Form4insider filings, from the source

Insider · CIK 0001222911

Gerald Hellerman

Files at: SWZ, SPE, PCF, MVC, EMGC, XRDC. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $302k · 13sales $0 · 0net $302k
$10k$10k$100k$100k$1M$1MbuyssalesAug 2015Feb 2016Aug 2016Mar 2017Sep 2017Apr 2018Oct 2018

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Nov 20, 2018 DForm 4 →Nov 23, 9:02 pm ESTSWISS HELVETIA FUND, INC.SWZ691$7.86$5,43141— plan?
Oct 19, 2018 JForm 4 →Oct 23, 5:51 pm EDTSWISS HELVETIA FUND, INC.SWZ232——732— plan?
Oct 11, 2018 PForm 4 →Oct 11, 6:00 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE1,000$14.47$14,47022,793+4.59% plan?
Mar 26, 2018 PForm 4 →Mar 28, 1:04 pm EDTMVC CAPITAL, INC.MVC1,000$9.98$9,97965,000+1.56% plan?
Mar 22, 2018 PForm 4 →Mar 22, 5:16 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE1,000$14.82$14,82021,793+4.81% plan?
Mar 14, 2018 PForm 4 →Mar 16, 2:31 pm EDTMVC CAPITAL, INC.MVC1,000$10.00$10,00064,000+1.59% plan?
Feb 5, 2018 PForm 4 →Feb 7, 12:31 pm ESTSPECIAL OPPORTUNITIES FUND, INC.SPE5,200$14.98$77,89620,793+33.3% plan?
Jan 4, 2018 PForm 4 →Jan 8, 9:56 am ESTSPECIAL OPPORTUNITIES FUND, INC.SPE2,000$15.10$30,20013,899+16.8% plan?
Nov 1, 2016 PForm 4 →Nov 2, 2:22 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE3,000$14.16$42,48011,899+33.7% plan?
Oct 26, 2016 DForm 4 →Oct 31, 3:18 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE2,321$15.61$36,2318,899— plan? late
Jun 2, 2016 AForm 4 →Jun 3, 5:02 pm EDTEMERGENT CAPITAL, INC.EMG7,672——28,449— plan?
Mar 28, 2016 PForm 4 →Mar 29, 1:55 pm EDTEMERGENT CAPITAL, INC.EMG5,000$3.90$19,50031,875+18.6% plan?
Mar 1, 2016 PForm 4 →Mar 4, 1:48 pm ESTSPECIAL OPPORTUNITIES FUND, INC.SPE971$12.45$12,0899,388+11.5% plan? late
Jan 4, 2016 PForm 4 →Jan 4, 2:57 pm ESTSPECIAL OPPORTUNITIES FUND, INC.SPE1,500$13.05$19,57511,220+15.4% plan?
Aug 25, 2015 PForm 4 →Aug 25, 5:12 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE1,500$14.28$21,42210,720+16.3% plan?
Aug 19, 2015 PForm 4 →Aug 19, 1:04 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE1,000$14.85$14,8509,220+12.2% plan?
Aug 7, 2015 PForm 4 →Aug 10, 10:00 am EDTSPECIAL OPPORTUNITIES FUND, INC.SPE1,000$15.02$15,0208,220+13.9% plan?
Jun 24, 2015 MForm 4 →Jun 26, 11:06 am EDTIMPERIAL HOLDINGS, INC.IFT10,659$5.75$61,28926,875— plan?
May 28, 2015 AForm 4 →May 29, 11:19 am EDTIMPERIAL HOLDINGS, INC.IFT4,854——15,493— plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Aug 26, 2016 XForm 4/A →Aug 31, 3:30 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE3,000$25.00$37,500750—
Aug 26, 2016 XForm 4 →Aug 30, 3:51 pm EDTSPECIAL OPPORTUNITIES FUND, INC.SPE1,500$25.00$18,750750— amended
Jun 24, 2015 MForm 4 →Jun 26, 11:06 am EDTIMPERIAL HOLDINGS, INC.IFT10,659——0—