SEC Form 4 · accession 0001140361-16-070872
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sasso
Officer — Senior Vice President
Period of report
Jun 24, 2016
Accepted (ET)
Jun 27, 2016 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 24, 2016 | A | 40,000 | A | — | — | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital Inc.'s Common Stock.
- F2The Restricted Stock Units vest on June 30, 2018.