SEC Form 4 · accession 0001140361-16-068579
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Hellerman
Director
Period of report
Jun 2, 2016
Accepted (ET)
Jun 3, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2016 | A | 7,672 | — | A | 28,449 | D | |
| Common Stock | holding | — | — | — | 31,875 | I | By IRA/SEP Account | |
| Common Stock | holding | — | — | — | 3,500 | I | By IRA Account | |
| Common Stock | holding | — | — | — | 2,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a portion of the directors' fees paid in stock pursuant to Emergent's Omnibus Incentive Plan. The Reporting Person elected to receive the remainder of the directors' fees in cash.