SEC Form 4 · accession 0001140361-15-022276
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Dayan
Director
Period of report
May 28, 2015
Accepted (ET)
May 29, 2015 · 11:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 28, 2015 | A | 7,281 | — | A | 34,908 | D | |
| Common StockF2 | holding | — | — | — | 10,000 | I | By BD Holding Co. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares granted pursuant to Imperial's Omnibus Incentive Plan. The shares vest in full on the first anniversary of the date of grant.
- F2The reporting person is a general partner of a partnership which owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.