SEC Form 4 · accession 0001209191-17-047097
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antony Mitchell
Officer — Chief Executive Officer · Director
Period of report
Jul 28, 2017
Accepted (ET)
Aug 2, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2017 | P | 5,000,000 | $0.20 | A | 5,000,000 | I | By Tin-Rez Corp. |
| Common Stock | holding | — | — | — | 814,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person may be deemed to be a beneficial owner of these shares and disclaims beneficial ownership of these shares except to the extent of any indirect pecuniary interest therein.