Company · CIK 0000813623 · NYSE
Total Return Securities Fund · SWZ
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2026 PForm 4 → | Sep 1, 4:16 pm EDT | Moritz A SellDirector | 3,000 | $5.98 | $17,940 | 28,246 | +11.9% | |
| Aug 21, 2026 PForm 4 → | Aug 25, 4:05 pm EDT | Rajeev P DasSecretary | 3,066 | $5.93 | $18,181 | 3,400 | +918% | |
| Aug 10, 2026 PForm 4 → | Aug 12, 4:00 pm EDT | Moritz A SellDirector | 1,000 | $5.91 | $5,910 | 25,246 | +4.12% | |
| Jul 22, 2026 PForm 4 → | Jul 24, 4:00 pm EDT | Moritz A SellDirector | 2,517 | $5.87 | $14,770 | 24,246 | +11.6% | |
| Jul 20, 2026 PForm 4 → | Jul 22, 4:22 pm EDT | Moritz A SellDirector | 1,483 | $5.92 | $8,780 | 21,729 | +7.32% | |
| Jul 6, 2026 PForm 4 → | Jul 8, 4:05 pm EDT | Phillip GoldsteinSecretary, Director | 5,980 | $5.95 | $35,581 | 119,214 | +5.28% | |
| Jul 2, 2026 PForm 4 → | Jul 7, 4:27 pm EDT | Andrew DakosPresident and CEO, Director | 5,000 | $5.92 | $29,601 | 131,000 | +3.97% | |
| Jun 26, 2026 PForm 4 → | Jun 30, 4:25 pm EDT | Moritz A SellDirector | 4,091 | $5.90 | $24,156 | 20,246 | +25.3% | |
| Jun 17, 2026 PForm 4 → | Jun 22, 4:23 pm EDT | Moritz A SellDirector | 2,000 | $5.91 | $11,820 | 16,155 | +14.1% | |
| Jun 15, 2026 PForm 4 → | Jun 17, 4:17 pm EDT | Moritz A SellDirector | 2,155 | $5.96 | $12,842 | 14,155 | +18.0% | |
| Jan 2, 2019 JForm 4 → | Jan 4, 4:46 pm EST | Phillip GoldsteinDirector | 104,660 | — | — | 0 | — | plan? |
| Jan 2, 2019 JForm 4 → | Jan 4, 4:44 pm EST | Andrew DakosDirector | 104,660 | — | — | 0 | — | plan? |
| Nov 20, 2018 DForm 4 → | Nov 23, 9:06 pm EST | Phillip GoldsteinDirector | 1,799,981 | $7.86 | $14,147,851 | 1,050 | — | plan? |
| Nov 20, 2018 DForm 4 → | Nov 23, 9:03 pm EST | Andrew DakosDirector | 1,783,443 | $7.86 | $14,017,862 | 64 | — | plan? |
| Nov 20, 2018 DForm 4 → | Nov 23, 9:02 pm EST | Moritz A SellDirector | 2,129 | $7.86 | $16,734 | 125 | — | plan? |
| Nov 20, 2018 DForm 4 → | Nov 23, 9:02 pm EST | Gerald HellermanDirector | 691 | $7.86 | $5,431 | 41 | — | plan? |
| Oct 19, 2018 JForm 4 → | Oct 23, 5:54 pm EDT | Andrew DakosDirector | 598,745 | — | — | 1,159 | — | plan? |
| Oct 19, 2018 JForm 4 → | Oct 23, 5:52 pm EDT | Moritz A SellDirector | 715 | — | — | 2,254 | — | plan? |
| Oct 19, 2018 JForm 4 → | Oct 23, 5:51 pm EDT | Gerald HellermanDirector | 232 | — | — | 732 | — | plan? |
| Oct 19, 2018 JForm 4 → | Oct 23, 5:50 pm EDT | Phillip GoldsteinDirector | 604,302 | — | — | 18,683 | — | plan? |
| Jun 6, 2018 JForm 4 → | Jun 8, 4:02 pm EDT | Andrew DakosDirector | 54,549 | — | — | 1,288,630 | — | plan? |
| Feb 16, 2018 PForm 4 → | Feb 21, 2:32 pm EST | Andrew DakosDirector | 6,200 | $12.75 | $79,030 | 1,343,179 | +0.46% | plan? |
| Feb 12, 2018 PForm 4 → | Feb 14, 5:27 pm EST | Andrew DakosDirector | 11,200 | $12.35 | $138,333 | 1,337,479 | +0.84% | plan? |
| Feb 5, 2018 PForm 4 → | Feb 7, 1:54 pm EST | Andrew DakosDirector | 6,442 | $12.88 | $82,970 | 1,326,279 | +0.49% | plan? |
| Feb 1, 2018 PForm 4 → | Feb 5, 3:11 pm EST | Andrew DakosDirector | 1,353 | $13.40 | $18,129 | 1,319,837 | +0.10% | plan? |
| Jan 30, 2018 PForm 4 → | Feb 1, 3:31 pm EST | Andrew DakosDirector | 5,042 | $13.45 | $67,820 | 1,318,484 | +0.38% | plan? |
| Jan 19, 2018 PForm 4 → | Jan 23, 11:08 am EST | Andrew DakosDirector | 16,103 | $13.15 | $211,790 | 1,313,442 | +1.24% | plan? |
| Jan 10, 2018 PForm 4 → | Jan 12, 12:05 pm EST | Andrew DakosDirector | 292 | $12.92 | $3,773 | 292 | — | plan? |
| Jan 8, 2018 PForm 4 → | Jan 10, 5:16 pm EST | Andrew DakosDirector | 9,982 | $12.93 | $129,035 | 1,297,339 | +0.78% | plan? |
| Jan 3, 2018 PForm 4 → | Jan 5, 1:24 pm EST | Andrew DakosDirector | 9,483 | $12.84 | $121,766 | 1,287,357 | +0.74% | plan? |
| Dec 29, 2017 PForm 4 → | Jan 3, 2018, 3:50 pm EST | Andrew DakosDirector | 1,332 | $12.74 | $16,968 | 1,277,874 | +0.10% | plan? |
| Dec 27, 2017 PForm 4 → | Dec 29, 12:32 pm EST | Andrew DakosDirector | 33,636 | $12.64 | $425,220 | 1,276,542 | +2.71% | plan? |
| Dec 21, 2017 PForm 4 → | Dec 26, 5:47 pm EST | Andrew DakosDirector | 7,235 | $12.57 | $90,935 | 1,242,906 | +0.59% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 21, 2:41 pm EST | Andrew DakosDirector | 6,463 | $12.48 | $80,680 | 1,235,671 | +0.53% | plan? |
| Nov 29, 2017 PForm 4 → | Dec 1, 3:44 pm EST | Andrew DakosDirector | 5,156 | $12.68 | $65,380 | 1,229,208 | +0.42% | plan? |
| Nov 21, 2017 PForm 4 → | Nov 24, 11:55 am EST | Andrew DakosDirector | 13,060 | $12.60 | $164,492 | 1,224,052 | +1.08% | plan? |
| Nov 15, 2017 PForm 4 → | Nov 17, 5:04 pm EST | Andrew DakosDirector | 1,394 | $12.34 | $17,206 | 1,210,992 | +0.12% | plan? |
| Oct 13, 2017 PForm 5 → | Feb 6, 2018, 5:25 pm EST | Jean HoysradtDirector | 3,100 | $12.86 | $39,866 | 3,100 | — | plan? |
| Jun 7, 2017 PForm 4 → | Jun 9, 5:02 pm EDT | Fred J RicciardiDirector | 4,000 | $12.60 | $50,405 | 4,000 | — | plan? |
| Mar 10, 2017 SForm 4 → | Apr 19, 12:09 pm EDT | Jean-Marc BoillatDirector | 3,000 | $11.07 | $33,197 | 0 | −100% | plan? late |
| Dec 9, 2016 PForm 4 → | Jan 3, 2017, 4:58 pm EST | Joseph S Calhoun IIIDirector | 550 | $10.11 | $5,562 | 550 | — | plan? late |
| Nov 18, 2015 PForm 4 → | Nov 19, 9:22 pm EST | Brian A BerrisDirector | 5,000 | $10.88 | $54,412 | 10,000 | +100% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.