SEC Form 4 · accession 0001398344-26-011905
Total Return Securities Fund · SWZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Goldstein
Officer — Secretary · Director · Other
Period of report
Jul 6, 2026
Accepted (ET)
Jul 8, 2026 · 4:05 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000813623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2026 | P | 5,980 | $5.95 | A | 119,214 | D |
Table II — derivative securities
No Table II lines on this filing.