SEC Form 4 · accession 0001140361-15-034640
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antony Mitchell
Officer — Chief Executive Officer · Director
Period of report
Sep 4, 2015
Accepted (ET)
Sep 9, 2015 · 10:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2015 | P | 10,000 | $5.5918 | A | 814,334 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.60, inclusive. The reporting person undertakes to provide to Emergent Capital, Inc., any security holder of Emergent Capital, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.