SEC Form 4 · accession 0001140361-16-048548
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Chadwick
Director
Period of report
Jan 21, 2016
Accepted (ET)
Jan 25, 2016 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2016 | P | 5,672 | $3.9131 | A | 174,422 | I | See Footnote |
| Common StockF1 | Jan 22, 2016 | P | 9,247 | $4.1999 | A | 183,669 | I | See Footnote |
| Common Stock | holding | — | — | — | 20,283 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a principal of Ancora Catalyst Fund LP. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.