SEC Form 4 · accession 0000932440-17-000097
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Miriam Martinez
Officer — CFO and Secretary
Period of report
Dec 22, 2017
Accepted (ET)
Dec 26, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 22, 2017 | A | 500,000 | A | — | — | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s Common Stock.
- F2The Restricted Stock Units vest on December 21, 2018, as to 250,000 shares, and on December 21, 2019, as to 250,000 shares.