Insider holders · CIK 0000813623
Total Return Securities Fund · SWZ
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Andrew DakosPresident and CEO | 40,000 | 131,000 | 171,000 | Jul 7, 2026 · 4:27 pm EDT | Form 4 |
| Phillip GoldsteinSecretary | 119,214 | 0 | 119,214 | Jul 8, 2026 · 4:05 pm EDT | Form 4 |
| Moritz A SellDirector | 28,246 | — | 28,246 | Sep 1, 2026 · 4:16 pm EDT | Form 4 |
| Brian A BerrisDirector | 10,000 | — | 10,000 | Nov 19, 2015 · 9:22 pm EST | Form 4 |
| Fred J RicciardiDirector | 4,000 | — | 4,000 | Jun 9, 2017 · 5:02 pm EDT | Form 4 |
| Rajeev P DasSecretary | 3,400 | 32 | 3,432 | Aug 25, 2026 · 4:05 pm EDT | Form 4 |
| Jean HoysradtDirector | 3,100 | — | 3,100 | Feb 6, 2018 · 5:25 pm EST | Form 5 |
| Joseph S Calhoun IIIDirector | 550 | — | 550 | Jan 3, 2017 · 4:58 pm EST | Form 4 |
| Gerald HellermanDirector | 41 | — | 41 | Nov 23, 2018 · 9:02 pm EST | Form 4 |
| Thomas AntonucciChief Financial Officer | 0 | — | 0 | Feb 1, 2019 · 2:51 pm EST | Form 3 |
| Stephanie DarlingChief Compliance Officer | 0 | — | 0 | Feb 1, 2019 · 2:45 pm EST | Form 3 |
| Jean-Marc BoillatDirector | 0 | — | 0 | Apr 19, 2017 · 12:09 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.