SEC Form 4/A · accession 0000932440-18-000072
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Patrick J Curry
Officer — CEO · Director · 10% Owner
PJC INVESTMENTS, LLC
Director · 10% Owner
Period of report
Sep 25, 2018
Accepted (ET)
Oct 2, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF2,F1 | Sep 26, 2018 | P | 2,500 | $0.276 | A | 14,432,216 | I | By PJC Investments, LLC |
| Common Stock, par value $0.01 per shareF2,F1 | Sep 26, 2018 | P | 10,500 | $0.28 | A | 14,442,716 | I | By PJC Investments, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Curry is the principal and manager of PJC Investments, LLC.
- F2These shares were inadvertently omitted from the original Form 4 filed on September 27, 2018.
Remarks
Because Patrick J. Curry, a director of the issuer, controls PJC Investments, LLC, PJC Investments, LLC may be deemed to be a director by deputization.