SEC Form 4 · accession 0001140361-16-050318
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Chadwick
Director
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | P | 50,000 | $4.43 | A | 233,669 | I | See Footnote |
| Common StockF1 | Feb 3, 2016 | P | 20,000 | $4.3429 | A | 253,669 | I | See Footnote |
| Common StockF1 | Feb 4, 2016 | P | 25,000 | $4.2474 | A | 278,669 | I | See Footnote |
| Common Stock | holding | — | — | — | 20,283 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a principal of Ancora Catalyst Fund LP. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.