SEC Form 4 · accession 0001140361-15-036008
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rory O'Connell
Officer — Chief Financial Officer
Period of report
Sep 24, 2015
Accepted (ET)
Sep 28, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2015 | P | 1,000 | $4.959 | A | 8,500 | D | |
| Common Stock | Sep 25, 2015 | P | 1,000 | $4.979 | A | 9,500 | D | |
| Common Stock | Sep 25, 2015 | P | 2,000 | $5.0843 | A | 11,500 | D | |
| Common Stock | Sep 28, 2015 | P | 1,000 | $4.979 | A | 12,500 | D |
Table II — derivative securities
No Table II lines on this filing.