Insider holders · CIK 0001494448
EMERGENT CAPITAL, INC. · EMGC
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| INVESTCO 1, LLC10% Owner | 17,700,000 | — | 17,700,000 | Aug 7, 2017 · 5:11 pm EDT | Form 3 |
| Steven L Key10% Owner | 17,700,000 | — | 17,700,000 | Aug 7, 2017 · 5:11 pm EDT | Form 3 |
| Evermore Global Value Fund10% Owner | 16,710,000 | — | 16,710,000 | Aug 4, 2017 · 4:24 pm EDT | Form 3 |
| PJC INVESTMENTS, LLCDirector | — | 14,442,716 | 14,442,716 | Oct 2, 2018 · 4:34 pm EDT | Form 4/A |
| Patrick J CurryCEO | — | 14,442,716 | 14,442,716 | Oct 2, 2018 · 4:34 pm EDT | Form 4/A |
| Matthew Todd EpsteinDirector | — | 11,185,000 | 11,185,000 | Aug 4, 2017 · 4:53 pm EDT | Form 3 |
| Evermore Global Advisors, LLC10% Owner | — | 11,185,000 | 11,185,000 | Aug 4, 2017 · 4:22 pm EDT | Form 3 |
| Patrick Thomas BrennanDirector | — | 10,200,000 | 10,200,000 | Dec 17, 2018 · 4:06 pm EST | Form 3 |
| James HuaDirector | — | 10,000,000 | 10,000,000 | Aug 18, 2017 · 1:07 pm EDT | Form 4 |
| James G. WolfDirector | 8,800,000 | 862,701 | 9,662,701 | Feb 25, 2019 · 7:16 pm EST | Form 3 |
| TOPCO 1, LLCDirector | — | 7,320,038 | 7,320,038 | Jun 29, 2018 · 5:32 pm EDT | Form 4 |
| JSARCO, LLCDirector | — | 7,320,038 | 7,320,038 | Jun 29, 2018 · 5:32 pm EDT | Form 4 |
| Joseph E SarachekDirector | — | 7,320,038 | 7,320,038 | Jun 29, 2018 · 5:32 pm EDT | Form 4 |
| Steven Samuels10% Owner | — | 2,991,124 | 2,991,124 | Jun 26, 2015 · 1:10 pm EDT | Form 4 |
| Bulldog Investors, LLC10% Owner | — | 2,991,124 | 2,991,124 | Jun 26, 2015 · 1:10 pm EDT | Form 4 |
| Matthew D HoukDirector | 37,916 | 2,500,000 | 2,537,916 | Dec 17, 2018 · 4:07 pm EST | Form 3 |
| Phillip GoldsteinDirector | 204,976 | 2,224,869 | 2,429,845 | Jun 3, 2016 · 5:01 pm EDT | Form 4 |
| Andrew DakosDirector | 42,720 | 2,224,869 | 2,267,589 | Jun 3, 2016 · 5:00 pm EDT | Form 4 |
| Antony Mitchellrelationship not stated | 814,334 | 0 | 814,334 | Oct 31, 2017 · 2:19 pm EDT | Form 4 |
| Roy PattersonDirector | 616,584 | — | 616,584 | Sep 4, 2018 · 4:04 pm EDT | Form 4 |
| James M ChadwickDirector | 31,791 | 278,669 | 310,460 | Jun 3, 2016 · 4:55 pm EDT | Form 4 |
| Jack SimonyVP and CIO | 303,647 | — | 303,647 | Feb 28, 2019 · 4:39 pm EST | Form 4 |
| Miriam MartinezCFO and Secretary | 210,236 | — | 210,236 | Feb 28, 2019 · 4:40 pm EST | Form 4 |
| Harvey Z. WerblowskyVP, CLO and GC | 151,823 | — | 151,823 | Feb 28, 2019 · 4:41 pm EST | Form 4 |
| Richard DayanDirector | 48,803 | 10,000 | 58,803 | Dec 9, 2015 · 3:51 pm EST | Form 4 |
| Michael A. CrowDirector | 42,461 | — | 42,461 | Jun 3, 2016 · 4:58 pm EDT | Form 4 |
| Gerald HellermanDirector | 28,449 | 2,000 | 30,449 | Jun 3, 2016 · 5:02 pm EDT | Form 4 |
| Gilbert E NathanDirector | 16,508 | 3,615 | 20,123 | Jun 3, 2016 · 5:03 pm EDT | Form 4 |
| Rory O'ConnellChief Financial Officer | 12,500 | — | 12,500 | Sep 28, 2015 · 4:35 pm EDT | Form 4 |
| David SassoSenior Vice President | 1,000 | — | 1,000 | Sep 9, 2015 · 4:04 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.