SEC Form 4 · accession 0000932440-17-000099
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy Patterson
Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 26, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 21, 2017 | P | 10,000 | $0.37 | A | 48,330 | D | |
| Common Stock | Dec 21, 2017 | P | 22,132 | $0.38 | A | 70,462 | D | |
| Common Stock | Dec 22, 2017 | P | 42,100 | $0.38 | A | 112,562 | D | |
| Common Stock | Dec 22, 2017 | P | 32 | $0.37 | A | 112,594 | D | |
| Common Stock | Dec 26, 2017 | P | 40,000 | $0.42 | A | 152,594 | D | |
| Common Stock | Dec 26, 2017 | P | 9,868 | $0.41 | A | 162,462 | D |
Table II — derivative securities
No Table II lines on this filing.