SEC Form 4 · accession 0001140361-16-059265
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Hellerman
Director
Period of report
Mar 28, 2016
Accepted (ET)
Mar 29, 2016 · 1:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2016 | P | 5,000 | $3.90 | A | 31,875 | I | By IRA/SEP Account |
| Common Stock | holding | — | — | — | 20,777 | D | ||
| Common Stock | holding | — | — | — | 3,500 | I | By IRA Account | |
| Common Stock | holding | — | — | — | 2,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.