SEC Form 4 · accession 0001140361-16-059748
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gilbert E Nathan
Director
Period of report
Mar 31, 2016
Accepted (ET)
Apr 1, 2016 · 10:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2016 | P | 3,615 | $4.0389 | A | 3,615 | I | Spouse IRA Account |
| Common Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The Shares were sold in multiple transactions at prices ranging from $4.02 to $4.0474, inclusive. The Reporting Person undertakes to provide Emergent Capital, Inc., any security holder of Emergent Capital, Inc., or the staff of the Securities & Exchange Commission, upon request, information regarding the number of Shares sold at each separate price within the range set forth herein.