakos

Files at: TRC, SWZ, SPE, DTLA PR, AKP, PCF, AEF, JFC and 18 more. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $1.9M · 21sales $152k · 2net $1.8M
$10k$10k$100k$100k$1M$1MbuyssalesFeb 2015Dec 2016Nov 2018Oct 2020Sep 2022Aug 2024Jul 2026

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jul 14, 2026 AForm 4 →Jul 15, 2:11 pm EDTTEJON RANCH COTRC918$18.70$17,16736,367—10b5-1
Jul 2, 2026 PForm 4 →Jul 7, 4:27 pm EDTTotal Return Securities FundSWZ5,000$5.92$29,601131,000+3.97%
Jun 2, 2026 SForm 4 →Jun 4, 4:11 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE6,394$14.09$90,1170−100%
Jan 2, 2019 JForm 4 →Jan 4, 4:48 pm ESTBrookfield DTLA Fund Office Trust Investor Inc.DTLA PR200,936——0— plan?
Jan 2, 2019 JForm 4 →Jan 4, 4:44 pm ESTSWISS HELVETIA FUND, INC.SWZ104,660——0— plan?
Nov 20, 2018 DForm 4 →Nov 23, 9:03 pm ESTSWISS HELVETIA FUND, INC.SWZ1,783,443$7.86$14,017,86264— plan?
Oct 19, 2018 JForm 4 →Oct 23, 5:54 pm EDTSWISS HELVETIA FUND, INC.SWZ598,745——1,159— plan?
Oct 1, 2018 JForm 4 →Oct 3, 4:20 pm EDTBrookfield DTLA Fund Office Trust Investor Inc.DTLA PR46,050——200,936— plan?
Jun 8, 2018 PForm 4 →Oct 3, 4:20 pm EDTBrookfield DTLA Fund Office Trust Investor Inc.DTLA PR1,155$24.79$28,635246,986+0.47% plan? late
Jun 6, 2018 JForm 4 →Jun 8, 4:02 pm EDTSWISS HELVETIA FUND, INC.SWZ54,549——1,288,630— plan?
Feb 16, 2018 PForm 4 →Feb 21, 2:32 pm ESTSWISS HELVETIA FUND, INC.SWZ6,200$12.75$79,0301,343,179+0.46% plan?
Feb 12, 2018 PForm 4 →Feb 14, 5:27 pm ESTSWISS HELVETIA FUND, INC.SWZ11,200$12.35$138,3331,337,479+0.84% plan?
Feb 5, 2018 PForm 4 →Feb 7, 1:54 pm ESTSWISS HELVETIA FUND, INC.SWZ6,442$12.88$82,9701,326,279+0.49% plan?
Feb 1, 2018 PForm 4 →Feb 5, 3:11 pm ESTSWISS HELVETIA FUND, INC.SWZ1,353$13.40$18,1291,319,837+0.10% plan?
Jan 30, 2018 PForm 4 →Feb 1, 3:31 pm ESTSWISS HELVETIA FUND, INC.SWZ5,042$13.45$67,8201,318,484+0.38% plan?
Jan 19, 2018 PForm 4 →Jan 23, 11:08 am ESTSWISS HELVETIA FUND, INC.SWZ16,103$13.15$211,7901,313,442+1.24% plan?
Jan 10, 2018 PForm 4 →Jan 12, 12:05 pm ESTSWISS HELVETIA FUND, INC.SWZ292$12.92$3,773292— plan?
Jan 8, 2018 PForm 4 →Jan 10, 5:16 pm ESTSWISS HELVETIA FUND, INC.SWZ9,982$12.93$129,0351,297,339+0.78% plan?
Jan 3, 2018 PForm 4 →Jan 5, 1:24 pm ESTSWISS HELVETIA FUND, INC.SWZ9,483$12.84$121,7661,287,357+0.74% plan?
Dec 29, 2017 PForm 4 →Jan 3, 2018, 3:50 pm ESTSWISS HELVETIA FUND, INC.SWZ1,332$12.74$16,9681,277,874+0.10% plan?
Dec 27, 2017 PForm 4 →Dec 29, 12:32 pm ESTSWISS HELVETIA FUND, INC.SWZ33,636$12.64$425,2201,276,542+2.71% plan?
Dec 21, 2017 PForm 4 →Dec 26, 5:47 pm ESTSWISS HELVETIA FUND, INC.SWZ7,235$12.57$90,9351,242,906+0.59% plan?
Dec 19, 2017 PForm 4 →Dec 21, 2:41 pm ESTSWISS HELVETIA FUND, INC.SWZ6,463$12.48$80,6801,235,671+0.53% plan?
Nov 29, 2017 PForm 4 →Dec 1, 3:44 pm ESTSWISS HELVETIA FUND, INC.SWZ5,156$12.68$65,3801,229,208+0.42% plan?
Nov 21, 2017 PForm 4 →Nov 24, 11:55 am ESTSWISS HELVETIA FUND, INC.SWZ13,060$12.60$164,4921,224,052+1.08% plan?
Nov 15, 2017 PForm 4 →Nov 17, 5:04 pm ESTSWISS HELVETIA FUND, INC.SWZ1,394$12.34$17,2061,210,992+0.12% plan?
Jul 28, 2017 AForm 4 →Aug 1, 8:17 pm EDTEMERGENT CAPITAL, INC.EMGC5,322,872$0.20$1,064,5743,501,179— plan? amended
Jun 7, 2017 PForm 4 →Jun 8, 5:25 pm EDTCROSSROADS CAPITAL, INC.XRDC28,479$2.17$61,799826,327+3.57% plan?
Jun 7, 2017 SForm 4 →Jun 8, 5:25 pm EDTCROSSROADS CAPITAL, INC.XRDC28,479$2.17$61,799797,848−3.45% plan?
Oct 26, 2016 DForm 4 →Oct 31, 3:17 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE2,169$15.61$33,858633— plan? late
Jun 2, 2016 AForm 4 →Jun 3, 5:00 pm EDTEMERGENT CAPITAL, INC.EMG11,508——42,720— plan?
Feb 3, 2016 PForm 4 →Feb 4, 2:29 pm ESTSPECIAL OPPORTUNITIES FUND, INC.SPE2,000$12.46$24,9206,000+50.0% plan?
Dec 4, 2015 JForm 4 →Dec 8, 11:39 am ESTEMERGENT CAPITAL, INC.EMG44,385——1,807,508— plan?
Jun 24, 2015 MXForm 4 →Jun 26, 11:04 am EDTIMPERIAL HOLDINGS, INC.IFT1,791,829$5.75$10,303,0172,224,869— plan?
May 28, 2015 AForm 4 →May 29, 11:18 am EDTIMPERIAL HOLDINGS, INC.IFT7,281——19,248— plan?
Feb 2, 2015 PForm 4 →Feb 3, 2:13 pm ESTSPECIAL OPPORTUNITIES FUND, INC.SPE4,000$14.95$59,7984,000— plan?
Feb 20, 2014 CForm 4/A →Jan 7, 2015, 11:10 am ESTSPECIAL OPPORTUNITIES FUND, INC.SPE4,287——5,287— plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jun 2, 2026 SForm 4 →Jun 4, 4:11 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE200$25.00$5,0000—
Jul 28, 2017 AForm 4/A →Aug 11, 11:48 am EDTEMERGENT CAPITAL, INC.EMGC1,600,000——640,000—
Jul 28, 2017 AJForm 4 →Aug 1, 8:17 pm EDTEMERGENT CAPITAL, INC.EMGC1,600,000——3,435,885— amended
Mar 14, 2017 JForm 4 →Aug 1, 8:14 pm EDTEMERGENT CAPITAL, INC.EMGC———980,078— late
Aug 26, 2016 XForm 4 →Sep 13, 5:12 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE4,644$25.00$58,050156— late
Jun 24, 2015 MXForm 4 →Jun 26, 11:04 am EDTIMPERIAL HOLDINGS, INC.IFT1,791,829——0—
Feb 20, 2014 CForm 4/A →Jan 7, 2015, 11:10 am ESTSPECIAL OPPORTUNITIES FUND, INC.SPE1,154——0—