SEC Form 4 · accession 0001140361-15-044005
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Dayan
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2015 | P | 1,800 | $3.8312 | A | 41,803 | D | |
| Common Stock | Dec 7, 2015 | P | 5,000 | $3.8453 | A | 46,803 | D | |
| Common Stock | Dec 8, 2015 | P | 2,000 | $3.82 | A | 48,803 | D | |
| Common StockF1 | holding | — | — | — | 10,000 | I | By BD Holding Co. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is a general partner of a partnership which owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.