SEC Form 4 · accession 0001140361-15-025502
EMERGENT CAPITAL, INC. · EMGC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antony Mitchell
Officer — Chief Executive Officer · Director
Period of report
Jun 24, 2015
Accepted (ET)
Jun 26, 2015 · 11:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494448
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 24, 2015 | M | 70,000 | $5.75 | A | 804,334 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (Rights to Buy) | $5.75 | Jun 24, 2015 | M | 70,000 | D | May 26, 2015 | Jun 15, 2015 | Common Stock | 70,000 | 0 | D |