SEC Form 4 · accession 0000899681-17-000010
Total Return Securities Fund · SWZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph S Calhoun III
Director
Period of report
Dec 9, 2016
Accepted (ET)
Jan 3, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | P | 300 | $10.03 | A | 300 | D | |
| Common Stock | Dec 30, 2016 | P | 250 | $10.21 | A | 550 | D |
Table II — derivative securities
No Table II lines on this filing.