SEC Form 4 · accession 0001398344-26-011834
Total Return Securities Fund · SWZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Dakos
Officer — President and CEO · Director · Other
Period of report
Jul 2, 2026
Accepted (ET)
Jul 7, 2026 · 4:27 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000813623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 2, 2026 | P | 233 | $5.92 | A | 126,233 | I | Limited Partnership |
| Common StockF1 | Jul 2, 2026 | P | 4,767 | $5.9203 | A | 131,000 | I | Limited Partnership |
| Common Stock | holding | — | — | — | 40,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.