SEC Form 5 · accession 0001012975-18-000138
Total Return Securities Fund · SWZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean Hoysradt
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 6, 2018 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 13, 2017 | P | 3,100 | $12.86 | A | 3,100 | D |
Table II — derivative securities
No Table II lines on this filing.