Company · CIK 0001494448 · SIC 6311 — Life Insurance
EMERGENT CAPITAL, INC. · EMGC
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2018 FMForm 4 → | Feb 28, 2019, 4:40 pm EST | Miriam MartinezCFO and Secretary | 324,125 | $0.088 | $6,523 | 210,236 | — | plan? late |
| Oct 30, 2018 FMForm 4 → | Feb 28, 2019, 4:41 pm EST | Harvey Z. WerblowskyVP, CLO and GC | 348,177 | $0.195 | $19,145 | 151,823 | — | plan? late |
| Oct 30, 2018 FMForm 4 → | Feb 28, 2019, 4:39 pm EST | Jack SimonyVP and CIO | 696,353 | $0.195 | $38,289 | 303,647 | — | plan? late |
| Sep 26, 2018 PForm 4/A → | Oct 2, 4:34 pm EDT | Patrick J Curry +1CEO, Director, 10% Owner | 13,000 | $0.2792 | $3,630 | 14,442,716 | +0.09% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 4:32 pm EDT | Patrick J Curry +1CEO, Director, 10% Owner | 55,000 | $0.2756 | $15,160 | 14,429,716 | +0.38% | plan? amended |
| Aug 30, 2018 PForm 4 → | Sep 4, 4:04 pm EDT | Roy PattersonDirector | 48,416 | $0.2863 | $13,863 | 616,584 | +8.52% | plan? |
| Aug 28, 2018 PForm 4 → | Aug 29, 4:06 pm EDT | Roy PattersonDirector | 61,280 | $0.31 | $18,997 | 568,168 | +12.1% | plan? |
| Aug 23, 2018 PForm 4 → | Aug 27, 4:55 pm EDT | Roy PattersonDirector | 8,690 | $0.315 | $2,737 | 506,888 | +1.74% | plan? |
| Mar 29, 2018 PForm 4 → | Mar 29, 4:21 pm EDT | Patrick J Curry +1CEO, Director, 10% Owner | 552,431 | $0.425 | $234,783 | 552,431 | — | plan? |
| Mar 29, 2018 PForm 4 → | Mar 29, 4:16 pm EDT | Roy PattersonDirector | 236,000 | $0.425 | $100,300 | 498,198 | +90.0% | plan? |
| Dec 27, 2017 PForm 4 → | Dec 29, 4:23 pm EST | Roy PattersonDirector | 99,736 | $0.40 | $39,894 | 262,198 | +61.4% | plan? |
| Dec 21, 2017 PForm 4 → | Dec 26, 4:35 pm EST | Roy PattersonDirector | 124,132 | $0.3945 | $48,966 | 162,462 | +324% | plan? |
| Nov 21, 2017 PForm 4 → | Nov 22, 5:16 pm EST | Roy PattersonDirector | 38,330 | $0.3675 | $14,086 | 38,330 | — | plan? |
| Oct 31, 2017 SForm 4 → | Oct 31, 2:19 pm EDT | Antony MitchellOther | 5,000,000 | $0.20 | $1,000,000 | 0 | −100% | plan? |
| Sep 26, 2017 PForm 4/A → | Sep 28, 5:34 pm EDT | Joseph E Sarachek +2Director, 10% Owner | — | — | — | 7,320,038 | — | plan? |
| Sep 26, 2017 PForm 4/A → | Sep 27, 4:57 pm EDT | Patrick J Curry +1Interim CEO, Director, 10% Owner | 74,716 | $0.45 | $33,622 | 14,374,716 | +0.52% | plan? |
| Sep 26, 2017 PForm 4 → | Sep 26, 9:05 pm EDT | Joseph E Sarachek +2Director, 10% Owner | 37,358 | $0.45 | $16,811 | 7,357,396 | +0.51% | plan? amended |
| Sep 26, 2017 PForm 4 → | Sep 26, 9:03 pm EDT | Patrick J CurryInterim CEO, Director, 10% Owner | 37,358 | $0.45 | $16,811 | 14,337,358 | +0.26% | plan? amended |
| Aug 17, 2017 PForm 4 → | Aug 18, 1:07 pm EDT | James HuaDirector | 135,000 | $0.36 | $48,600 | 510,000 | +36.0% | plan? |
| Jul 28, 2017 PForm 4 → | Aug 2, 4:15 pm EDT | Antony MitchellChief Executive Officer, Director | 5,000,000 | $0.20 | $1,000,000 | 5,000,000 | — | plan? late |
| Jul 28, 2017 AForm 4 → | Aug 1, 8:17 pm EDT | Andrew DakosDirector | 5,322,872 | $0.20 | $1,064,574 | 3,501,179 | — | plan? amended |
| Jun 2, 2016 AForm 4 → | Jun 3, 5:03 pm EDT | Gilbert E NathanDirector | 11,508 | — | — | 16,508 | — | plan? |
| Jun 2, 2016 AForm 4 → | Jun 3, 5:02 pm EDT | Gerald HellermanDirector | 7,672 | — | — | 28,449 | — | plan? |
| Jun 2, 2016 AForm 4 → | Jun 3, 5:01 pm EDT | Phillip GoldsteinDirector, 10% Owner | 11,508 | — | — | 204,976 | — | plan? |
| Jun 2, 2016 AForm 4 → | Jun 3, 5:00 pm EDT | Andrew DakosDirector, 10% Owner | 11,508 | — | — | 42,720 | — | plan? |
| Jun 2, 2016 AForm 4 → | Jun 3, 4:58 pm EDT | Michael A. CrowDirector | 11,508 | — | — | 42,461 | — | plan? |
| Jun 2, 2016 AForm 4 → | Jun 3, 4:55 pm EDT | James M ChadwickDirector | 11,508 | — | — | 31,791 | — | plan? |
| Mar 31, 2016 PForm 4 → | Apr 1, 10:10 am EDT | Gilbert E NathanDirector | 3,615 | $4.04 | $14,601 | 3,615 | — | plan? |
| Mar 28, 2016 PForm 4 → | Mar 29, 1:55 pm EDT | Gerald HellermanDirector | 5,000 | $3.90 | $19,500 | 31,875 | +18.6% | plan? |
| Feb 2, 2016 PForm 4 → | Feb 4, 5:01 pm EST | James M ChadwickDirector | 95,000 | $4.36 | $414,543 | 278,669 | +51.7% | plan? |
| Jan 21, 2016 PForm 4 → | Jan 25, 3:32 pm EST | James M ChadwickDirector | 14,919 | $4.09 | $61,032 | 183,669 | +8.84% | plan? |
| Dec 8, 2015 JForm 4 → | Dec 10, 4:45 pm EST | Phillip GoldsteinDirector, 10% Owner | 121,712 | — | — | 2,060,316 | — | plan? |
| Dec 7, 2015 PForm 4 → | Dec 9, 3:51 pm EST | Richard DayanDirector | 8,800 | $3.84 | $33,763 | 48,803 | +22.0% | plan? |
| Dec 7, 2015 PForm 4 → | Dec 8, 9:55 am EST | Gilbert E NathanDirector | 2,000 | $3.75 | $7,500 | 5,000 | +66.7% | plan? |
| Dec 4, 2015 JForm 4 → | Dec 8, 11:40 am EST | Phillip GoldsteinDirector, 10% Owner | 44,385 | — | — | 1,969,460 | — | plan? |
| Dec 4, 2015 PForm 4 → | Dec 8, 11:40 am EST | Phillip GoldsteinDirector, 10% Owner | 50,726 | $3.85 | $195,372 | 1,999,460 | +2.60% | plan? |
| Dec 4, 2015 JForm 4 → | Dec 8, 11:39 am EST | Andrew DakosDirector, 10% Owner | 44,385 | — | — | 1,807,508 | — | plan? |
| Nov 12, 2015 PForm 4 → | Nov 16, 3:31 pm EST | Gilbert E NathanDirector | 3,000 | $4.25 | $12,750 | 3,000 | — | plan? |
| Nov 11, 2015 PForm 4 → | Nov 13, 2:42 pm EST | Phillip GoldsteinDirector, 10% Owner | 10,000 | $4.42 | $44,200 | 2,013,845 | +0.50% | plan? |
| Sep 24, 2015 PForm 4 → | Sep 28, 4:35 pm EDT | Rory O'ConnellChief Financial Officer | 5,000 | $5.02 | $25,086 | 12,500 | +66.7% | plan? |
| Sep 9, 2015 PForm 4 → | Sep 9, 4:04 pm EDT | David SassoSenior Vice President | 1,000 | $5.55 | $5,550 | 1,000 | — | plan? |
| Sep 4, 2015 PForm 4 → | Sep 9, 10:06 am EDT | Antony MitchellChief Executive Officer, Director | 10,000 | $5.59 | $55,918 | 814,334 | +1.24% | plan? |
| Aug 26, 2015 PForm 4 → | Aug 27, 5:06 pm EDT | Phillip GoldsteinDirector, 10% Owner | 2,641 | $5.26 | $13,892 | 228,598 | +1.17% | plan? |
| Aug 25, 2015 PForm 4 → | Aug 27, 8:49 am EDT | Phillip GoldsteinDirector, 10% Owner | 2,359 | $5.26 | $12,408 | 225,957 | +1.06% | plan? |
| Aug 21, 2015 PForm 4 → | Aug 24, 10:50 am EDT | Phillip GoldsteinDirector, 10% Owner | 3,000 | $5.60 | $16,800 | 223,598 | +1.36% | plan? |
| Aug 6, 2015 PForm 4 → | Aug 10, 4:15 pm EDT | Phillip GoldsteinDirector, 10% Owner | 6,087 | $5.57 | $33,933 | 220,598 | +2.84% | plan? |
| Jun 24, 2015 XForm 4 → | Jun 26, 1:10 pm EDT | Bulldog Investors, LLC +110% Owner | 1,305,849 | $5.75 | $7,508,632 | 2,991,124 | — | plan? |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:08 am EDT | Antony MitchellChief Executive Officer, Director | 70,000 | $5.75 | $402,500 | 804,334 | — | plan? |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:08 am EDT | Miriam MartinezSenior Vice President | 1,000 | $5.75 | $5,750 | 2,000 | — | plan? |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:07 am EDT | Richard DayanDirector | 5,095 | $5.75 | $29,296 | 40,003 | — | plan? |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:06 am EDT | Michael A. CrowDirector | 8,411 | $5.75 | $48,363 | 30,953 | — | plan? |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:06 am EDT | Gerald HellermanDirector | 10,659 | $5.75 | $61,289 | 26,875 | — | plan? |
| Jun 24, 2015 MXForm 4 → | Jun 26, 11:05 am EDT | Phillip GoldsteinDirector, 10% Owner | 1,935,145 | $5.75 | $11,127,084 | 2,224,869 | — | plan? |
| Jun 24, 2015 MXForm 4 → | Jun 26, 11:04 am EDT | Andrew DakosDirector, 10% Owner | 1,791,829 | $5.75 | $10,303,017 | 2,224,869 | — | plan? |
| Jun 24, 2015 MXForm 4 → | Jun 26, 11:03 am EDT | James M ChadwickDirector | 34,325 | $5.75 | $197,369 | 168,750 | — | plan? |
| Jun 5, 2015 FForm 4 → | Jun 5, 10:42 am EDT | Michael A. CrowDirector | 2,174 | — | — | 22,542 | — | plan? |
| May 28, 2015 AForm 4 → | May 29, 11:20 am EDT | Michael A. CrowDirector | 7,281 | — | — | 24,716 | — | plan? |
| May 28, 2015 AForm 4 → | May 29, 11:20 am EDT | James M ChadwickDirector | 7,281 | — | — | 19,708 | — | plan? |
| May 28, 2015 AForm 4 → | May 29, 11:19 am EDT | Gerald HellermanDirector | 4,854 | — | — | 15,493 | — | plan? |
| May 28, 2015 AForm 4 → | May 29, 11:18 am EDT | Andrew DakosDirector, 10% Owner | 7,281 | — | — | 19,248 | — | plan? |
| May 28, 2015 AForm 4 → | May 29, 11:17 am EDT | Phillip GoldsteinDirector, 10% Owner | 7,281 | — | — | 137,707 | — | plan? |
| May 28, 2015 AForm 4 → | May 29, 11:15 am EDT | Richard DayanDirector | 7,281 | — | — | 34,908 | — | plan? |
| Dec 31, 2014 PForm 4 → | Jan 2, 2015, 12:17 pm EST | Antony MitchellChief Executive Officer, Director | 15,000 | $6.38 | $95,660 | 734,334 | +2.09% | plan? |
| Mar 31, 2014 PForm 5 → | Feb 17, 2015, 10:30 am EST | Phillip GoldsteinDirector, 10% Owner | 22,741 | $5.90 | $134,182 | 1,121,792 | +2.07% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2018 MForm 4 → | Feb 28, 2019, 4:40 pm EST | Miriam MartinezCFO and Secretary | 250,000 | — | — | 250,000 | — | late |
| Oct 30, 2018 MForm 4 → | Feb 28, 2019, 4:41 pm EST | Harvey Z. WerblowskyVP, CLO and GC | 250,000 | — | — | 250,000 | — | late |
| Oct 30, 2018 MForm 4 → | Feb 28, 2019, 4:39 pm EST | Jack SimonyVP and CIO | 500,000 | — | — | 500,000 | — | late |
| Jun 29, 2018 AForm 4 → | Jun 29, 5:32 pm EDT | Joseph E Sarachek +2Director, 10% Owner | 500,000 | — | — | 100,000 | — | |
| Dec 28, 2017 PForm 4 → | Jan 2, 2018, 4:21 pm EST | Robert C KnappDirector | 8,068,000 | $4,941,650.00 | $39,869,232,200,000 | — | — | |
| Dec 22, 2017 AForm 4 → | Dec 26, 4:04 pm EST | Miriam MartinezCFO and Secretary | 500,000 | — | — | 500,000 | — | |
| Sep 5, 2017 PForm 4 → | Sep 15, 3:15 pm EDT | Robert C KnappDirector | 1,000,000 | $700,000.00 | $700,000,000,000 | — | — | late |
| Aug 25, 2017 PForm 4 → | Aug 29, 4:15 pm EDT | Robert C KnappDirector | — | — | — | 14,223,642 | — | |
| Aug 17, 2017 PForm 4 → | Aug 21, 6:45 pm EDT | Robert C KnappDirector | — | — | — | 13,223,642 | — | |
| Jul 28, 2017 AForm 4/A → | Aug 11, 11:48 am EDT | Andrew DakosDirector | 1,600,000 | — | — | 640,000 | — | |
| Jul 28, 2017 AJForm 4 → | Aug 1, 8:17 pm EDT | Andrew DakosDirector | 1,600,000 | — | — | 3,435,885 | — | amended |
| Jul 28, 2017 JForm 4 → | Aug 1, 7:53 pm EDT | Robert C KnappDirector | 2,000,000 | — | — | 75 | — | |
| Mar 14, 2017 JForm 4 → | Aug 1, 8:14 pm EDT | Andrew DakosDirector | — | — | — | 980,078 | — | late |
| Jun 24, 2016 AForm 4 → | Jun 27, 4:16 pm EDT | Christopher J O'ReillyGeneral Counsel and Secretary | — | — | — | 46,000 | — | |
| Jun 24, 2016 AForm 4 → | Jun 27, 4:12 pm EDT | Miriam MartinezActing Chief Financial Officer | 46,000 | — | — | 46,000 | — | |
| Jun 24, 2016 AForm 4 → | Jun 27, 4:10 pm EDT | David SassoSenior Vice President | 40,000 | — | — | 40,000 | — | |
| Jun 24, 2015 XForm 4 → | Jun 26, 1:10 pm EDT | Bulldog Investors, LLC +110% Owner | 1,305,849 | — | — | 0 | — | |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:08 am EDT | Antony MitchellChief Executive Officer, Director | 70,000 | — | — | 0 | — | |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:08 am EDT | Miriam MartinezSenior Vice President | 1,000 | — | — | 0 | — | |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:07 am EDT | Richard DayanDirector | 5,095 | — | — | 0 | — | |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:06 am EDT | Michael A. CrowDirector | 8,411 | — | — | 0 | — | |
| Jun 24, 2015 MForm 4 → | Jun 26, 11:06 am EDT | Gerald HellermanDirector | 10,659 | — | — | 0 | — | |
| Jun 24, 2015 MXForm 4 → | Jun 26, 11:05 am EDT | Phillip GoldsteinDirector, 10% Owner | 1,935,145 | — | — | 0 | — | |
| Jun 24, 2015 MXForm 4 → | Jun 26, 11:04 am EDT | Andrew DakosDirector, 10% Owner | 1,791,829 | — | — | 0 | — | |
| Jun 24, 2015 MXForm 4 → | Jun 26, 11:03 am EDT | James M ChadwickDirector | 34,325 | — | — | 0 | — | |
| Feb 21, 2014 PForm 5 → | Feb 13, 2015, 9:33 am EST | Bulldog Investors, LLC +110% Owner | 6,302 | $1,000.00 | $6,302,000 | 6,302 | — |