Company · CIK 0000813623 · NYSE
Total Return Securities Fund · SWZ
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2026 PForm 4 → | Sep 1, 4:16 pm EDT | Moritz A SellDirector | 3,000 | $5.98 | $17,940 | 28,246 | +11.9% | |
| Aug 21, 2026 PForm 4 → | Aug 25, 4:05 pm EDT | Rajeev P DasSecretary | 3,066 | $5.93 | $18,181 | 3,400 | +918% | |
| Aug 10, 2026 PForm 4 → | Aug 12, 4:00 pm EDT | Moritz A SellDirector | 1,000 | $5.91 | $5,910 | 25,246 | +4.12% | |
| Jul 22, 2026 PForm 4 → | Jul 24, 4:00 pm EDT | Moritz A SellDirector | 2,517 | $5.87 | $14,770 | 24,246 | +11.6% | |
| Jul 20, 2026 PForm 4 → | Jul 22, 4:22 pm EDT | Moritz A SellDirector | 1,483 | $5.92 | $8,780 | 21,729 | +7.32% | |
| Jul 6, 2026 PForm 4 → | Jul 8, 4:05 pm EDT | Phillip GoldsteinSecretary, Director | 5,980 | $5.95 | $35,581 | 119,214 | +5.28% | |
| Jul 2, 2026 PForm 4 → | Jul 7, 4:27 pm EDT | Andrew DakosPresident and CEO, Director | 5,000 | $5.92 | $29,601 | 131,000 | +3.97% | |
| Jun 26, 2026 PForm 4 → | Jun 30, 4:25 pm EDT | Moritz A SellDirector | 4,091 | $5.90 | $24,156 | 20,246 | +25.3% | |
| Jun 17, 2026 PForm 4 → | Jun 22, 4:23 pm EDT | Moritz A SellDirector | 2,000 | $5.91 | $11,820 | 16,155 | +14.1% | |
| Jun 15, 2026 PForm 4 → | Jun 17, 4:17 pm EDT | Moritz A SellDirector | 2,155 | $5.96 | $12,842 | 14,155 | +18.0% |
Reported at this company — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.